Articles: Money laundering

SFC fines Yardley Securities HK$5m for AML breachesStatement of Disciplinary Action
SFC, 17-Mar-2021
This involve 2 clients between Feb-May-2016, and transfers to and from 3rd parties in the "casino and gaming industry", using Yardley as a conduit.
SFC fines Sino-Rich Securities & Futures Ltd HK$7.2m for AML breachesStatement of Disciplinary Action
SFC, 15-Mar-2021
4 charged with bribery facilitated HK$75m L/C fraud and money laundering
ICAC, 5-Jun-2020
Including a senior executive of a subsidiary of China Railway Construction (1186).
SFC fines Southwest Securities (HK) Brokerage HK$5m for breaches of anti-money laundering requirements
SFC, 18-May-2020
This is a subsidiary of Southwest Securities (0812).
After tearful apology, ex-HK official Patrick Ho gets 'truly merciful' 3-year sentence in US bribery and money laundering case
South China Morning Post, 26-Mar-2019
Patrick Ho Chi Ping jailed for 3 years, fined US$400k for international bribery and money-laundering
US Department of Justice, 25-Mar-2019
SFC fines Guosen Securities (HK) HK$15.2m for breaches of AML requirements
SFC, 18-Feb-2019
The firm processed over 2200 suspicious third-party deposits (i.e. not made by clients but into their accounts) totalling over HK$2.3bn in 14 months up to Dec-2015.
Duo in court for defrauding HK$20m mortgage loans and laundering crime proceeds
ICAC, 10-May-2018
4 years’ jail for laundering HK$3.4m crime proceeds
ICAC, 22-Mar-2018
Duo jailed for HK$3.6m Harrow donations fraud and laundering crime proceeds
ICAC, 9-Oct-2017
Ex-sales manager in court for laundering HK$3.4m crime proceeds
ICAC, 13-Jul-2017
Duo guilty of HK$3.6m Harrow donations fraud and laundering crime proceeds
ICAC, 11-May-2017
SFC fines Rifa Futures Ltd HK$3m for AML-related internal control failures
SFC, 12-Apr-2017
HKMA fines Coutts & Co AG HK$7m for AML failings
HK Monetary Authority, 11-Apr-2017
SFC fines Guoyuan Securities Brokerage (HK) Ltd HK$4.5m for breaches of AML guidelines
SFC, 5-Apr-2017
SFC fines Zhongtai International Securities Ltd HK$2.6m for AML issues
SFC, 14-Mar-2017
SFC fines Sinolink Securities (HK) Co Ltd HK$3m for breach of AML guidelines
SFC, 6-Mar-2017
Trio jailed for fraud and money laundering over acquisition of farms
ICAC, 6-Jun-2016
3 guilty of fraud, money laundering in Natural Dairy (NZ) (0462) case
ICAC, 29-Apr-2016
Duo charged with HK$3m school donations fraud and laundering crime proceeds
ICAC, 8-Apr-2016
What a harrowing experience for the donors!
Two acquitted of money laundering
UK Serious Fraud Office, 17-Mar-2016
Duo jailed for soliciting HK$1m bribe and laundering crime proceeds
ICAC, 2-Jul-2015
Duo guilty of soliciting HK$1m bribe and laundering proceeds
ICAC, 30-Jun-2015
Duo charged with HK$27m fraud, theft and money laundering
ICAC, 25-Jun-2015
This involves the solution in which human organs are flushed and preserved pending transportation and transplant. What a pickle. Who knew it was so expensive?
7 charged with laundering HK$1bn crime proceeds
ICAC, 26-Feb-2015
SFC bans former CEO of Ping An of China Securities (HK) for a year over AML failures
SFC, 23-Feb-2015
The firm is owned by Ping An Insurance (2318).
Duo jailed for HK$3.3m loans fraud & money laundering
ICAC, 16-Feb-2015
Yes, the people behind Honest (HK) Manufacturing were jailed for dishonesty.
Jail terms up to 6.5 years for laundering HK$230m in Natural Dairy (0462) case
ICAC, 19-Sep-2014
Duo in court for alleged HK$3.3m loans fraud and money laundering
ICAC, 11-Jul-2014
Yes, really, the company name is "Honest (HK) Manufacturing Ltd".
Ping An (2318) HK securities arm fined HK$6m over AML failures
SFC, 9-Jul-2014
Company director extradited from US to face bribery and money laundering trial
ICAC, 19-Jun-2014
That would be Saipan, Northern Mariana Islands, a commonwealth of the US.
Carson Yeung jailed for six years after tip-off triggered money-laundering probe
South China Morning Post, 7-Mar-2014
Carson Yeung spends first night in jail after conviction for money laundering
South China Morning Post, 3-Mar-2014
Senior executives of Pearl Oriental Oil (0632) and two others in court over fraud and money laundering
ICAC, 8-Oct-2013
Senior executives of Pearl Oriental Oil (0632) and two others charged with fraud and money laundering
ICAC, 7-Oct-2013
You must face laundering trial, judge tells Yeung
HK Standard, 14-Jun-2013
Andy Ajukwu, wanted by HK on suspicion of money-laundering & fraud
Interpol, 24-Feb-2013
Trio charged with laundering HK$174m crime proceeds
ICAC, 16-Nov-2012
Solicitor and housewife face money laundering charges involving HK$230m
ICAC, 2-Nov-2012
The charge against Ye Fang has increased from HK$68m since yesterday.
Lifestyle (1212): NED Joseph Lau Luen-hung charged with bribery and money-laundering
Company announcement, 24-May-2012
Chinese Estates (0127): Joseph Lau Luen-hung charged in Macau with bribery and money-laundering
Company announcement, 23-May-2012
Ieong Wa Kong wanted by ICAC for allegedly laundering crime proceeds
ICAC, 12-May-2011
Webb on CNBC re money laundering in Macau's Casinos
CNBC, 10-Jun-2009
Duo jailed for money laundering
HK Police, 19-Jan-2007
SFC suspends Mr Perry Luk Kam Yuen for 5 months for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 18-Jul-2006
SFC suspends Mr David Cho Wing Yiu for 6 months for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 25-May-2006
SFC fines Hooray Securities Ltd HK$0.7m for breaches of AML guidelines, FRRs & Code of Conduct and internal control failures
SFC, 14-Dec-2005
SFC suspends Mr Lau Yat Wah for 4 months for breaching Code of Conduct and AML Guidance Notes
SFC, 20-Sep-2005

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