Mow, On Loy 繆安來
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-10-07 | 2006-12-16 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-10-07 | 2006-12-16 |
| 3 | Finet Securities Limited | RO | Advising on securities | 2023-05-19 | 2023-10-04 | RO | Asset management | 2023-05-19 | 2023-10-04 | RO | Dealing in securities | 2023-05-19 | 2023-10-04 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2005-09-28 | Rep | Dealing in securities | 2004-09-01 | 2005-09-28 |
| 5 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-12-15 | 2004-09-01 |
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-09-11 | Rep | Advising on corporate finance | 2003-10-07 | Rep | Advising on securities | 2003-10-07 | Rep | Asset management | 2003-10-07 | Rep | Dealing in securities | 2004-09-01 |
| 7 | Sunwah Kingsway Leasing and Finance Limited | Rep | Dealing in futures contracts | 2004-09-01 | 2005-09-28 |
| 8 | TSE'S SECURITIES LIMITED | Rep | Advising on securities | 2024-01-02 | 2024-01-05 | Rep | Dealing in securities | 2024-01-02 | 2024-01-05 | RO | Advising on securities | 2024-01-05 | RO | Asset management | 2024-01-05 | RO | Dealing in securities | 2024-01-05 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-27 | 2023-05-10 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-12-27 | 2023-05-10 |
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