Lehman Brothers Holdings Inc.
HSBC Private Bank (Suisse) SA fined HK$400m for systemic failures in selling Lehman crap
SFC, 21-Nov-2017
SFC, 21-Nov-2017
SFC, HKMA & The Royal Bank of Scotland N.V. reach agreement on Lehman Brothers-related equity-linked notes
SFC & HKMA, 18-Jul-2013
SFC & HKMA, 18-Jul-2013
SFC, HKMA and Citibank reach agreement on Lehman Brothers-issued market-linked notes and equity-linked notes
SFC & HKMA, 8-Jul-2011
SFC & HKMA, 8-Jul-2011
HKSAR v Tai Ching
HK District Court, 25-May-2011
A Bank of China employee is acquitted of fraud charges in relation to sales of Lehman Minibonds
HK District Court, 25-May-2011
A Bank of China employee is acquitted of fraud charges in relation to sales of Lehman Minibonds
HKSAR v Cheung Kwai Kwai
HK District Court, 18-Feb-2011
A Bank of China HK employee is cleared of fraudulently or recklessly inducing others to invest money in Lehman minibonds.
HK District Court, 18-Feb-2011
A Bank of China HK employee is cleared of fraudulently or recklessly inducing others to invest money in Lehman minibonds.
SFC/HKMA settlement agreement with 16 banks over Lehman Minibonds, 22-Jul-2009
Company filing, 8-Oct-2010
Company filing, 8-Oct-2010
Shek Lai San v SFC & HKMA
HK Court of First Instance, 30-Apr-2010
A Lehman Minibond victim unsuccessfully seeks leave for judicial review of the SFC and HKMA's decision to reach a settlement agreement with 15 banks.
HK Court of First Instance, 30-Apr-2010
A Lehman Minibond victim unsuccessfully seeks leave for judicial review of the SFC and HKMA's decision to reach a settlement agreement with 15 banks.
KGI Asia Ltd agrees with SFC to repurchase Minibonds from its clients at original value
SFC, 5-Apr-2009
SFC, 5-Apr-2009
Lessons from Lehman Minibonds
Webb-site.com looks beyond the Lehman minibonds fiasco and proposes three steps to reform the regulatory system for the sale of financial products. Without such reforms, there is a risk of either repeated crises or an outright ban on the sale of such products. Tell us what you think in our opinion poll. (20-Oct-2008)
Webb-site.com looks beyond the Lehman minibonds fiasco and proposes three steps to reform the regulatory system for the sale of financial products. Without such reforms, there is a risk of either repeated crises or an outright ban on the sale of such products. Tell us what you think in our opinion poll. (20-Oct-2008)
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