Quam Plus International Financial Limited 華富建業國際金融有限公司

SFC bans Poon Choi Yung, ex-China Tonghai Securities, for 20 monthsStatement of Disciplinary Action
SFC, 12-Apr-2022
For unauthorised discretionary dealings.
China Tonghai (0952) lends HK$50m to VMS CSW 1 Land Holdings Ltd
Company announcement, 21-Jun-2018
China Tonghai (0952) lends US$9m to Fantasia (1777)
Company announcement, 3-May-2018
China Oceanwide (0952) subscribes US$50m of PSBC Prefs
Company announcement, 24-Sep-2017
SFC fines Quam Capital HK$800k over sponsor failures
SFC, 1-Aug-2016
SFC bans Katherina Lo Ka Shun, ex-Quam, for 2 years
SFC, 25-Feb-2015
Chan Kwan v Everbest Water Treatment Development Co Ltd
HK Court of First Instance, 15-Aug-2014
Judge Jonathan Harris again asks IPO applicants to stop wasting the court's time on rectifications of failure to hold AGMs of HK subsidiaries on time. He says "I was told that this application had been continued largely at the instigation of the sponsor for the listing, who in this case is Qua[m] Capital Limited. I hope in future that applicants’ legal advisers will make it clear to sponsors that, for the most part, these applications are unjustified and are unnecessary." The parent, ELL Environmental (1395) begins trading on 26-Sep-2014.
SFC suspends Sky Cheung Shi Gaii for 30 months and fines him HK$0.5m
SFC, 8-Apr-2013
One year's jail for HK$600k sub-underwriting commissions fraud
ICAC, 18-Sep-2012
SFC fines Quam Securities Co Ltd HK$1m and Mr Calvin Chiu Chun Kit HK$0.3m over internal controls
SFC, 19-May-2011
Ex-Quam Securities director charged with $600k sub-underwriting commissions fraud
ICAC, 3-Mar-2011
SFC suspends Mr Wong Ho Fei for 3 months for misconduct
SFC, 4-Feb-2008
Duo charged for alleged fraud over use of internet server
ICAC, 27-Jul-2007
SFC prosecutes Mr Kenneth Lam Kin Hing under the Securities (Disclosure of Interests) Ordinance
SFC, 22-Oct-2002
SFC prosecutes Mr Man Chin under the Securities (Disclosure of Interests) Ordinance
SFC, 15-Jan-2002

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