Wong, Alan Hak Leun 黃克麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-05-19 | 2004-12-01 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-04-20 | 2004-12-01 |
| 3 | Planetree Securities Limited | Rep | Advising on corporate finance | 2004-01-28 | Rep | Advising on securities | 2004-01-28 | Rep | Asset management | 2004-01-28 | Rep | Dealing in securities | 2004-03-26 |
| 4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2012-03-20 | 2016-03-31 | Rep | Dealing in securities | 2012-03-20 | 2016-03-31 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-06-29 | 2012-02-24 |
| 6 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-06-29 | 2012-02-24 |
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