Articles: Insider dealing

MMT finds no insider dealing by Mr Cheng Chak Ngok in China Gas (0384)
SFC, 24-Mar-2017
MMT sanctions Augustine Cheong and his mum for insider dealing in Titan (1192)
SFC, 15-Mar-2017
SFC starts MMT proceedings over alleged insider dealing in Titan (1192)
SFC, 6-Dec-2016
Administrators complete distribution to investors affected by Tiger Asia’s insider dealing
SFC, 19-May-2016
MMT bans Tiger Asia and Bill Hwang from trading securities in HK for 4 yearsMMT report
SFC, 9-Oct-2014
SFC alleges insider dealing by Salina Yu Lai Si, ex-CEO of Water Oasis (1161), in MMT proceedings
SFC, 14-Aug-2014
Restoration order against former banker Du Jun finalised
SFC, 14-Jan-2014
Tiger Asia admits insider dealing and ordered to pay some investors HK$45 million
SFC, 20-Dec-2013
If you bought BOC (3988) on 31-Dec-2008 or 13-Jan-2009, or CCB (0939) on 6-Jan-2009, and if by chance your order was matched with a sale by Tiger Asia, then you are in line for a payout for their insider dealing. This folows the same system as the Du Jun case announced on 12-Dec-2013. As we said, it is a lottery allocation, because other investors who bought at that time will not get the payout. You have about a 1 in 5 chance of a payout in each stock.
SFC orders Du Jun to pay HK$23.9m to some investors
SFC, 12-Dec-2013
This is the first restoration order for insider dealing. We question the fairness of the allocation though. 297 sellers whose orders just happened to be matched with his, during an 11-week period in which he bought 26.7m shares, will get about $0.90 per share - even though some of them may have been net buyers during the period. The whole market was unaware of the good news, and anyone who sold shares during that period, when volume was 1844m shares, but not to Mr Du, gets nothing. That turns the payout into a lottery with about a 1 in 69 chance of success.
Court of First Instance orders re-trial on insider dealing case
SFC, 10-Sep-2013
...and meanwhile we wait and wait to see if any directors will ever be prosecuted for the false and misleading statement in the CITIC Pacific circular of 16-Sep-2008, or in connection with the Commercial Crime Bureau's investigation.
MMT sets date for Tiger Asia hearing
SFC, 6-Sep-2013
SFC begins MMT proceedings against Tiger Asia Management LLC & staff
SFC, 15-Jul-2013
Notice to MMT re Tiger Asia Management LLC & staff
Market Misconduct Tribunal, 15-Jul-2013
CFA gives reasons for dismissal of Tiger Asia appealCFA judgment
SFC, 10-May-2013
Court of Final Appeal dismisses Tiger Asia appeal
SFC, 30-Apr-2013
SFC bans Du Jun forever
SFC, 4-Mar-2013
Interim Freezing Order against Titan senior executive discharged upon payment into High Court
SFC, 25-Jan-2013
Former Morgan Stanley banker throws in his criminal towel
SFC, 2-Jan-2013
Court continues interim injunction on alleged Titan (1192) insider dealer
SFC, 21-Dec-2012
Charles Chong Wai Lee & Becky Chong Bun Bun v Insider Dealing Tribunal
HK Court of Appeal, 17-Dec-2012
The appeal is won, because each of the Harbour Ring and Vanda insider dealing tribunals partially admitted evidence from the other without a fair and full hearing of it. In a recursive manner, each was relying on the other to negate a coincidence and reach a finding of insider dealing. The lesson from this is that where two inquiries overlap, they should be heard as one. Final score: Chongs 2, Financial Secretary 0 (unless he appeals).
Hedge fund manager to pay US$44m for illegal trading in Chinese bank stocks
US SEC, 12-Dec-2012
Tiger Asia Management pleads guilty to wire fraud, forfeits US$16m
New Jersey District Attorney, 12-Dec-2012
Former CITIC Pacific senior executive jailed for insider dealing
SFC, 27-Nov-2012
Ex-Citic Pacific executive convicted of insider trading
Bloomberg, 26-Oct-2012
Magistrate convicts former CITIC Pacific senior executive of insider dealing
SFC, 26-Oct-2012
Meanwhile, we wait for the Government's Department of Justice to go after the big fish.
Re ABC Communications (0030) - insider dealing case
HK Court of Appeal, 17-Oct-2012
Court varies interim injunction in SFC’s action against Du Jun
SFC, 5-Oct-2012
HKICPA disciplines insider dealers Edmond Leung Chi Keung & Steve Luk Ka CheungReasons
HKICPA, 3-Oct-2012
Court of Appeal upholds Du Jun’s insider dealing convictions
SFC, 20-Sep-2012
HKSAR v Du Jun
HK Court of Appeal, 20-Sep-2012
SFC's legal proceedings on alleged insider dealing in Schramm shares
SFC, 17-Sep-2012
SFC v SSCP Holdings (HK) Ltd & others: case dismissedThe total return chart of Schramm.
HK Court of First Instance, 5-Sep-2012
The SFC's case of alleged insider dealing in the shares of Schramm Holding AG ahead of its privatisation is struck out for being "at best, speculative".
SFC revokes licence of Edmond Leung Chi Keung and bans him for 10 years
SFC, 11-Jul-2012
Jail sentence and fine against insider dealer restored after final appeal
SFC, 5-Jul-2012
HKSAR v Pablo Chan Pak Hoe
HK Court of Final Appeal, 5-Jul-2012
Court fixes date of insider dealing trial of former CITIC Pacific senior executive
SFC, 23-Apr-2012
Court of Final Appeal to hear Tiger Asia case
SFC, 18-Apr-2012
Edmond Leung Chi Keung v MMT
HK Court of Appeal, 18-Apr-2012
Court postpones insider dealing trial of former CITIC senior executive
SFC, 29-Feb-2012
Former HAECO director convicted of insider dealing
SFC, 27-Feb-2012
Albert Lam Kwong Yu guilty of insider trading
RTHK, 27-Feb-2012
SFC wins in Court of Appeal against Tiger Asia
SFC, 23-Feb-2012
SFC v Tiger Asia Management LLC & others
HK Court of Appeal, 23-Feb-2012
You're lying, ex-aviation chief told
HK Standard, 1-Feb-2012
Ex-aviation chief faults wine lapse
HK Standard, 31-Jan-2012
Former aviation chief denies insider trading
HK Standard, 27-Jan-2012
MMT submits reports on dealings in ABC Communications (Holdings) Ltd shares
HK Government, 23-Dec-2011
Charles Chong Wai Lee & Becky Chong Bun Bun v Insider Dealing Tribunal
HK Court of Final Appeal, 1-Dec-2011
MMT report on ABC Communications, Part 2Appendix 11
Market Misconduct Tribunal, 2-Nov-2011
HKSAR v Pablo Chan Pak Hoe
HK Court of First Instance, 21-Oct-2011
Magistrate sets date for insider dealing trial of former CITIC Pacific senior executive
SFC, 20-Oct-2011
MMT report on ABC Communications, Part 1Appendices 1-10
Market Misconduct Tribunal, 20-Oct-2011
Re insider dealing tribunal and Easy Concepts International Holdings Ltd
HK Court of First Instance, 18-Oct-2011
SFC lodges Notice of Appeal in Tiger Asia case
SFC, 9-Sep-2011
Former CITIC Pacific senior executive Simon Chui Wing Nin charged with insider dealing
SFC, 25-Aug-2011
Mr Chui is now the CFO of Agile Property (3383)
Court of First Instance upholds insider dealing conviction of Pablo Chan
SFC, 23-Aug-2011
SFC bans Steve Luk Ka Cheung for 10 years
SFC, 23-Aug-2011
SFC v Pablo Chan Pak Hoe
HK Court of First Instance, 23-Aug-2011
SFC to appeal Court's dismissal of Tiger Asia proceedings
SFC, 14-Jul-2011
SFC v Tiger Asia Management LLC & others
HK Court of First Instance, 14-Jul-2011
Court landing for former high flier
HK Standard, 29-Jun-2011
Former HAECO director charged with insider dealing
SFC, 28-Jun-2011
Arrest warrant for Mainland lawyer issued in insider dealing case
SFC, 23-Jun-2011
SFC v Tiger Asia Management LLC & others
HK Court of First Instance, 21-Jun-2011
The judge finds that the court does not have jurisdiction to determine whether the defendants contravened section 295(1) of the SFO. If the SFC wants to take the matter further then it must either go to the Market Misconduct Tribunal, or to criminal prosecution.
SFC to appeal Court of First Instance ruling on Tiger Asia
SFC, 21-Jun-2011
Further hearing set for Hontex; Tiger Asia Management LLC case has bearing
SFC, 15-Jun-2011
Court of Appeal affirms SFAT’s decision to ban David Tsien Pak Cheong for insider dealing
SFC, 14-Jun-2011
The SFC loses in its attempt to reinstate a lifetime ban after the SFAT reduced it to 10 years.
David Tsien Pak Cheong v SFC
HK Court of Appeal, 14-Jun-2011
HKSAR v Sammy Ma Hon Kit & Cordelia Tso Kin Wah
HK Court of Final Appeal, 18-Mar-2011
Lam Hon Nam v Insider Dealing Tribunal
HK Court of Final Appeal, 16-Mar-2011
CFA upholds insider dealing convictions
SFC, 15-Mar-2011
Court continues interim injunction against China Forestry's ex-CEO
SFC, 4-Mar-2011
Court continues interim injunction on China Forestry CEO
SFC, 11-Feb-2011
SFC bans Mr Zhang Bijia forever for insider dealing in Mirabell
SFC, 31-Jan-2011
SFC seeks court orders to redress consequences of alleged insider dealing
SFC, 22-Dec-2010
Court of Final Appeal discharges interim injunction obtained by SFC
SFC, 6-Dec-2010
Kayden Ltd v SFC
HK Court of Final Appeal, 6-Dec-2010
Andy Lam King Hung fined by HKICPAReasons
HKICPA, 17-Nov-2010
Market Misconduct Tribunal submits reports on dealings in Mirabell shares
HK Government, 5-Nov-2010
Report on dealings in Mirabell, Part 1Part 2
Market Misconduct Tribunal, 5-Nov-2010
Court of Appeal upholds 2 out of 3 insider dealing convictions
SFC, 12-Oct-2010
HKSAR v Sammy Ma Hon Kit, Cordelia Tso Kin Wah & Ronald Ma Chun Ho
HK Court of First Instance, 12-Oct-2010
SFAT affirms SFC decision to ban David Tsien Pak Cheong for insider dealing
SFC, 28-Sep-2010
Charles Chong Wai Lee, Becky Chong Bun Bun & Lam Hon Nam v Insider Dealing Tribunal
HK Court of Appeal, 28-Sep-2010
David Tsien Pak Cheong v SFC
SFAT, 22-Sep-2010
"We are satisfied that prohibition for life in the present case is manifestly excessive".
That's tough
HK Standard, 15-Sep-2010
Magistrate imposes jail sentence on insider dealer after review
SFC, 14-Sep-2010
Magistrate Anthony Yuen Wai Ming admits he was wrong.
SFC to seek review of insider dealing sentence
SFC, 19-Aug-2010
Well perhaps the defendant has a good background, a well-off family or a good academic record - this was the same magistrate as in the Amina Bokhary case.
Takeover insider convicted of insider dealingCCASS changes from 5-May to 23-Jun-08
SFC, 5-Aug-2010
Note: our CCASS Analysis system allows you to see which brokers were likely net buyers and sellers over the period of Mr Chan's insider dealing, allowing 2 days for settlement. Those clients who sold to him may wish to sue him in the small claims court.
Former aviation chief's HAECO share deal raises eyebrows
HK Standard, 9-Jun-2010
Albert Lam Kwong Yu resigns as INED of HAECO
Company announcement, 7-Jun-2010
...after buying shares in HAECO before announcement of a general offer for the stock.
SFC seeks trading ban against Tiger Asia over alleged insider trading
SFC, 26-Apr-2010
SFC v Du Jun (previously "A")
HK Court of First Instance, 12-Apr-2010
Reading between the lines, if you sold shares in CITIC Resources (1205) between 15-Feb-07 and 30-Apr-07, then file a complaint with the SFC, which is seeking a court order that alleged insider dealer Du Jun should compensate anyone from whom he purchased shares while in possession of positive inside information, during that period. You might get some money back.
Referral to MMT of Vincent Sze Chun Ning, Wang Chao & Guo Aiwen
Market Misconduct Tribunal, 9-Apr-2010
To determine whether there was insider dealing in the shares of ABC Communications (0030) in Apr-2008 before its takeover offer. This document alleges that the persons who claimed at the time to own the offeror where in fact just nominees of Mr Wang Chao.
SFC bans Steve Luk Ka Cheung forever
SFC, 1-Apr-2010
SFC bans Ryan Fong Yen-hwung forever
SFC, 24-Mar-2010
Koon Wing Yee v Insider Dealing Tribunal
HK Court of Final Appeal, 5-Mar-2010
Several v Insider Dealing Tribunal
HK Court of Appeal, 10-Feb-2010
Insider Dealing Tribunal submits reports
HK Government, 16-Dec-2009
Koon Wing Yee & Sonny Chan Kin Shing v Insider Dealing Tribunal
HK Court of Appeal, 15-Dec-2009
"C", "E" and "F" v SFC
HK Court of Final Appeal, 11-Dec-2009
"C"=Lu Ruifeng, "E"=Clear Excel Ltd, "F"=Kayden Ltd
Thomas Lau Luen Hung v Insider Dealing Tribunal
HK Court of Final Appeal, 4-Dec-2009
SFC bans Allen Lam Kar Fai forever
SFC, 23-Nov-2009
Insider Dealing Tribunal reportAnnex
IDT, 20-Oct-2009
SFC commences insider dealing prosecution re Universe International
SFC, 24-Sep-2009
Man sentenced for insider dealing
HK Police, 18-Sep-2009
Comment: the Police claim that "the Police investigation revealed" the insider dealing - whereas the SFC acknowledge the Police's support in arresting Mr Du when he returned to HK "after the SFC completed the investigation". We think the Police are taking too much credit.
Ex-Morgan Stanley banker jailed for 7 years for insider dealing
SFC, 18-Sep-2009
MMT & IDT submit reports on COLI & Harbour Ring insider dealing cases
HK Government, 18-Sep-2009
Former Morgan Stanley investment banker guilty of insider dealing
SFC, 10-Sep-2009
SFC seeks court orders to freeze assets of Tiger Asia Management LLC
SFC, 20-Aug-2009
MMT report on insider dealing in COLI shares, Part 1Part 2
Market Misconduct Tribunal, 20-Aug-2009
Thomas Lau Luen Hung v Insider Dealing Tribunal
HK Court of Appeal, 22-Jul-2009
Former investment banker and fund manager jailed for insider dealing
SFC, 20-Jul-2009
SFC v "C","D","E" and "F"
HK Court of Appeal, 17-Jul-2009
"C"=Lu Ruifeng, "D"=Tin Yin Kwan, "E"=Clear Excel Ltd, "F"=Kayden Ltd
Court of Appeal confirms SFC's power to freeze assets in suspected insider dealing cases
SFC, 16-Jul-2009
Former investment banker and fund manager plead guilty to insider dealing
SFC, 7-Jul-2009
Note: on 30-Sep-05, Webb-site.com filed a complaint of probable insider dealing with the SFC, based on price movements on 12-Sep-05 before the takeover was announced.
Koon Wing Yee & Sonny Chan Kin Shing v IDT
HK Court of Appeal, 8-Jun-2009
SFC v "C","D","E" and "F"
HK Court of Appeal, 22-May-2009
"C"=Lu Ruifeng, "D"=Tin Yin Kwan, "E"=Clear Excel Ltd, "F"=Kayden Ltd
SFC secures second jail sentence for insider dealing
SFC, 20-Apr-2009
Thomas Lau Luen Hung v IDT & Financial Secretary
HK Court of Appeal, 9-Apr-2009
First jail sentence for insider dealing in Hong Kong
SFC, 1-Apr-2009
Accounting manager of Chinese Estates convicted of criminal insider dealing
SFC, 27-Mar-2009
Five convicted of insider dealing in landmark trial
SFC, 11-Mar-2009
SFC v Du Jun (previously "A")
HK Court of First Instance, 23-Dec-2008
Insider Dealing Tribunal rulingAddendum
IDT, 10-Nov-2008
SFC appeals against High Court decision to discharge injunction in insider dealing investigation
SFC, 5-Nov-2008
"C"=Lu Ruifeng
SFC commences 5th insider dealing prosecution
SFC, 23-Oct-2008
SFC v "C","D","E" and "F"
HK Court of First Instance, 22-Oct-2008
"C"=Lu Ruifeng, "D"=Tin Yin Kwan, "E"=Clear Excel Ltd, "F"=Kayden Ltd
Insider dealing case transferred to District Court
SFC, 16-Oct-2008
SFC prosecutes 4th insider trading case this year
SFC, 25-Sep-2008
Market Misconduct Tribunal submits report on Sunny Global Holdings Ltd
HK Government, 8-Sep-2008
Du Jun's insider dealing case transferred to District Court
SFC, 5-Sep-2008
Report, part 1part 2
Market Misconduct Tribunal, 29-Aug-2008
Ms Vicky Hung Lai Mei first to be convicted of insider dealing under the SFO
SFC, 17-Jul-2008
Former investment banker Mr Du Jun arrested and charged with insider dealing
SFC, 11-Jul-2008
SFC commences prosecution of Ms Vicky Hung Lai Mei for insider dealing
SFC, 5-Jun-2008
Thomas Lau Luen Hung v IDT & Financial Secretary
HK Court of Appeal, 19-May-2008
SFC obtains worldwide injunction in insider dealing investigation
SFC, 2-May-2008
"C"=Lu Ruifeng, "D"=Tin Yin Kwan
Koon Wing Yee and Sonny Chan Kin Shing v Insider Dealing Tribunal
HK Court of Final Appeal, 18-Mar-2008
Insider dealing case transferred to District Court
SFC, 17-Mar-2008
Five face charges of insider trading
HK Standard, 29-Feb-2008
First criminal prosecution for insider dealing
SFC, 28-Feb-2008
Almost 5 years after insider dealing became a criminal offence!
Thomas Lau Luen Hung v IDT & Financial Secretary
HK Court of Appeal, 28-Feb-2008
Ruling on challenge to jurisdiction
Market Misconduct Tribunal, 28-Feb-2008
Court dismisses challenge to SFC
SFC, 18-Jan-2008
SFC obtains injunction in insider dealing investigation
SFC, 18-Dec-2007
Court dismisses another challenge to SFC investigation
SFC, 18-Dec-2007
Members appointed to Market Misconduct Tribunal
HK Government, 2-Nov-2007
Court of First Instance affirms SFC’s power to audio record investigation interviews
SFC, 2-Nov-2007
"A" v SFC
HK Court of First Instance, 17-Oct-2007
Thomas Lau Luen Hung v IDT & Financial Secretary
HK Court of Appeal, 11-Sep-2007
Members appointed to Insider Dealing Tribunal
HK Government, 25-May-2007
Insider Dealing Tribunal makes order
HK Government, 2-May-2007
Report & orderAnnex
IDT, 26-Mar-2007
Insider Dealing Tribunal submits report and makes order
HK Government, 30-Jan-2007
Insider Dealing Tribunal reportAnnexures
IDT, 11-Jan-2007
Insider Dealing Tribunal submits report
HK Government, 2-Jan-2007
Report & order
IDT, 22-Dec-2006
Chairman resigns on order of Insider Dealing Tribunal
Company announcement, 15-Dec-2006
Insider Dealing Tribunal makes orders on Asia Orient Holdings Ltd inquiry
HK Government, 15-Dec-2006
Insider Dealing Tribunal report
IDT, 14-Dec-2006
Summary of Insider Dealing Tribunal report
HK Government, 8-Dec-2006
Insider Dealing Tribunal submits report
HK Government, 8-Dec-2006
Insider Dealing Tribunal report
IDT, 2-Nov-2006
Secretary for Justice v Siegfried Lee Siu Fung & others
HK Court of First Instance, 23-Oct-2006
Members appointed to Insider Dealing Tribunal
HK Government, 6-Oct-2006
Summary of IDT report
HK Government, 29-Sep-2006
Insider Dealing Tribunal finds Thomas Lau Luen Hung to be insider dealer
HK Government, 29-Sep-2006
Summary of Insider Dealing Tribunal Report
HK Government, 5-Sep-2006
Insider Dealing Tribunal submits report on Cheong Ming Investments Limited
HK Government, 5-Sep-2006
Lelalertsuphakun Dusanee v Insider Dealing Tribunal
HK Court of Appeal, 17-Aug-2006
Report
IDT, 3-Aug-2006
Members appointed to Insider Dealing Tribunal
HK Government, 14-Jul-2006
Edmund Kung Chiu Nam v Insider Dealing Tribunal
HK Court of First Instance, 29-Mar-2006
Insider Dealing Tribunal makes order on Easy Concepts and Easyknit case
HK Government, 15-Mar-2006
Members appointed to Insider Dealing Tribunal
HK Government, 3-Mar-2006
Koon Wing Yee resigns as INED due to directorship ban by Insider Dealing Tribunal
Company announcement, 27-Jan-2006
Chairman & CEO Mr Koon Wing Yee resigns, disqualified to act as director for 5 years by Insider Dealing Tribunal
Company announcement, 23-Jan-2006
Koon Wing Yee and Sonny Chan Kin Shing v Insider Dealing Tribunal
HK Court of Appeal, 19-Jan-2006
Insider dealing tribunal report
IDT, 19-Jan-2006
Thomas Lau Luen Hung v IDT; Charles Chong Wai Lee & Becky Chong Bun Bun v IDT
HK Court of First Instance, 13-Jan-2006
Insider Dealing Tribunal makes order
HK Government, 11-Jan-2006
Report & order
IDT, 15-Dec-2005
Mr Koon Wing Yee, Mr Sonny Chan Kin Shing, Mr Alan Tsang Yiu Kai, Ms Helena Sum Wai Ching and Ms Christina Tsang Yuen Mai found to be insider dealers
HK Government, 2-Dec-2005
Henry Tai Hon Leung, Lisa Lam Lai San & William Lam Chun Ming v Insider Dealing Tribunal
HK Court of Appeal, 3-Nov-2005
Complaint to SFC re probable insider dealing
 (30-Sep-2005)
Lelalertsuphakun Dusanee v Insider Dealing Tribunal
HK Court of First Instance, 2-Sep-2005
IDT makes order
IDT, 26-Aug-2005
Ruling on matters of law
IDT, 11-Aug-2005
Insider Dealing Tribunal report
IDT, 9-Aug-2005
Insider Dealing Tribunal ruling
IDT, 9-Aug-2005
Insider Dealing Tribunal submits report
HK Government, 31-May-2005
Members appointed to Insider Dealing Tribunal
HK Government, 23-May-2005
Members appointed to Insider Dealing Tribunal
HK Government, 13-May-2005
Members appointed to Insider Dealing Tribunal
HK Government, 25-Feb-2005
Note: Eric Ng Kwok Wai resigned on 1-Mar-05 and was replaced by Mica Pang Hon Chung on 1-Apr-05
IDT makes order on Joseph Lau Chung Yin
IDT, 18-Jan-2005
Insider Dealing Tribunal report
IDT, 24-Dec-2004
Insider dealing inquiry will not proceed further
HK Government, 16-Dec-2004
Insider Dealing Tribunal submits report
HK Government, 15-Dec-2004
Members appointed to Insider Dealing Tribunal
HK Government, 3-Dec-2004
Note: Lawrence Lok Yuen Ming was later replaced by Phil Chan Kin Fung.
Insider Dealing Tribunal makes order
HK Government, 8-Nov-2004
Members appointed to Insider Dealing Tribunal
HK Government, 10-Sep-2004
Insider Dealing Tribunal makes order on Firstone International Holdings Ltd case
HK Government, 13-Aug-2004
Report & order
IDT, 8-Jul-2004
Insider Dealing on Firstone International Holdings Ltd
HK Government, 21-Apr-2004
Carlton Poon Kam Tao and Jenny Kong Yuen Kwan engaged in insider dealing
IDT, 7-Apr-2004
Members appointed to Insider Dealing Tribunal
HK Government, 7-Apr-2004
Insider Dealing Tribunal submits report
HK Government, 2-Apr-2004
Financial Secretary v Felix Wong
HK Court of Final Appeal, 26-Nov-2003
Stephen Tjondro Riady v Insider Dealing Tribunal
HK Court of Final Appeal, 29-May-2003
Members appointed to Insider Dealing Tribunal
HK Government, 15-Apr-2003
Stephen Tjondro Riady v Insider Dealing Tribunal
HK Court of Appeal, 27-Mar-2003
Insider Dealing Tribunal makes order on Stime Watch Case
HK Government, 28-Feb-2003
Report & order
IDT, 14-Feb-2003
Stephen Tjondro Riady v Insider Dealing Tribunal
HK Court of Appeal, 9-Jan-2003
Summary of insider Dealing Tribunal report on Stime Watch Case
HK Government, 13-Dec-2002
Felix Wong Sin Hua v Insider Dealing Tribunal
HK Court of Appeal, 21-Nov-2002
Report of Insider Dealing Tribunal
IDT, 6-Jun-2002
Stephen Tjondro Riady v Insider Dealing Tribunal
HK Court of First Instance, 31-May-2002
Members appointed to Insider Dealing Tribunal
HK Government, 19-Apr-2002
Insider Dealing Tribunal report available for viewing
HK Government, 9-Feb-2002
5 found to be Insider Dealers
HK Government, 9-Feb-2002
Felix Wong Sin Hua v Insider Dealing Tribunal
HK Court of Appeal, 30-Jan-2002
Members appointed to Insider Dealing Tribunal
HK Government, 18-Jan-2002
Note: at some point, James Wardell was replaced by Malcolm Antony Barnett
Insider Dealing Tribunal submits report on Indesen Industries Co Ltd
HK Government, 9-Nov-2001
Report of Insider Dealing Tribunal
IDT, 2-Nov-2001
Lay members appointed to Insider Dealing Tribunal
HK Government, 28-Aug-2001
Order against insider dealers made
HK Government, 29-Jun-2001
Report of Insider Dealing Tribunal
IDT, 27-Jun-2001
Man charged with failing to preserve secrecy
HK Government, 21-Apr-2001
Lay members appointed to Insider Dealing Tribunal
HK Government, 19-Feb-2001
Temporary members appointed to Insider Dealing Tribunal
HK Government, 3-Feb-2001
Felix Wong Sin Hua v Insider Dealing Tribunal
HK Court of First Instance, 22-Dec-2000
Wong Sun v Insider Dealing Tribunal
HK Court of Appeal, 3-Nov-2000
William Fung Wai Kwong v Insider Dealing Tribunal
HK Court of Appeal, 17-Oct-2000
William Fung Wai Kwong v Insider Dealing Tribunal
HK Court of Appeal, 15-Sep-2000
Lay members appointed to Insider Dealing Tribunal
HK Government, 31-Aug-2000
Insider Dealing Tribunal concluded Hany case hearings
HK Government, 20-Jun-2000
Report of Insider Dealing Tribunal
IDT, 15-Jun-2000
Francis Cheung & Cammie Pang Kam Chi v Insider Dealing Tribunal
HK Court of Appeal, 16-May-2000
Insider Dealing Tribunal to assess penalties and costs in Hanny case
HK Government, 8-May-2000
Insider Dealing Tribunal submits report to Financial Secretary
HK Government, 13-Apr-2000
Francis Cheung & Cammie Pang Kam Chi v Insider Dealing Tribunal
HK Court of Appeal, 14-Jan-2000
Felix Wong Sin Hua v Insider Dealing Tribunal
HK Court of First Instance, 11-Jan-2000
Francis Cheung & Cammie Pang Kam Chi v Insider Dealing Tribunal
HK Court of Appeal, 24-Nov-1999
Felix Wong Sin Hua v Insider Dealing Tribunal
HK Court of First Instance, 26-Oct-1999
Francis Cheung & Cammie Pang Kam Chi v Insider Dealing Tribunal
HK Court of First Instance, 31-Aug-1999
SEC sues Samson Hui Chi Yang & his company for insider dealing in Omnipoint and defendants settle by paying over US$2m
US SEC, 26-Jul-1999
Hearing on legal costs of insider dealing inquiry concluded
HK Government, 29-Jun-1999
Insider Dealing Tribunal submitted report on Chinese Estates Holdings Ltd
HK Government, 12-May-1999
Report of Insider Dealing Tribunal
IDT, 7-May-1999
Francis Cheung & Cammie Pang Kam Chi v Insider Dealing Tribunal
HK Court of First Instance, 31-Mar-1999
Insider Dealing Tribunal v Shek Mei Ling
HK Court of Final Appeal, 16-Mar-1999
Tan Leong Min & Tan Fo King v Insider Dealing Tribunal
HK Court of Appeal, 27-Jan-1999
Lay member appointed to Insider Dealing Tribunal
HK Government, 18-Jan-1999
Lay members appointed to Insider Dealing Tribunal
HK Government, 21-Nov-1998
Insider Dealing Tribunal submits report to Financial Secretary
HK Government, 25-Sep-1998
Shek Mei Ling & others v Insider Dealing Tribunal
HK Court of Appeal, 31-Jul-1998
Report of Insider Dealing Tribunal
IDT, 23-Jul-1998
Report of Insider Dealing Tribunal
IDT, 8-Jun-1998
Insider Dealing Tribunal appointment
HK Government, 21-May-1998
Hearing by Insider Dealing Tribunal
HK Government, 17-Apr-1998
Tan Leong Min & Tan Fo King v Insider Dealing Tribunal
HK Court of First Instance, 1-Apr-1998
Report of Insider Dealing Tribunal
IDT, 21-Jan-1998
Report of Insider Dealing Tribunal
IDT, 10-Jul-1997
Members appointed to insider dealing tribunal
HK Government, 9-Jul-1997
Findings of Insider Dealing Tribunal in SFC annual report 1996/7
SFC, 23-Jun-1997
Report of Insider Dealing Tribunal
IDT, 5-Mar-1997
Report of Insider Dealing Tribunal
IDT, 29-Oct-1996
Report of Insider Dealing Tribunal
IDT, 5-Aug-1995
Report of Insider Dealing Tribunal (abridged)
IDT, 24-Jun-1994
CKH, Li Ka-shing, Chow Chin-wo, George Zang Chon-sheng, Albert Chow Nin-mow and George Colin Magnus found culpable of Insider Dealing - Vol 1Vol 2
IDT, 27-Mar-1986
Insider Dealing Tribunal Report regarding trading prior to announcement of HSBC's sale of 22% of HWL to CKH
IDT, 1-Mar-1982

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