Lau, Siu Kau (SFC:AEA215) 劉兆球

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2004-01-21
2 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-01-21
3 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on corporate finance 2004-01-08
4 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Advising on securities 2004-01-08
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Asset management 2004-01-08
6 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Automated trading services 2004-01-08
7 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2004-01-08
8 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Advising on futures contracts 2004-01-08
9 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Asset management 2004-01-08
10 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Rep Dealing in futures contracts 2004-01-08
11 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on corporate finance 2004-01-08
12 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Advising on securities 2004-01-08
13 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Asset management 2004-01-08
14 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Automated trading services 2004-01-08
15 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2004-01-08

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