CELESTIAL SECURITIES LIMITED 時富證券有限公司
SFC freezes accounts in suspected social media pump & dump
| CCASS movements
SFC, 18-Feb-2021
They don't name the stock, but Webb-site can tell you it's probably Macau E&M (1408) which listed at $1.00 on 11-Sep-2020 and closed at $4.36 on 25-Nov-2020 before crashing 81.9% the next day. See the movements in our CCASS Analysis System.
SFC, 18-Feb-2021
They don't name the stock, but Webb-site can tell you it's probably Macau E&M (1408) which listed at $1.00 on 11-Sep-2020 and closed at $4.36 on 25-Nov-2020 before crashing 81.9% the next day. See the movements in our CCASS Analysis System.
SFC fines Celestial Commodities & Celestial Securities HK$6.3m for mishandling client money
SFC, 10-Jul-2019
Both are owned by Cash Financial Services (0510).
SFC, 10-Jul-2019
Both are owned by Cash Financial Services (0510).
MMT finds ex-CEO of SuperRobotics (8176) and 2 others culpable of market manipulation
Market Misconduct Tribunal, 7-Aug-2018
That was 3 name changes ago, in 2009. None of the 3 actively defended themselves, 1 sending a lawyer's letter from Taiwan and another claiming she was too depressed to instruct a lawyer, a claim which the MMT rejected. We wait to see what sanctions will be determined. The report covers the funds flow in detail, involving concerted trading between 2 groups of accounts which the MMT finds were funded and coordinated by Samantha Keung.
Market Misconduct Tribunal, 7-Aug-2018
That was 3 name changes ago, in 2009. None of the 3 actively defended themselves, 1 sending a lawyer's letter from Taiwan and another claiming she was too depressed to instruct a lawyer, a claim which the MMT rejected. We wait to see what sanctions will be determined. The report covers the funds flow in detail, involving concerted trading between 2 groups of accounts which the MMT finds were funded and coordinated by Samantha Keung.
SFC fines broker Karl Wu Kin Chung HK$40k for breaching telephone recording requirement
SFC, 14-Sep-2011
SFC, 14-Sep-2011
Tsang Wah Nam v SFC
SFAT, 20-Jan-2010
A representative of a brokerage loses his appeal to retain his licence during personal bankruptcy.
SFAT, 20-Jan-2010
A representative of a brokerage loses his appeal to retain his licence during personal bankruptcy.
SFC fines Celestial Securities Limited HK$21k and Mr Horace Kwan Pak Leung HK$7k for internal control failures
SFC, 20-Jul-2006
SFC, 20-Jul-2006
Mr Lee Siu Hung surrenders licences for at least 5 months for providing false information at SFC interview
SFC, 19-Jun-2006
SFC, 19-Jun-2006
SFC suspends Ms Wong Bo Chu, ex-Celestial, for 6 months for trading in black market HSI Futures Contracts
SFC, 20-Jul-2001
SFC, 20-Jul-2001
SFC prosecutes Wong Siu Chin, Lai Kam Hung, Poon Chun Keung and Wai Yuk Chun for short selling
SFC, 6-Mar-1997
SFC, 6-Mar-1997
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