Articles: Front-running
SFC revokes licences of Mr Chung Yu Kit & Mr Ding Lai Leung, fines Ding HK$128k for front-running
SFC, 4-Jan-2008
SFC, 4-Jan-2008
SFC revokes licence of Simon Tam Siu Ki for rat trading and other trading malpractices
SFC, 30-Oct-2003
SFC, 30-Oct-2003
SFC suspends Mr Andy Wong Kwok On, Mr Geoffrey Ng, Mr Chan Kwok Wai and Mr Li Chi Chiu for front-running
SFC, 24-Jul-2000
SFC, 24-Jul-2000
SFC reprimands Chung Nam Securities Limited for allowing front-running and naked short-selling
SFC, 20-Apr-2000
SFC, 20-Apr-2000
SFC reprimands Mr Tsui Moon Kwong of Core Pacific-Yamaichi for front-running and naked short-selling in girlfriend's account
SFC, 21-Oct-1999
SFC, 21-Oct-1999
SFC reprimands Ms Chan Yuen Yee trading as Tai Shing Stock Investment Co, SEHK censures and fines her HK$40k
SFC & SEHK, 15-Jun-1999
SFC & SEHK, 15-Jun-1999
SFC revokes Mr Ip Chi Keung & suspends Mr Mak Hon Keung, representatives of Cheer Pearl Investment Ltd
SFC, 8-Oct-1998
SFC, 8-Oct-1998
Action against ASG Brokerage Ltd and its former MD Tran Dinh (aka Brian Chen)
SFC & SEHK, 16-Sep-1998
SFC & SEHK, 16-Sep-1998
SFC reprimands Mr Hung Hin Shiu, trading as Hung's Co, for failing to supervise traders who were front-running
SFC, 2-Jul-1998
SFC, 2-Jul-1998
SFC suspends Mr Lee Hon Ming, Mr Yau Lap Kan and Ms Law Hing Chun for 16 months for facilitating front-running
SFC, 31-Mar-1998
SFC, 31-Mar-1998
Appeals Tribunal upholds decision to suspend Mr Mak Chung Kong for 3 years for front-running & short-selling
SFC, 5-Jan-1998
SFC, 5-Jan-1998
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