Lau, Siu Kau (SFC:AEA215) 劉兆球

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on corporate finance 2004-01-08
Rep Advising on securities 2004-01-08
Rep Asset management 2004-01-08
Rep Automated trading services 2004-01-08
Rep Dealing in securities 2004-01-08
2 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2004-01-08
Rep Asset management 2004-01-08
Rep Dealing in futures contracts 2004-01-08
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2004-01-08
Rep Advising on securities 2004-01-08
Rep Asset management 2004-01-08
Rep Automated trading services 2004-01-08
Rep Dealing in securities 2004-01-08
4 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2004-01-21
5 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-01-21

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