SFC censures CLSA, CITIC Securities Brokerage and Beijing Enterprises (0392) and various staff
SFC, 30-Dec-2019
For pre-arranging share buybacks and then passing them through the market, in effect preventing other shareholders from participating in the "on-market" buybacks.

• Orgs
  • BEIJING ENTERPRISES HOLDINGS LIMITED
  • CITIC Securities Brokerage (HK) Limited
  • CLSA LIMITED
• People
  • Lau, Eddy Ka Yip 劉家業
  • Lau, King Yuen 劉敬元
  • Li, Stephanie 李培芬
  • Tung, Eric Woon Cheung 董渙樟
  • Walters, Andrew James (SFC:AOT505)
  • Wilson, Stuart Richard (SFC:ALZ457)