CASH FINANCIAL SERVICES GROUP LIMITED
Court acquits solicitor Leung Pak Keung of insider dealing in CASH Financial Services (0510)
SFC, 9-Apr-2021
SFC, 9-Apr-2021
SFC fines Celestial Commodities & Celestial Securities HK$6.3m for mishandling client money
SFC, 10-Jul-2019
Both are owned by Cash Financial Services (0510).
SFC, 10-Jul-2019
Both are owned by Cash Financial Services (0510).
SFC prosecutes solicitor Leung Pak Keung, alleges insider dealing in CASH Financial Services (0510)
SFC, 11-Apr-2019
SFC, 11-Apr-2019
SFC fines broker Karl Wu Kin Chung HK$40k for breaching telephone recording requirement
SFC, 14-Sep-2011
SFC, 14-Sep-2011
Truly pointless bonus issues and splits
Why do boards propose bonus issues and stock splits? We look at the drawbacks and the false and misleading reasons often advanced for such actions. If liquidity is really a concern, then a reduction in board lot size is the simplest and best way to go. Splits and bonuses are more a sign of desperation than of a sophisticated, value-focused board. (27-Dec-2010)
Why do boards propose bonus issues and stock splits? We look at the drawbacks and the false and misleading reasons often advanced for such actions. If liquidity is really a concern, then a reduction in board lot size is the simplest and best way to go. Splits and bonuses are more a sign of desperation than of a sophisticated, value-focused board. (27-Dec-2010)
Tsang Wah Nam v SFC
SFAT, 20-Jan-2010
A representative of a brokerage loses his appeal to retain his licence during personal bankruptcy.
SFAT, 20-Jan-2010
A representative of a brokerage loses his appeal to retain his licence during personal bankruptcy.
SFC fines Celestial Securities Limited HK$21k and Mr Horace Kwan Pak Leung HK$7k for internal control failures
SFC, 20-Jul-2006
SFC, 20-Jul-2006
Mr Lee Siu Hung surrenders licences for at least 5 months for providing false information at SFC interview
SFC, 19-Jun-2006
SFC, 19-Jun-2006
SFC reprimands Mr Tsui Wing Kit, ex-Celestial Commodities Ltd, for breaching Code of Conduct
SFC, 10-Nov-2005
SFC, 10-Nov-2005
SFC reprimands Ms Cheung Lai Ping of Celestial Commodities Ltd for failure to handle client complaints properly
SFC, 2-Jul-2003
SFC, 2-Jul-2003
SFC suspends Ms Wong Bo Chu, ex-Celestial, for 6 months for trading in black market HSI Futures Contracts
SFC, 20-Jul-2001
SFC, 20-Jul-2001
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