Lai, Yan Ching 黎恩呈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-25 | Rep | Advising on securities | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Automated trading services | 2004-06-25 | Rep | Dealing in securities | 2008-01-22 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Dealing in futures contracts | 2008-01-22 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-25 | Rep | Advising on securities | 2004-06-25 | Rep | Asset management | 2004-06-25 | Rep | Automated trading services | 2004-06-25 | Rep | Dealing in securities | 2008-01-22 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-09-11 | 2019-08-18 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2018-09-11 | 2019-08-18 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2018-08-31 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-28 | 2018-08-31 |
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