Tang, Ho Leung 鄧浩良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-23 | 2014-07-04 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-15 | 2014-07-04 |
| 3 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2021-05-03 | |
| 4 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-03 | |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-29 | Rep | Advising on securities | 2004-06-29 | Rep | Asset management | 2004-06-29 | Rep | Automated trading services | 2004-06-29 | Rep | Dealing in securities | 2004-12-14 |
| 6 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2004-06-29 | Rep | Advising on securities | 2004-06-29 | Rep | Asset management | 2004-06-29 | Rep | Automated trading services | 2004-06-29 | Rep | Dealing in securities | 2004-12-14 |
| 7 | CHOW SANG SANG SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-10 | 2021-04-30 |
| 8 | CHOW SANG SANG FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-07-10 | 2021-04-30 |
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