Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 ABCI Securities Company Limited Lo, Kin Chun 羅鍵俊 -Rep 2013-07-30 2018-01-12
2 About Capital Management (HK) Co., Limited Yang, Dong (SFC:BBP096) 楊東 -Rep 2013-09-24 2018-01-11
3     -RO 2018-01-11 2018-02-28
4 Acru Asset Management Limited Tong, Mimi Wing Sze 唐穎思 -RO 2017-01-25 2017-12-31
5 ADS Securities Hong Kong Limited Li, Po Wa 李寶華 -Rep 2016-09-12 2017-12-31
6   Yeung, Ngo Ching 楊傲正 -Rep 2018-01-12 2019-07-10
7 Aevitas Securities Limited Leung, Chun Tung (SFC:APR857) 梁振東 -Rep 2017-11-22 2018-01-10
8     +RO 2018-01-10
9 AIF Securities Limited Chan, Wah (SFC:ACZ683) 陳華 -Rep 2018-01-05 2020-05-31
10 AJ Securities Limited Chen, Hao (SFC:ATB830) 陳灝 +RO 2018-01-03
11 Alipes Asset Management Limited Wai, Bob Chi Ho 衛致豪 -Rep 2018-01-12 2018-11-30
12 Alliance Asset Management Limited (HK) Kwong, Chung Ping (SFC:BJD189) 鄺重平 -Rep 2017-03-15 2017-12-31
13 AllianceBernstein Hong Kong Limited De Noon, Paul Joseph -Rep 2018-01-08 2018-01-17
14 ALTUS CAPITAL LIMITED Ning, Qianyang 宁千洋 -Rep 2018-01-05 2020-12-12
15 ALTUS INVESTMENTS LIMITED (HK)   -Rep 2018-01-05 2020-12-12
16 AMPLE CAPITAL LIMITED Cheung, Chun Kit (SFC:BLJ669) 張俊傑 -Rep 2017-11-27 2018-01-12
17 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED Shan, An Fu 單安芙 -Rep 2015-08-10 2017-12-31
18 Anbang Asset Management (Hong Kong) Co. Limited Chen, Kun (SFC:BGL674) 陳堃 -Rep 2018-01-02 2018-05-08
19   Tan, Boon Hua Douglas 陳文華 -Rep 2018-01-08 2018-09-14
20 Annum Asset Management (Hong Kong) Limited Le, Xue 樂雪 -Rep 2018-01-03 2018-06-20
21 AP Capital Management (Hong Kong) Limited Ho, Wai Yeung 何惠揚 -Rep 2018-01-12 2019-04-18
22 APG Investments Asia Limited Cheng, Tsun Kai 鄭俊佳 -Rep 2013-04-23 2017-12-31
23   Yang, Taiho +Rep 2018-01-04
24 Arta Corporate Advisory Limited Duan, Xiaoxin 段晓鑫 -Rep 2017-05-02 2018-01-08
25 Arta Global Futures Limited Ng, Jason Kim Fung 吳劍峰 -Rep 2018-01-04 2022-04-14
26   So, Pang Tat 蘇鵬達 -Rep 2017-11-23 2018-01-05
27     -RO 2018-01-05 2020-04-30
28   Tsang, Wai Nam 曾惠南 -Rep 2018-01-02 2018-08-15
29 Arta Global Markets Limited Chau, Kwan Kit 周均傑 -Rep 2018-01-03 2020-03-06
30   Tsang, Wai Nam 曾惠南 -Rep 2018-01-02 2018-08-15
31   Wang, Hong (SFC:ALQ657) 王虹 -Rep 2018-01-03 2020-03-06
32 Asiya Investments Hong Kong Limited Douglas, Paul Sinclair -RO 2018-01-03 2021-07-19
33 ASSET MANAGEMENT GROUP LIMITED Tsui, Jane Ching 徐晶 -Rep 2018-01-12 2018-04-17
34 ATHENA WEALTH MANAGEMENT LIMITED Chiu, Man Wa 趙敏華 -Rep 2012-02-01 2018-01-08
35 Atherton Asset Management Limited Sit, Chi Keung 薛志強 -RO 2013-07-09 2017-12-31
36 Atlantic Asset Management Limited Leung, Maggie Mei Ki 梁美琪 -Rep 2016-11-30 2017-12-31
37 Auroville Investment Management (HK) Limited Hui, Hoi Wan 許海雲 -Rep 2017-07-04 2018-01-04
38     -RO 2018-01-04 2019-02-28
39 Austen Capital Management Limited Lau, Chau Wing 劉秋榮 -Rep 2018-01-09 2020-11-27
40 Austin Asia Securities Limited Wu, Wei (SFC:BLR517) 吳渭 -Rep 2018-01-03 2019-03-01
41 AXA Investment Managers Asia Limited Gleeson, Jeremy Gerard -Rep 2018-01-11 2018-01-19
42   Suen, Kuk Fong 孫菊芳 -Rep 2013-08-27 2017-12-31
43 BALLINGAL INVESTMENT ADVISORS LIMITED Park, Ji Eun (SFC:BJG148) -Rep 2017-03-21 2017-12-31
44 BARCLAYS CAPITAL ASIA LIMITED Ho, Wai Fu 何偉富 +Rep 2018-01-08
45   Ng, Chen Xuan -Rep 2018-01-08 2019-12-31
46   Ye, Zi (SFC:BGE905) 叶子 -Rep 2015-09-15 2017-12-31
47 BARING ASSET MANAGEMENT (ASIA) LIMITED Poon, Eric Chi Lik 潘智力 -RO 2012-11-14 2017-12-31
48   Yu, Shuet Ying 余雪凝 -Rep 2015-01-06 2018-01-07
49 BCT Financial Limited Ho, Yat Hei 何日曦 -Rep 2018-01-11 2018-04-13
50 Beevest Securities Limited Zhu, Xianan 朱献安 -Rep 2018-01-03 2018-10-31
51 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED Lam Kong, Mary Che Hung 康繼弘 -RO 2017-12-31
52 BETA INTERNATIONAL SECURITIES LIMITED Fang, Tianxing 方天行 -Rep 2018-01-12 2018-03-15
53 BFAM Partners (Hong Kong) Limited Coen, Benjamin George -Rep 2016-06-30 2017-12-31
54   Huang, Jieying 黃洁瑩 -Rep 2018-01-02 2020-06-12
55 BFIN Private Advisors (Hong Kong) Limited Suh, Won Bin 徐源斌 -Rep 2014-04-22 2018-01-01
56 BG Asset Management Limited Li, Hon Leung 李漢良 -RO 2018-01-10 2018-02-28
57 Black Marble Securities Limited Tai, Kwai Ting 戴季廷 -Rep 2017-01-23 2018-01-08
58 BlackRock Asset Management North Asia Limited Chang, Shun Po 張舜博 -Rep 2014-10-10 2018-01-01
59   Hong, Serena -Rep 2018-01-08 2018-01-15
60   Jeon, Jeffrey Jinwoong -Rep 2014-11-14 2018-01-01
61   Lillibridge, Robert Maarten +Rep 2018-01-12
62   McKenna, Mark Ronald -Rep 2018-01-09 2018-01-15
63   Tiojaya, Wirawan -Rep 2018-01-10 2019-01-10
64 BLACKSTONE GROUP (HK) LIMITED (THE) Ong, Vin Nie 翁溫妮 -Rep 2016-03-31 2018-01-01
65   Xu, Sixiang 徐思翔 -Rep 2017-11-02 2018-01-01
66 Blackwell Global Futures Limited Li, Kai Wang 李啟宏 -Rep 2018-01-11 2021-08-25
67 BLUE POOL CAPITAL LIMITED Wang, David Bo 王博 -Rep 2018-01-08 2019-03-12
68 BNP PARIBAS SECURITIES (ASIA) LIMITED Gasangduojie 尕桑多杰 -Rep 2018-01-09 2018-06-07
69   Ng, Mei Yee (SFC:BLU471) 黄美儀 +Rep 2018-01-02
70   Peng, Wei (SFC:BEC409) 彭瑋 -Rep 2014-09-01 2017-12-31
71   Wei, Xin (SFC:BLK382) 魏欣 +Rep 2018-01-05
72 BOA INTERNATIONAL SECURITIES LIMITED Chan, Chi Kin (SFC:ABI401) 陳志堅 -RO 2017-07-17 2018-01-09
73 BOCHK Asset Management Limited Wang, Feng (SFC:BLP859) 王楓 -Rep 2018-01-04 2021-11-19
74 BOCI ASIA LIMITED He, Fangzhou 何方舟 -Rep 2018-01-04 2021-07-17
75 BOCI SECURITIES LIMITED Cui, Wei (SFC:BLW939) 崔瑋 -Rep 2018-01-02 2018-06-06
76   Deng, Jiatian 鄧嘉天 -Rep 2018-01-10 2024-03-06
77   Yeung, Carrie Ka Li 楊嘉莉 -Rep 2017-03-01 2018-01-12
78 BOCOM International Asset Management Limited Li, Wei (SFC:BDE166) 李巍 -Rep 2018-01-03 2020-06-29
79 BOCOM International Securities Limited Wang, Jin (SFC:AVY040) 王瑾 -Rep 2018-01-11 2022-03-08
80   Wen, Hao (SFC:BLV715) 文昊 +Rep 2018-01-11
81 Bravia Capital Advisors (HK) Limited Chang, Tony -RO 2016-10-12 2018-01-03
82 Bright Point International Futures Limited Mah, Wei Siang Kenny -Rep 2018-01-03 2018-04-10
83 Bright Smart Asset Management Limited Shim, Chi Wing 單志榮 -Rep 2018-01-04 2021-05-31
84 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED Li, An Kit 李岸杰 -Rep 2016-09-22 2017-12-31
85 Bright Stream Capital Management Limited Chan, Jovia Ho Kiu 陳可翹 -Rep 2016-03-14 2017-12-31
86 BUSINESS FUTURES LIMITED Fung, Francis Chak Chuen 馮澤全 -Rep 2018-01-11
87 BUSINESS SECURITIES LIMITED   -Rep 2018-01-11
88 Caitong International Asset Management Co., Limited Chan, Kin Leung 陳建良 -Rep 2017-09-13 2017-12-31
89   Tsoi, Hiu Yeung 蔡曉陽 -Rep 2016-09-29 2017-12-31
90 Canfield Securities Company Limited Wong, Ka Hei (SFC:AVL307) 黃家禧 -Rep 2018-01-09 2018-05-15
91 Capital International, Inc. Delomier, Eric Denys Patrick -Rep 2013-12-06 2017-12-31
92 CATHAY SECURITIES (HONG KONG) LIMITED Liu, Chia-Yu (SFC:BLR684) 劉家佑 -Rep 2018-01-02 2021-08-31
93 CBH Asia Limited Bone, Andrew John (SFC:BLN439) -Rep 2018-01-05 2020-08-14
94 CBRE Capital Advisors Asia Pacific Limited Law, Fong Yuen 羅方圓 -RO 2013-09-27 2018-01-12
95 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED Zhang, Shuheng (SFC:BID781) 張書恆 -Rep 2017-10-09 2018-01-11
96 CCB INTERNATIONAL CAPITAL LIMITED Tang, Jiheng 唐濟衡 -Rep 2018-01-10 2020-08-26
97   Xing, Ziyan 邢子彦 -Rep 2018-01-05 2019-05-01
98 CCB INTERNATIONAL SECURITIES LIMITED Dai, Yi (SFC:BGO574) 戴翼 -Rep 2015-11-25 2017-12-30
99 CCB Securities Limited Jin, Jing (SFC:BHD017) 金晶 -Rep 2018-01-03 2021-06-24
100 CEB International Capital Corporation Limited Hsu, Wei-Chi (SFC:AVL882) 徐瑋祺 -Rep 2016-05-16 2018-01-11
101   Ngan, Melody Tsung Wen 顏瑽韻 -Rep 2017-03-03 2018-01-05
102     -RO 2018-01-05 2018-09-03
103 CENTALINE SECURITIES LIMITED Leung, Kwan Kit 梁君傑 -Rep 2012-02-15 2017-12-31
104 CENTALINE WEALTH MANAGEMENT LIMITED   -Rep 2011-02-22 2017-12-31
105   Se, Wing Kei 施詠淇 -Rep 2004-05-03 2017-12-31
106 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED He, Lanjian 何蘭劍 -Rep 2018-01-12 2018-11-06
107   Pang, Marvin Wai Yuen 彭偉源 -RO 2016-11-30 2018-01-05
108 CENTRAL WEALTH FUTURES LIMITED Lee, Hok Fei 李鶴飛 -Rep 2017-09-07 2018-01-09
109     -RO 2018-01-09 2019-09-30
110   Wong, Wai Hong (SFC:ACZ526) 王為康 -Rep 2017-09-07 2018-01-09
111     -RO 2018-01-09 2019-08-16
112 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED Lee, Hok Fei 李鶴飛 -Rep 2017-09-07 2018-01-09
113     -RO 2018-01-09 2019-09-30
114   Wong, Wai Hong (SFC:ACZ526) 王為康 -Rep 2017-09-07 2018-01-09
115     -RO 2018-01-09 2019-08-16
116 Cephei Capital Management (Hong Kong) Limited Wang, Yi (SFC:BBC899) 王一 -Rep 2014-05-05 2018-01-05
117     -RO 2018-01-05 2021-01-06
118 CES Commodities (HK) Limited Ip, Kong Fung 葉江峰 -Rep 2017-09-15 2018-01-05
119   Mo, Kam Chung 毛錦松 -Rep 2018-01-08 2023-03-30
120   Ng, Ting Cheong 吳定昌 -Rep 2018-01-08 2018-09-02
121   Ngan, Eddy Man Sang 顏文生 -Rep 2018-01-08 2020-01-01
122   Ting, Wai Lok 丁葦樂 -Rep 2018-01-08 2021-10-31
123   Tsang, Chi Hang (SFC:AEM502) 曾志恆 -Rep 2018-01-08 2023-04-21
124   Yeu, Lin Ying 邱連英 +Rep 2018-01-08
125 CES Forex (HK) Limited Ip, Kong Fung 葉江峰 -Rep 2017-09-15 2018-01-05
126 CGS International Securities Hong Kong Limited Wang, Yinghua (SFC:BGO809) 王穎華 -Rep 2015-11-24 2018-01-03
127 Changjiang Corporate Finance (HK) Limited Lau, Cin Yu (SFC:BLX138) 劉芊妤 -Rep 2018-01-02 2018-12-13
128   Wang, Wenwen (SFC:BLX148) 王雯雯 -Rep 2018-01-02 2020-10-30
129 CHEONG LEE SECURITIES LIMITED Leong, Lester Chin Pang 梁展鵬 -Rep 2018-01-09 2023-05-31
130 CHIEF COMMODITIES LIMITED Chan, Alex Ka Ho 陳家豪 -Rep 2014-06-12 2018-01-11
131 CHIEF FINANCIAL CAPITAL LIMITED He, Martin 何志雄 -RO 2014-09-19 2018-01-06
132 CHIEF SECURITIES LIMITED Chan, Alex Ka Ho 陳家豪 -Rep 2014-06-12 2018-01-11
133   He, Martin 何志雄 -Rep 2014-08-14 2018-01-06
134 China Alpha Fund Management (HK) Limited Ma, Weizhong 馬衛中 -Rep 2016-09-07 2017-12-31
135 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED Chan, Suit Khown 陳錫球 -RO 2012-11-08 2017-12-31
136 China Enterprise Securities Company Limited Lam, Ching (SFC:BJO001) 林靜 -Rep 2017-06-12 2018-01-01
137   Rui, Yuanqing 芮元青 -Rep 2018-01-12 2018-01-24
138   Wong, Hiu Ying (SFC:BEB233) 黃曉瑩 -RO 2017-09-07 2018-01-05
139 CHINA EVERBRIGHT CAPITAL LIMITED Zhan, Congcong 詹聰聰 -Rep 2017-02-02 2018-01-04
140 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED Ip, Kong Fung 葉江峰 -Rep 2011-09-08 2018-01-05
141   Ma, Linlin (SFC:ASK727) 馬琳琳 -Rep 2011-06-13 2018-01-03
142 CHINA EVERBRIGHT RESEARCH LIMITED Chow, Kin Fung 周健鋒 -Rep 2015-12-07 2018-01-05
143 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Chu, Yuet Na 朱月娜 -Rep 2017-10-31 2018-01-05
144   Fung, Ho Tak 馮浩德 -Rep 2018-01-02 2019-07-31
145   Ip, Kong Fung 葉江峰 -Rep 2013-04-25 2018-01-05
146 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED Chu, Lap Shun 朱立信 -Rep 2018-01-03 2018-07-29
147   Lam, Yee Mei (SFC:BFP878) 林綺薇 -Rep 2018-01-03 2018-09-30
148   Lam, Yiu Ting 林瑤婷 -Rep 2018-01-03 2020-02-01
149   Ng, Sai Tong 伍世棠 -Rep 2018-01-03 2020-04-14
150 China Galaxy International Futures (Hong Kong) Co., Limited Chow, Wing Si 周詠詩 -Rep 2012-11-15 2017-12-31
151 China Galaxy International Securities (Hong Kong) Co., Limited Chan, Leung Hon 陳良漢 -Rep 2017-07-13 2017-12-30
152   Chow, Wing Si 周詠詩 -Rep 2012-11-15 2017-12-31
153 China Gather Wealth Financial Company Limited Lam, King Hei 林景熙 -Rep 2013-04-15 2017-12-30
154 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Sun, Tianshu (SFC:BLX804) 孫天姝 -Rep 2018-01-09 2021-04-26
155   Yang, Xiaoyu (SFC:BJW364) 楊曉宇 -Rep 2017-07-31 2018-01-10
156   Zhan, Aobo 詹奥博 -Rep 2018-01-12 2021-07-14
157 China International Securities Limited Leung, Ho Fai 梁昊輝 -RO 2017-04-12 2018-01-12
158 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Zhang, Philippe Jianhong 張建宏 -Rep 2018-01-02 2018-02-26
159 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Han Lee, Angela Maria -Rep 2014-05-07 2018-01-05
160   Hung, Ngar Kit 洪雅潔 -Rep 2017-01-25 2018-01-12
161   Wang, Meng (SFC:BIW988) 王梦 -Rep 2017-01-10 2018-01-08
162   Wong, Lewis Kai Ho 黃家豪 -Rep 2014-09-01 2018-01-12
163 China Orient International Asset Management Limited Xu, Muye 徐牧野 -Rep 2018-01-02 2019-08-30
164 China Re Asset Management (Hong Kong) Company Limited Chen, Shuai (SFC:BEM645) 陳帥 -Rep 2018-01-04 2020-09-30
165   Jia, Chunchi 賈純遲 -Rep 2018-01-05 2022-02-18
166   Zhao, Yi (SFC:BFP699) 趙易 -Rep 2015-06-15 2018-01-01
167 China Renaissance Securities (Hong Kong) Limited Hu, Ruanjia 胡阮佳 -RO 2015-11-17 2017-12-31
168 CHINA SKY SECURITIES LIMITED Poon, Kent Kwan Ching 潘君政 -Rep 2018-01-12 2024-07-10
169 China Universal Asset Management (Hong Kong) Company Limited Yeung, Wai Fung (SFC:APG358) 楊威風 -Rep 2018-01-08 2021-10-15
170 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED Pong, Nicholas Cheuk Pun 龐卓斌 -RO 2017-11-10 2018-01-12
171 CHINA ZHONG HENG FINANCE GROUP LIMITED Shen, Chengjie 沈承杰 -Rep 2018-01-05 2019-05-10
172 Chinese Strategic Asset Management Limited Qian, Alexandra Gaochuan -Rep 2016-07-04 2018-01-01
173 CHONG HING COMMODITIES AND FUTURES LIMITED Au, Ngai 歐毅 -Rep 2015-10-13 2018-01-08
174 CHONG HING SECURITIES LIMITED   -Rep 2015-10-13 2018-01-08
175 CHUNG LEE SECURITIES COMPANY LIMITED Chu, Sau Ming 朱秀明 -RO 2018-01-09 2019-11-02
176 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED Chen, Su (SFC:BLR089) 陳素 -Rep 2018-01-02 2022-02-22
177   Liu, Hsin-Ling 劉欣綾 -Rep 2015-10-23 2018-01-04
178 CIS SECURITIES ASSET MANAGEMENT LIMITED Wong, Tsz Fung (SFC:BLO698) 黃子峰 -Rep 2018-01-02 2019-12-31
179 Citadel Asia Limited Nichols, Scott -RO 2017-12-07 2018-01-09
180 CITIC Futures International Company Limited Liu, Chin Ting 廖展霆 -Rep 2018-01-04 2018-11-30
181 CITIC Securities (Hong Kong) Limited Chan, Siu Kwong 陳兆光 -Rep 2018-01-10 2019-01-28
182   Tang, Zhenyi (SFC:BES442) 唐臻怡 -Rep 2017-03-01 2018-01-10
183     -RO 2018-01-10 2019-03-01
184   Yu, Yang (SFC:AUZ703) 于楊 -Rep 2015-04-24 2018-01-10
185     +RO 2018-01-10
186 CITIC Securities Brokerage (HK) Limited Li, Shun Lee 李順利 -Rep 2018-01-02 2019-07-31
187 CITIC Securities International Global Markets Limited Qin, Qian (SFC:ANR972) 秦黔 -Rep 2017-06-26 2018-01-05
188     +RO 2018-01-05
189   Zhou, Xinwen 周心文 -Rep 2018-01-11 2019-09-04
190 Citigroup Global Markets Asia Limited Dowden, Clare -Rep 2016-12-20 2018-01-10
191   Hsu, Chen-Chih 徐振志 -Rep 2018-01-11 2018-01-20
192   Hwang, Paul -Rep 2018-01-11 2018-01-20
193   Khullar, Ashu (SFC:BLD672) -Rep 2017-10-30 2018-01-09
194     -RO 2018-01-09 2019-07-02
195   Kim, Sang Soo -Rep 2018-01-04 2018-01-13
196   Lee, Sei Cheol -Rep 2018-01-11 2018-01-20
197   Lee, Seung Hyun -Rep 2018-01-04 2018-01-13
198   Lee, Zhi Lun 李芷倫 -Rep 2011-09-26 2018-01-03
199   Narayan, Naresh -Rep 2018-01-11 2019-01-15
200   Robles Monsalve, Nicolas -Rep 2017-02-08 2018-01-12
201   Tian, Yafei (SFC:BLR391) -Rep 2018-01-02 2023-02-28
202   Yang, Zhen (SFC:BKY631) 楊真 -Rep 2018-01-04 2018-08-18
203   Yu, In Cheol -Rep 2018-01-04 2018-01-13
204 CLC SECURITIES LIMITED Luo, Xiong (SFC:BLW784) 羅雄 -Rep 2018-01-12 2023-11-30
205 CLSA LIMITED Chan, Siu Kwong 陳兆光 -Rep 2018-01-10 2019-01-28
206   Chen, Zhu (SFC:BLO224) 陳竹 -Rep 2017-11-20 2018-01-02
207   Feng, Tong (SFC:BBP739) 馮曈 -Rep 2013-07-23 2018-01-11
208   Hashim, Abdullah Sophian Bin Mohamed -Rep 2013-09-04 2018-01-02
209   Imaizumi, Jun -Rep 2018-01-05 2019-01-16
210   Kim, Young Rin -Rep 2018-01-09 2018-11-08
211   Mangal, Nitij -Rep 2018-01-08 2019-12-03
212   Park, Edward (SFC:ASD313) -Rep 2008-12-09 2018-01-12
213     +RO 2018-01-12
214   Tang, Miranda Ka Yee 鄧嘉儀 -Rep 2018-01-02 2019-07-05
215   Tomisawa, Shotaro +Rep 2018-01-02
216   Walters, Andrew James (SFC:AOT505) -Rep 2014-06-26 2018-01-03
217   Yu, Yang (SFC:AUZ703) 于楊 -Rep 2015-04-24 2018-01-10
218     +RO 2018-01-10
219 CMB International Capital Limited Huang, Han (SFC:BGE786) 黃寒 -Rep 2015-09-15 2017-12-31
220   Qiao, Wei (SFC:BIJ682) 喬煒 -Rep 2016-10-19 2018-01-03
221     -RO 2018-01-03 2019-02-13
222 CMB International Securities Limited Quan, King Yut 關敬一 -Rep 2017-10-10 2018-01-04
223 CMB WING LUNG ASSET MANAGEMENT LIMITED Chen, Wenzhi (SFC:AWP610) 陳文質 -Rep 2016-08-24 2018-01-04
224     -RO 2018-01-04 2022-04-14
225 CMBC ASSET MANAGEMENT COMPANY LIMITED Chin, Chi Kui 錢智駒 -Rep 2017-11-14 2018-01-08
226     -RO 2018-01-08 2018-01-31
227 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Chan, Sze Ho (SFC:AWZ026) 陳思浩 -Rep 2018-01-03 2020-07-28
228   Chin, Chi Kui 錢智駒 -Rep 2017-11-14 2018-01-08
229     -RO 2018-01-08 2018-01-31
230   Liang, Yuan (SFC:AMH432) 梁苑 -Rep 2018-01-09 2018-04-11
231 CMBC International Securities Limited Li, Jinze (SFC:BIJ644) 李金澤 -RO 2018-01-03 2022-06-13
232 CMBC SECURITIES COMPANY LIMITED Chan, Sze Ho (SFC:AWZ026) 陳思浩 -Rep 2018-01-03 2020-07-28
233   Chin, Chi Kui 錢智駒 -Rep 2017-11-14 2018-01-08
234     -RO 2018-01-08 2018-01-31
235   Li, Jinze (SFC:BIJ644) 李金澤 -RO 2018-01-03 2022-06-13
236   Liang, Yuan (SFC:AMH432) 梁苑 -Rep 2018-01-09 2018-04-11
237 CMS ASSET MANAGEMENT (HK) CO., LIMITED Zhan, Wenwen 詹文雯 -RO 2017-06-23 2018-01-08
238 COHEN & STEERS ASIA LIMITED Ngoh, Vivian Ying Ping 伍盈萍 -Rep 2015-01-02 2017-12-31
239 Convera Hong Kong Limited Yuen, Wing Tung (SFC:BLX127) 阮詠冬 -Rep 2018-01-12 2020-12-31
240 CONVOY CAPITAL HONG KONG LIMITED Tan, Byron Ye Kai 陳毅凱 -RO 2015-04-14 2018-01-05
241 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Cheng, Hon Wing 鄭漢榮 +Rep 2018-01-05
242   Chung, Ka Heung 鍾嘉堯 -Rep 2016-07-15 2018-01-06
243   To, Kin Hung 杜建雄 -Rep 2016-07-01 2018-01-12
244 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED Cheng, Hon Wing 鄭漢榮 +Rep 2018-01-05
245   Chung, Ka Heung 鍾嘉堯 -Rep 2016-07-15 2018-01-06
246   To, Kin Hung 杜建雄 -Rep 2013-04-24 2018-01-12
247 Credit Suisse (Hong Kong) Limited Brodhead Iii, Charles Dingman -Rep 2010-03-24 2017-12-31
248   Burcier, Clement Jacques -Rep 2012-06-08 2017-12-31
249   Chiu, Hui-ping 邱慧平 -Rep 2010-04-15 2017-12-31
250   Fourdan, Jean-Francois Louis -RO 2008-01-09 2017-12-31
251   Garreau, Vincent Olivier -Rep 2016-01-13 2017-12-31
252   Gupta, Siddharth (SFC:BIQ330) -Rep 2016-11-28 2017-12-31
253   Harvey, Neil Anthony Shaun -RO 2010-11-16 2018-01-01
254   Hornmark, Erik Taro -RO 2016-01-15 2017-12-31
255   Isnard, Maxime Vladimir Sidney -Rep 2017-09-12 2017-12-31
256   Jain, Ankur (SFC:AOC932) -Rep 2015-01-12 2017-12-31
257   Kerneis, Antoine Marie Erwan -Rep 2014-11-18 2017-12-31
258   Lee, Vincent In Sun 李殷信 -Rep 2012-04-18 2018-01-03
259   Lee, Yik Long 李奕朗 -Rep 2018-01-08 2018-12-12
260   Liu, Alex Sk 劉劭康 -Rep 2011-04-15 2017-12-31
261   Mak, Chun Wing (SFC:BKK371) 麥晉穎 -Rep 2017-08-16 2018-01-05
262   Meglio, Adrien Sebastien -Rep 2017-12-18 2017-12-31
263   Moyroud, Mathieu Benjamin -Rep 2015-03-12 2017-12-31
264   Nanjo, Takafumi 南條孝文 -Rep 2012-09-21 2017-12-31
265   Pan, Weibing 潘薇冰 -Rep 2017-08-16 2018-01-05
266   Rilhac, Charles Manuel Sybil Marie -Rep 2016-01-27 2017-12-31
267   Sandor, Ryan Andrew -Rep 2015-11-02 2017-12-31
268   Tan, Mabelyn -Rep 2018-01-02 2018-12-24
269   Tse, Shing Tung 謝誠東 -Rep 2012-07-30 2017-12-31
270   Xie, Yunqi 謝芸琪 -Rep 2018-01-08 2019-10-22
271   Yu, Yue (SFC:AVW185) 于越 -Rep 2017-08-29 2018-01-01
272   Zizi, Adil -Rep 2018-01-08 2020-01-31
273 Credit Suisse Securities (Hong Kong) Limited Harvey, Neil Anthony Shaun -RO 2013-08-07 2018-01-01
274 Crosby Securities Limited Wang, Yawen (SFC:BLS719) 王雅雯 -Rep 2018-01-02 2019-12-20
275 CSOP Asset Management Limited Chen, Xulin (SFC:BJD412) 陳旭臨 -Rep 2018-01-09 2018-07-31
276   Dai, Stanley Wenjie -Rep 2014-07-11 2018-01-12
277   Guo, Yanming (SFC:ARN079) 郭雁鳴 -RO 2008-09-29 2018-01-12
278   Yu, Hoi Yan (SFC:BDM258) 余愷恩 -Rep 2014-05-23 2018-01-12
279 CSPI Credit Ratings Company Limited Zhang, Han (SFC:BIE642) 張晗 -Rep 2018-01-05 2019-06-19
280 CTBC Asia Limited Tsai, Tsung Nan 蔡宗男 -Rep 2013-08-08 2017-12-31
281 CUPOLA CAPITAL LIMITED Liu, Xingni 劉星霓 -Rep 2015-07-02 2018-01-01
282 CWB Hong Kong Limited Chan, Kwan Shing (SFC:BLV204) 陳軍丞 -Rep 2018-01-04 2018-12-31
283   Cheung, Robert Lock Yen 張諾仁 +RO 2018-01-09
284   Yip, Yuen Ching Shirley -Rep 2018-01-04 2019-05-10
285 D. E. Shaw & Co. (Asia Pacific) Limited Tang, Donald (SFC:APE833) 唐堂 -RO 2007-11-14 2017-12-31
286 Daishin Securities Asia Limited Lee, Won Sok 李元碩 -RO 2017-02-15 2017-12-31
287   Seong, Yuyeol 成柳烈 -RO 2013-07-29 2017-12-31
288 Daiwa Capital Markets Hong Kong Limited Pan, Jiazhou 潘加州 +Rep 2018-01-08
289 DBS VICKERS (HONG KONG) LIMITED Chan, Ka Ki (SFC:AQH356) 陳嘉琪 -Rep 2008-01-16 2018-01-03
290   Fung, Sing Yui 馮勝銳 -Rep 2009-04-28 2017-12-31
291 Deepwater Capital Limited Ho, Josephine Szu-Hsien 何思嫻 -Rep 2018-01-05 2018-12-15
292 DEUTSCHE SECURITIES ASIA LIMITED Atmani, Mohamed (SFC:AOG962) -Rep 2016-10-19 2018-01-10
293   Fukushima, Yoshihiro -Rep 2018-01-11 2018-01-18
294   Lawson, Mark Jonathan Ching Yang 羅景陽 -Rep 2015-04-01 2017-12-31
295   Schulte, Franziska -Rep 2017-04-06 2017-12-31
296   Xiao, Dianna Wanzhi 蕭婉之 -Rep 2015-06-22 2018-01-04
297   Xu, Yue (SFC:BFY023) 許玥 -Rep 2018-01-02 2019-08-05
298   Yang, Xiaoxi (SFC:BLU778) -Rep 2018-01-05 2018-02-16
299   Yip, Fung 葉豐 -Rep 2018-01-08 2020-04-03
300 DigitalBridge Management Asia Limited Fasso, Anthony Gerard -RO 2010-10-07 2017-12-31
301   Hoult, Matthew -Rep 2013-04-08 2018-01-01
302 Donghai International Asset Management (Hong Kong) Limited Han, Jundong 韓駿東 -RO 2016-06-02 2018-01-02
303   Ming, Liang (1981) 明亮 -Rep 2017-12-19 2018-01-05
304     -RO 2018-01-05 2018-10-12
305 Dongxing Securities (Hong Kong) Asset Management Company Limited Zhou, Yifeng (SFC:AVD686) 周一楓 -Rep 2017-06-26 2018-01-01
306 DONVEX CAPITAL LIMITED Lo, Kenneth Kai Yeung 羅啟洋 -Rep 2013-10-21 2017-12-31
307 DSG Securities (Hong Kong) Limited Chung, Chui Wah 鍾翠華 -RO 2016-07-21 2018-01-05
308   Pan, Yingshi (SFC:APL915) 潘英世 -Rep 2017-07-24 2018-01-04
309     -RO 2018-01-04 2023-09-30
310 Duncan Futures Limited Tang, Nick Chi Yuen 鄧智遠 -Rep 2018-01-04 2018-01-18
311 DWS Investments Hong Kong Limited Chu, Hiu Yin 朱曉妍 -Rep 2018-01-02 2019-08-09
312   Lyu, Bingrong 呂冰融 -Rep 2018-01-02 2021-08-11
313   Pidden, Andrew Frederick Peter -Rep 2018-01-11 2018-01-19
314 Dymon Asia Capital (HK) Limited Li, Chee Chung 李子聰 -Rep 2018-01-02 2018-11-26
315 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Cai, Shaojun (SFC:BFL054) -Rep 2018-01-09 2023-06-23
316   Chen, Xing (SFC:BLX185) 陈幸 -Rep 2018-01-05 2019-06-30
317   Li, Qiuhui 李秋蕙 +Rep 2018-01-09
318   Wang, Jiaxiang (SFC:BLX113) 王家祥 -Rep 2018-01-09 2023-06-27
319 Eagle Trader Asset Management Limited Chu, Cheuk Hung 朱卓鴻 -Rep 2017-07-03 2017-12-31
320 EAST ASIA SECURITIES COMPANY LIMITED Kong, Kim Fei 江劍飛 -Rep 2006-07-21 2018-01-07
321   Lam, Pun Wing 林本榮 -Rep 2007-11-05 2018-01-01
322 EAST CAPITAL ASIA LIMITED Astrom, Lars Marcus -RO 2018-01-04 2020-04-30
323 Eastern Marathon Investment Management (Hong Kong) Company Limited Li, Dongfang (SFC:BFJ635) 李東方 -Rep 2018-01-12 2020-03-31
324 Elevation Capital Limited Lam, Tsz Wai (SFC:BJG162) 林子偉 -Rep 2017-05-02 2018-01-11
325 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED Chan, Sin Yee (SFC:AAC881) 陳倩儀 -RO 2017-12-31
326   Mak, Ching Yan 麥靖欣 -Rep 2014-07-17 2018-01-04
327 ENLIGHTEN FUTURES LIMITED Tsoi, Wan 蔡雲 -Rep 2004-05-14 2018-01-03
328 EQT Partners Asia Limited Tong, Brian Ching Lim 湯正廉 -Rep 2018-01-09 2021-09-30
329 Ever-Long Futures Limited Choy, Andy Shuen Yan 蔡巽鑫 -Rep 2018-01-08 2021-08-19
330 Everbright Securities Digital Finance (HK) Limited Chu, Yuet Na 朱月娜 -Rep 2017-04-18 2018-01-05
331   Poon, Man Fai 潘文輝 -Rep 2017-04-11 2017-12-31
332 Everbright Securities Investment Services (HK) Limited Foo, Kin Chung 傅健中 -Rep 2016-11-17 2018-01-03
333   Ho, Yuk Kuen (SFC:ABU329) 何玉娟 -Rep 2018-01-02 2018-07-31
334   Ip, Kong Fung 葉江峰 -Rep 2017-09-15 2018-01-05
335   Liu, Weiyi 劉維禕 -Rep 2018-01-03 2018-04-13
336   Tsui, Michelle Man San 徐文珊 +Rep 2018-01-09
337   Tung, Eva Tsz Wei 董紫慧 -Rep 2016-02-29 2018-01-05
338   Wong, Wa Fung 黃華豐 -Rep 2018-01-12 2020-03-19
339 FACTORIAL MANAGEMENT LIMITED Inoue, Toshiki (SFC:AXX980) 井上壽毅 -Rep 2016-10-19 2018-01-05
340 FAIRWIN BROKING LIMITED Chen, Weicheng 陳偉誠 +RO 2018-01-03
341 FIGHTON CAPITAL LIMITED Chiou, How Teng -RO 2018-01-10 2018-06-21
342 FIL Investment Advisors Gong, Ming (SFC:BLV678) 龔鳴 +Rep 2018-01-10
343   Ko, Mei Sze (SFC:ARF257) 高美詩 -Rep 2008-06-17 2018-01-05
344   Mactaggart, Kirsty -Rep 2005-09-28 2018-01-05
345 FIL Investment Management (Hong Kong) Limited Gong, Ming (SFC:BLV678) 龔鳴 +Rep 2018-01-10
346   Ko, Mei Sze (SFC:ARF257) 高美詩 -Rep 2008-06-17 2018-01-05
347   Mactaggart, Kirsty -Rep 2005-09-21 2018-01-05
348 FIRST SECURITIES (HK) LIMITED Lee, Yi-Chin 李怡親 +Rep 2018-01-10
349 FIRST SHANGHAI SECURITIES LIMITED Pang, Xinyi 龐昕怡 -Rep 2018-01-02 2020-03-13
350   Wang, Hongyin (SFC:BLP140) 汪宏音 -Rep 2018-01-02 2018-09-28
351 FITCH (HONG KONG) LIMITED Hon, Wing Lun 韓詠麟 -Rep 2017-09-01 2018-01-10
352   Wang, Danhua 王丹华 -Rep 2018-01-08 2019-04-29
353 FLOW TRADERS HONG KONG LIMITED Gaasbeek, Arieen Christiaan -RO 2018-01-05 2019-03-20
354   Mark, Steven David -RO 2018-01-05 2020-11-27
355   Pot, Roeland Hendrik -RO 2018-01-05 2020-08-28
356   Van Abbema, Dirk Olivier -RO 2018-01-05 2019-04-01
357 FORMAX ASSET MANAGEMENT LIMITED Fu, Ka Ho 傅家豪 -Rep 2016-05-27 2017-12-31
358   Yeung, Ming Tat 楊明達 -Rep 2016-08-17 2017-12-31
359 FORMAX SECURITIES LIMITED Fu, Ka Ho 傅家豪 -RO 2016-07-28 2018-01-01
360   Tang, Kai Chung (SFC:AQA983) 鄧啟聰 -Rep 2018-01-12 2018-03-07
361 FORTHRIGHT SECURITIES COMPANY LIMITED Chan, Hiu Kuen 陳曉娟 -Rep 2018-01-11 2019-05-10
362 Forwin Capital Management Limited Li, Bing (SFC:AUV179) 李兵 -RO 2015-12-03 2017-12-31
363 Fosun International Securities Limited Chan, Cheuk Yiu 陳焯堯 -Rep 2018-01-10 2019-07-19
364   Huang, Sijia (SFC:BHX186) -Rep 2016-09-01 2018-01-13
365   Wong, Vivien 黃詠欣 -Rep 2018-01-08 2018-05-31
366 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED Cheng, Conrad Kam Wah 鄭錦華 -Rep 2017-08-25 2017-12-31
367 FOUNDER FUTURES (HONG KONG) LIMITED Liu, Xing (SFC:BFU985) 劉星 -Rep 2016-08-19 2017-12-31
368   Wong, Chun Yu (SFC:BGC479) 王振宇 -Rep 2017-08-22 2018-01-03
369   Yang, Wan-Hsiang 楊婠翔 -Rep 2018-01-08 2018-11-24
370 FOUNDER SECURITIES (HONG KONG) LIMITED Kong, Min (SFC:BLT542) 孔敏 -Rep 2018-01-08 2018-03-10
371   Liu, Xing (SFC:BFU985) 劉星 -Rep 2016-08-19 2017-12-31
372   Wong, Chun Yu (SFC:BGC479) 王振宇 -Rep 2017-08-22 2018-01-03
373 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Ahuja, Vivek Manohar -Rep 2018-01-11 2018-01-17
374   Macdonald, Alistair John (SFC:AVW485) -Rep 2018-01-11 2018-01-17
375 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Chu, Wai Leung (SFC:ADW213) 朱偉良 -Rep 2018-01-02 2018-06-22
376   Chui, Ka Ching 崔嘉澂 -Rep 2017-11-23 2018-01-09
377   Gao, Yijia (SFC:BEL955) 高藝嘉 -Rep 2017-12-29 2018-01-11
378 FT Securities Limited Lee, Ka Ki (SFC:AEH405) 李家驥 -Rep 2012-06-11 2018-01-08
379 FULBRIGHT FUTURES LIMITED Lee, Wai Cheong (SFC:AWT778) 李維昌 +Rep 2018-01-10
380 FULBRIGHT SECURITIES LIMITED Cheung, Wing Nam 張詠藍 -Rep 2009-07-30 2017-12-30
381   Lau, Chun Kit (SFC:BLN150) -Rep 2018-01-10 2019-01-23
382   Lee, Wai Cheong (SFC:AWT778) 李維昌 +Rep 2018-01-10
383 Future Securities Limited (HK) Yeung, Chi Man (SFC:AVM936) 楊智雯 -Rep 2018-01-12 2018-11-28
384 FWD Financial Planning Limited (HK) Lau, Shing Wai 劉成偉 -Rep 2015-08-19 2018-01-12
385 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED Ng, Chi Kan 吳志勤 -Rep 2018-01-08 2019-06-13
386 GaoTeng Global Asset Management Limited Qu, Siyuan 瞿思源 -RO 2016-05-16 2017-12-31
387 GATEWAY CAPITAL (HONG KONG) LIMITED Lai, Zhiyang 賴志阳 -Rep 2018-01-05 2018-01-05
388 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED Baldwin, Timothy Simon -RO 2010-03-22 2018-01-07
389 GEO Securities Limited Tse, Yat Kei 謝日基 -Rep 2017-09-28 2018-01-10
390     -RO 2018-01-10 2018-03-09
391 GET NICE FUTURES COMPANY LIMITED Chen, Kin Shing 陳健成 -Rep 2017-11-13 2018-01-08
392     -RO 2018-01-08 2024-04-30
393 GET NICE SECURITIES LIMITED   -Rep 2017-11-13 2018-01-08
394     -RO 2018-01-08 2024-04-30
395 GETTA SECURITIES LIMITED Chan, Yau Lun 陳又麟 -Rep 2005-10-24 2018-01-08
396 GF Capital (Hong Kong) Limited Chow, Tsz Kit Vincent 周子傑 -Rep 2018-01-09 2020-04-06
397   Wong, Matthew Ka Chun 黃家俊 -Rep 2018-01-09 2019-05-17
398 GF Securities (Hong Kong) Brokerage Limited   -Rep 2018-01-09 2019-05-17
399   Zhao, Hongyan (SFC:BGQ457) 趙洪岩 -Rep 2018-01-04 2018-06-19
400 GLOBAL INVESTMENT ADVISORS LIMITED Wong, Ka Kit (SFC:AXI232) 黃嘉傑 -Rep 2018-01-08 2018-07-08
401 Global Value Chain Investment Corporation Limited Lao, Susan Woon Yu 劉媛瑜 -Rep 2017-01-03 2018-01-09
402     -RO 2018-01-09 2019-03-29
403 Glory Sun Securities Limited Bai, Shanwei 白山威 -Rep 2015-06-17 2018-01-05
404   Leung, Maggie Mei Ki 梁美琪 -Rep 2016-11-30 2017-12-31
405 Golden Hen Securities and Futures Limited Chu, Cheuk Hung 朱卓鴻 -RO 2017-07-03 2017-12-31
406 Golden Lake Capital Limited Ngai, Summy Shuk Wa 魏淑華 -Rep 2017-09-20 2017-12-31
407 GOLDMAN SACHS (ASIA) L.L.C. Cheung, Rhoda Sze Yan 張詩茵 -Rep 2010-07-07 2018-01-06
408   Goh, Shu Yi -Rep 2015-12-30 2018-01-01
409   Guo, Weizhong Daniel -Rep 2017-09-08 2017-12-30
410   Lhert, Christian Julien Claude +Rep 2018-01-09
411   Liu, Yingxin (SFC:BLV191) 刘应鑫 +Rep 2018-01-12
412   Lo, Kin Lam 盧健林 +Rep 2018-01-04
413   Oon, Wei Hong +Rep 2018-01-10
414   Park, Ji Eun (SFC:AYZ987) -Rep 2018-01-10 2018-07-13
415   Tang, Su See 陳淑茜 -Rep 2018-01-09 2023-08-01
416   Tse, Christine Cheuk Wing 謝卓穎 +Rep 2018-01-03
417   Yaffe, Alexander David -Rep 2018-01-09 2022-11-01
418 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Cheung, Rhoda Sze Yan 張詩茵 -Rep 2016-10-11 2018-01-06
419   Goh, Shu Yi -Rep 2016-10-11 2018-01-01
420   Lo, Kin Lam 盧健林 +Rep 2018-01-04
421   Oon, Wei Hong +Rep 2018-01-10
422   Park, Ji Eun (SFC:AYZ987) -Rep 2018-01-10 2018-07-13
423   Tse, Christine Cheuk Wing 謝卓穎 +Rep 2018-01-03
424   Yaffe, Alexander David -Rep 2018-01-09 2022-11-01
425 Goldman Sachs Asset Management (Hong Kong) Limited Xu, Wanlu (SFC:AXX543) 許晼璐 -Rep 2018-01-12 2022-07-09
426 GRAND ALLIANCE ASSET MANAGEMENT LIMITED Zhou, Tiantian (SFC:BLR398) 周恬恬 +Rep 2018-01-08
427 Grand International Futures Co., Limited Leung, Tze Wai (SFC:BLW763) 梁紫惟 -Rep 2018-01-11 2019-03-31
428 Grand Moore Capital Limited Lam, Chi Kan (SFC:AFX948) 林志勤 -Rep 2018-01-02 2018-02-26
429   Zhou, You (SFC:BHG937) 周游 -Rep 2018-01-10 2021-01-04
430 GRAND PARTNERS ASSET MANAGEMENT LIMITED Cheung, Rachel Lok Ching 張樂澄 -Rep 2016-09-07 2018-01-02
431   Ton, Suzanne To Quan 孫素君 -Rep 2016-11-03 2018-01-02
432   Wong, Wai Sze (SFC:BAA860) 黃慧思 -Rep 2016-10-04 2018-01-04
433 GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED Ton, Suzanne To Quan 孫素君 -Rep 2016-11-03 2018-01-02
434   Wong, Wai Sze (SFC:BAA860) 黃慧思 -Rep 2016-10-04 2018-01-04
435 GRANSING SECURITIES CO., LIMITED Tam, Wai Yin (SFC:ANR260) 譚慧妍 -Rep 2015-07-20 2018-01-05
436 GREATER CHINA STRATEGIC CAPITAL LIMITED Chiu, Kathy Kam Hing 趙金卿 -RO 2011-08-24 2018-01-01
437 Grit Securities Limited Zheng, Runze 鄭潤澤 -Rep 2018-01-12 2020-02-12
438 GT Asset & Portfolio Management Limited Ng, Sze Ming (SFC:BLR356) 吳絲茗 -Rep 2018-01-08 2018-04-09
439 Guardians Asset Management Limited Wong, Cyrus Chin Hung 黃展鴻 -RO 2018-01-03 2019-01-10
440   Zhang, Yibo (SFC:APW140) 張一波 -RO 2018-01-03 2019-04-01
441 GUO BANG (HK) ASSET MANAGEMENT LIMITED Chu, Jones Law Kwong 朱羅光 -RO 2018-01-10 2021-06-30
442   Kang, Jansen Wing Hong 姜永康 -RO 2018-01-10 2019-11-29
443 Guo Tong Capital Management Company Limited Ng, Man Fai (SFC:BAP096) 吳敏暉 -RO 2017-01-18 2018-01-01
444 GUOYUAN CAPITAL (HONG KONG) LIMITED Li, Xiaocen 李曉岑 -Rep 2018-01-04 2021-07-31
445 GUOYUAN FUTURES (HONG KONG) LIMITED Lai, Songbin 賴頌彬 -Rep 2018-01-04 2023-08-31
446 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED   -Rep 2018-01-04 2023-08-31
447 Hafoo Futures Limited Chan, Kwing Wing 陳炯榮 +Rep 2018-01-03
448   Lam, Chi Wai (SFC:AKX862) 林智偉 -Rep 2018-01-03 2024-03-06
449   Leung, Tsz Kin (SFC:BFG540) 梁子鍵 -Rep 2018-01-03 2018-04-13
450   Man, Tsz Ming 文子明 -Rep 2018-01-03 2020-02-29
451 HAITONG INTERNATIONAL CAPITAL LIMITED Chen, Dan (SFC:BBJ615) 陳丹 +Rep 2018-01-02
452   Tan, Shin Fei -Rep 2017-07-18 2018-01-12
453   Xie, Zhengkun 謝正琨 -Rep 2018-01-11 2019-12-31
454   Yeung, Yeung (SFC:BJE026) 楊洋 -Rep 2018-01-11 2019-08-16
455 HAITONG INTERNATIONAL FUTURES LIMITED Chan, Katrina Kam Hung 陳金虹 -Rep 2018-01-08 2018-07-11
456 HAITONG INTERNATIONAL RESEARCH LIMITED Sun, Qianru 孫倩茹 -Rep 2018-01-02 2018-12-17
457 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Chan, Katrina Kam Hung 陳金虹 -Rep 2018-01-08 2018-07-11
458   Chen, Dan (SFC:BBJ615) 陳丹 +Rep 2018-01-02
459   Nam, Yue Kwan (SFC:BLO149) 藍裕鈞 -Rep 2018-01-02 2018-12-23
460   Tan, Shin Fei -Rep 2017-07-18 2018-01-12
461   Xie, Zhengkun 謝正琨 -Rep 2018-01-11 2019-12-31
462   Yeung, Yeung (SFC:BJE026) 楊洋 -Rep 2018-01-11 2019-08-16
463 HALCYON CAPITAL LIMITED (HK) Zhou, Wenjie (SFC:BLW072) 周文杰 -Rep 2018-01-02 2019-04-11
464 Hamilton Lane (Hong Kong) Limited Kang, Mina -Rep 2015-09-15 2018-01-10
465 HANG SENG INVESTMENT MANAGEMENT LIMITED Cheung, Borwin 張博文 -Rep 2014-07-02 2018-01-07
466   Kwan, Milton Ming Tak 關明德 -Rep 2016-02-25 2018-01-01
467 Hao Tian Asset Management Limited Chen, Xiaohua (SFC:BAM436) 陳晓樺 -Rep 2017-10-03 2018-01-10
468   Zhou, Yong (SFC:APG180) 周勇 -Rep 2017-11-20 2018-01-11
469     -RO 2018-01-11 2019-08-06
470 Hao Tian International Futures Limited Chen, Xiaohua (SFC:BAM436) 陳晓樺 -Rep 2017-08-30 2018-01-10
471   Ng, Shui Cheong 吳瑞昌 -Rep 2017-03-20 2018-01-05
472     -RO 2018-01-05 2018-07-11
473 Hao Tian International Securities Limited Chen, Xiaohua (SFC:BAM436) 陳晓樺 -Rep 2017-05-04 2018-01-10
474 HARBOURVEST PARTNERS (ASIA) LIMITED Lin, Ye (SFC:BIT314) -Rep 2016-12-19 2017-12-31
475 HARVEST GLOBAL INVESTMENTS LIMITED Lim, Tay Her 林泰禾 -Rep 2013-11-08 2018-01-09
476   Wan, Tin Chi 尹天賜 -Rep 2014-04-15 2018-01-12
477 HEUNGKONG CAPITAL LIMITED Chiu, Chun Po 趙振甫 -Rep 2018-01-09 2018-08-12
478   Poon, Ronald Lok Hang 潘洛珩 -Rep 2018-01-02 2018-04-30
479 HGNH International Forex Co., Limited Song, Qianrong 宋倩蓉 -Rep 2016-02-01 2018-01-05
480 HGNH International Futures Co., Limited   -Rep 2016-02-01 2018-01-05
481 HGNH International Securities Co., Limited   -Rep 2016-02-01 2018-01-05
482 High Nine Asset Management Limited Lee, Raymond Siu Kuen 李紹權 -RO 2017-04-11 2017-12-31
483 Hillhouse Investment Management Limited Wu, Xiaoning (SFC:BLU996) 吳晓宁 +Rep 2018-01-04
484 HOLOGRAM CAPITAL LIMITED Cheng, Cho Yan 鄭祖茵 -Rep 2017-03-14 2017-12-30
485 Hong Kong Metasequoia Capital Management Limited Chan, Chun Sing (SFC:AFX583) 陳振昇 -RO 2016-03-21 2017-12-31
486 Hong Kong Securities (International) Company Limited Tong, Man Sang 湯文生 -RO 2018-01-02 2019-04-01
487 HONOR SECURITIES (HK) LIMITED Chan, Tak Hong (SFC:AUZ339) 陳德康 -RO 2017-06-09 2017-12-31
488 HOORAY SECURITIES LIMITED Wong, Wai Wan (SFC:BHD770) 王慧雲 -Rep 2017-10-30 2017-12-31
489 HPEF Venture Partners Limited Thompson, Marcus Peter Strutt -RO 2017-12-31
490   Yu, Laetitia Kit Wai 余潔蕙 -RO 2017-09-21 2017-12-31
491 HSBC BROKING FUTURES (HONG KONG) LIMITED Chong, Dart Yan 莊達欣 -Rep 2018-01-03 2025-01-28
492 HSBC Corporate Finance (Hong Kong) Limited Chow, Douglas Edward Chun Kuen 周鎮權 -Rep 2018-01-04 2019-07-26
493   Lam, Calvin Leung Man 林亮文 -Rep 2018-01-04 2021-08-09
494   Lau, Aidan Chak Yin 劉澤延 -Rep 2018-01-04 2024-05-13
495   Mistry, Priesh (SFC:BLR667) -Rep 2018-01-11 2025-06-27
496   Rao, Pradeep Vithal -Rep 2012-09-28 2018-01-04
497   Tan, Yujun 譚煜鈞 -Rep 2017-10-27 2018-01-12
498 HSBC Global Asset Management (Hong Kong) Limited Liu, Ricky Wai Kin 廖偉健 -Rep 2018-01-12 2018-01-19
499   McNay, David John -Rep 2018-01-04 2018-01-15
500 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Liu, Ricky Wai Kin 廖偉健 -Rep 2018-01-12 2018-01-19
501   McNay, David John -Rep 2018-01-04 2018-01-15
502 HZ CAPITAL LIMITED (HK) Shen, Chengjie 沈承杰 -RO 2017-01-18 2017-12-31
503 i-Golden Data Capital Limited Huang, Wei Meng 黃威猛 -RO 2017-03-23 2017-12-31
504 iBest Investment Services Limited Chung, Hiu Ying (SFC:APL398) 鍾曉瑩 -Rep 2018-01-09 2019-01-25
505 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED Lu, Ping (SFC:BLY772) 盧平 -Rep 2018-01-10 2018-04-20
506 ICBC INTERNATIONAL CAPITAL LIMITED Wang, Chengzhuo 王成卓 -Rep 2014-09-08 2018-01-02
507 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED Gao, Fei (SFC:BJZ288) 高飛 -Rep 2017-07-14 2018-01-05
508   Wang, Liang (SFC:BLI722) 王亮 -Rep 2017-10-26 2018-01-05
509   Zhou, Jason Xiaoyu 周曉鈺 -Rep 2018-01-10 2021-08-05
510 ICBC INTERNATIONAL FUTURES LIMITED Xiao, Yuan (SFC:AZB291) 肖元 -Rep 2018-01-11 2020-10-21
511   Xu, Lei (SFC:BLX417) 徐磊 -Rep 2018-01-03 2019-08-14
512 ICBC INTERNATIONAL SECURITIES LIMITED Dong, Yingying (SFC:AZA947) 董瑩瑩 -RO 2012-09-12 2018-01-08
513   Wang, Chengzhuo 王成卓 -Rep 2017-07-14 2018-01-02
514   Xiao, Yuan (SFC:AZB291) 肖元 -Rep 2018-01-11 2018-04-25
515   Xu, Lei (SFC:BLX417) 徐磊 -Rep 2018-01-03 2019-08-14
516 IMPERIUM INTERNATIONAL SECURITIES LIMITED Tang, Ada Wai Ling 鄧慧玲 -Rep 2016-12-28 2017-12-30
517 INNOVATION ASSET MANAGEMENT CO., LIMITED Sanft, Erwin Ralph 歐文 -Rep 2017-10-04 2018-01-02
518 INNOVATION SECURITIES CO., LIMITED   -Rep 2017-03-27 2018-01-02
519 INVESCO ASSET MANAGEMENT ASIA LIMITED Clark Iii, Schuyler Harold -Rep 2018-01-08 2018-01-12
520   Keung, Man Tik 姜文迪 -Rep 2012-07-27 2018-01-01
521 INVESCO HONG KONG LIMITED Clark Iii, Schuyler Harold -Rep 2018-01-08 2018-01-12
522   Keung, Man Tik 姜文迪 -Rep 2012-07-27 2018-01-01
523   Lee, Vivian Gi Yue 李梓瑜 -Rep 2018-01-08 2021-04-24
524 IP Investment Management (HK) Limited Williams, Glenn John -RO 2018-01-05 2018-09-28
525 IPP Financial Advisers Limited Tang, Richard Tak Tai 鄧德泰 -Rep 2016-02-12 2018-01-08
526 iTrade Securities Investment Limited Lee, Wai Kit (SFC:BHC700) 李偉傑 -Rep 2018-01-04 2021-10-15
527 J.P. MORGAN BROKING (HONG KONG) LIMITED Harding, Daryl Jon -RO 2018-01-09 2018-07-01
528   Ooi, Pei Yi 黃培宇 -Rep 2017-05-09 2018-01-03
529 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Mueller, Camille Camy Fabienne -Rep 2014-12-17 2017-12-30
530   Singer, Darian Aaron -Rep 2018-01-08 2018-03-25
531   Tang, Nan 唐楠 -Rep 2018-01-10 2020-09-01
532   Wolf, Ryuji Rafael -Rep 2018-01-08 2018-03-27
533 Jefferies Hong Kong Limited Cheung, Hiu Tan (SFC:AVL364) 張曉丹 +Rep 2018-01-02
534   Couldrey, Ranulf David Richard -Rep 2017-09-26 2018-01-08
535   Prompers, Michiel Joep -Rep 2015-08-14 2018-01-08
536   Tiam-Lee, Rainier Jared Ayroso +Rep 2018-01-11
537 JOINCAP CAPITAL LIMITED Zheng, Runze 鄭潤澤 -Rep 2018-01-12 2020-02-12
538 Junson Asset Management (Hong Kong) Limited Lu, Wan Li 陸萬里 -Rep 2017-08-14 2018-01-09
539     -RO 2018-01-09 2019-03-29
540 Kai Yin Securities Limited Cheung, Yu Foon 張儒歡 -Rep 2018-01-04 2018-04-17
541 Kaisa Financial Group Company Limited Law, Felix Ming Yiu 羅明耀 +RO 2018-01-05
542 KAISER CAPITAL MANAGEMENT LIMITED Li, Lai Yee (SFC:AIP435) 李禮怡 -Rep 2017-09-08 2018-01-02
543 KAISER SECURITIES LIMITED   -Rep 2017-09-08 2018-01-02
544 KAM LUEN SECURITIES LIMITED Lam, Alfred Wai Kwong 林偉光 -Rep 2017-07-31 2018-01-02
545     -RO 2018-01-02 2019-02-07
546 KARST PEAK CAPITAL LIMITED Sorani, Andrea -RO 2018-01-09 2022-04-08
547 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED Wang, Shizhen (SFC:AWK324) 王士振 -Rep 2013-12-20 2018-01-05
548 KGI ASIA LIMITED Chan, Sze Hoo 陳詩豪 -Rep 2017-10-18 2018-01-12
549   Chen, Chuanjun +Rep 2018-01-09
550   Ip, Ka Yeung 葉家楊 -Rep 2017-10-03 2018-01-10
551   Lau, Yan Ling (SFC:BAI014) 劉欣寧 -Rep 2017-10-03 2018-01-08
552   Lee, Alva Mei Ching 李美清 -Rep 2018-01-04 2018-06-21
553   Lin, Ying Cheng 林盈成 -Rep 2017-10-03 2018-01-11
554     -RO 2018-01-11 2018-10-19
555   Tng, Wee Ling +Rep 2018-01-09
556 KGI Asset Management Limited Lee, Alva Mei Ching 李美清 -Rep 2018-01-04 2018-06-21
557 KGI FUTURES (HONG KONG) LIMITED Chen, Chuanjun +Rep 2018-01-09
558   Ip, Ka Yeung 葉家楊 -Rep 2015-04-21 2018-01-10
559   Lau, Yan Ling (SFC:BAI014) 劉欣寧 -Rep 2016-01-27 2018-01-08
560   Lee, Alva Mei Ching 李美清 -Rep 2018-01-04 2022-10-22
561   Tng, Wee Ling +Rep 2018-01-09
562 KILMOREY ASSET MANAGEMENT LIMITED Chiu, Kathy Kam Hing 趙金卿 -RO 2018-01-03 2020-01-23
563 KIN BRIDGE CAPITAL LIMITED Hui, Pik Yung 許碧容 -Rep 2018-01-12 2018-07-20
564 KINGDOM INVESTMENT MANAGERS LIMITED Leung, Sandy So Kam 梁素琴 -Rep 2017-01-20 2017-12-31
565 KINGSTON ASSET MANAGEMENT LIMITED Keung, Kelvin 姜登華 -RO 2007-05-22 2017-12-31
566   Yip, Sau Hoi 葉秀開 -RO 2007-05-22 2017-12-31
567 KINGSTON CORPORATE FINANCE LIMITED Yu, Chun Kit (SFC:BIV597) 余俊傑 -Rep 2016-12-29 2017-12-31
568 Kirin Securities Limited Chow, Eric Wai Leong 周懷量 -Rep 2017-12-13 2018-01-08
569     -RO 2018-01-08 2020-04-29
570   Lam, Yuk Chiu 林育超 -RO 2017-05-26 2017-12-31
571 KPMG CORPORATE FINANCE LIMITED Jamieson, Grant Andrew -RO 2004-03-18 2018-01-12
572 Leading Securities Company Limited Ding, Wenxin 丁文昕 -Rep 2016-08-25 2017-12-31
573   Xie, Yunqin 解云欽 -Rep 2018-01-02 2019-03-03
574 Legg Mason Asset Management Hong Kong Limited Chandran, Prashant (SFC:BEQ178) -Rep 2018-01-11 2018-01-17
575 LIM ADVISORS LIMITED Bartlett, Toby Douglas -RO 2015-10-07 2018-01-03
576 Lion Global Financial Limited Yeung, King Yip 楊敬業 -Rep 2015-03-06 2018-01-12
577 Liquidnet Asia Limited Leung, Enrica Mankay 梁敏琦 -Rep 2018-01-08 2022-08-03
578 LMAX Hong Kong Limited Yang, Shuyi (SFC:BIL572) 楊姝逸 -Rep 2016-10-26 2018-01-12
579 Luk Fook Capital (HK) Limited Lam, Ambrose Wai Hon 林懷漢 -Rep 2017-11-08 2018-01-08
580     -RO 2018-01-08 2019-10-31
581   Lo, Kenneth Kai Yeung 羅啟洋 -Rep 2018-01-09 2018-09-28
582 LUK FOOK FUTURES (HK) LIMITED Wang, Xu (SFC:BFG300) 王煦 -Rep 2017-03-23 2018-01-12
583   Yip, To Hang 葉韜恆 -Rep 2016-09-07 2018-01-02
584 LUK FOOK SECURITIES (HK) LIMITED Lam, Ambrose Wai Hon 林懷漢 -Rep 2017-11-08 2018-01-08
585     -RO 2018-01-08 2018-07-02
586   Wang, Xu (SFC:BFG300) 王煦 -Rep 2017-03-23 2018-01-12
587   Yip, To Hang 葉韜恆 -Rep 2016-07-06 2018-01-02
588 M&G Investments (Hong Kong) Limited Machu, Christophe Eric Henri -Rep 2018-01-11 2018-01-14
589   Vaight, Matthew Guy Ruthven (SFC:BMA209) -Rep 2018-01-12 2018-01-16
590 MACQUARIE CAPITAL LIMITED Naghdy, Hajir -Rep 2015-11-09 2018-01-10
591     -RO 2018-01-10 2018-08-10
592   Sui, Zhenhuan 隋震寰 -Rep 2018-01-03 2020-03-17
593   Wu, Yulin (SFC:BLY776) 吴俣霖 -Rep 2018-01-09 2020-01-31
594 Manulife Investment Management (Hong Kong) Limited Chan, Sze Nga (SFC:BDT330) 陳詩雅 -Rep 2018-01-09 2021-06-30
595   Hong, Winnie Wing Ling 康永寧 -Rep 2018-01-01
596   Ko, Russell Sheung Yan 高上人 -Rep 2018-01-09 2021-06-30
597   Law, Wing Sze (SFC:BHU929) 羅詠詩 -Rep 2016-07-19 2018-01-06
598 Marex Hong Kong Limited Wong, Ho Kan (SFC:BKI469) 黃浩芹 -Rep 2017-09-04 2017-12-31
599 Mason Securities Limited Tang, Nick Chi Yuen 鄧智遠 -Rep 2018-01-04 2018-01-18
600 MCP Asset Management Company Limited Fukuda, Tadashi -Rep 2018-01-02 2020-04-15
601   Nakano, Yuka -Rep 2018-01-03 2019-12-31
602 MEIJI YASUDA ASIA LIMITED Hashimoto, Takashi (SFC:BJR963) 橋本崇 -Rep 2017-07-12 2018-01-08
603     -RO 2018-01-08 2019-04-09
604 MERCER INVESTMENTS (HK) LIMITED Popat, Amit Vinayakrai -Rep 2015-10-05 2018-01-02
605 Merrill Lynch (Asia Pacific) Limited Chang, Steve Deh-Mo 張德懋 -RO 2016-02-17 2018-01-03
606   Chua, Minguang Donald -Rep 2018-01-11 2018-01-17
607   Gandhi, Veekesh Suresh -Rep 2018-01-04 2018-01-09
608   Lanka, Naga Sashank Venkatrahana -Rep 2018-01-12 2018-01-15
609   Sabbah, Belal Rajihs -Rep 2018-01-12 2018-01-15
610   Shen, Zhipeng (SFC:BHX222) 沈志鵬 -Rep 2016-08-08 2018-01-10
611   Singla, Anuj -Rep 2018-01-12 2018-01-19
612   Swaminathan, Anand -Rep 2018-01-11 2018-01-17
613   Trivedi, Anshul -Rep 2014-04-30 2018-01-04
614   Tsoi, Lon Ho 蔡朗豪 -Rep 2018-01-02 2020-06-30
615   Vachirapong, Therapong -Rep 2018-01-12 2018-01-16
616   Yazhari, Hootan -Rep 2018-01-12 2018-01-15
617 Merrill Lynch Far East Limited Chang, Steve Deh-Mo 張德懋 -RO 2016-02-17 2018-01-03
618   Ghandour, Talal -Rep 2018-01-12 2018-01-15
619   Shen, Zhipeng (SFC:BHX222) 沈志鵬 -Rep 2016-08-08 2018-01-10
620   Trivedi, Anshul -Rep 2014-04-30 2018-01-04
621   Tsoi, Lon Ho 蔡朗豪 -Rep 2018-01-02 2020-06-30
622 METLIFE INVESTMENTS ASIA LIMITED Chong, Andrew Chi Ho 莊子濠 -Rep 2018-01-03 2018-09-28
623   Fu, Bei (SFC:AHF184) 符蓓 +RO 2018-01-03
624   Lee, Jeremy Chai Yuen +RO 2018-01-03
625   Pu, Jingsu 浦京蘇 -RO 2018-01-03 2019-03-29
626   Scully, Charles Sheridan (SFC:BHJ189) -RO 2018-01-03 2021-06-16
627 MFG Limited (HK) Cheng, Hei Yin 鄭曦賢 -Rep 2018-01-03 2022-04-30
628   Cheung, Yat Ning 張逸寧 -Rep 2018-01-03 2018-02-21
629   Kwok, Sin Ying 郭倩瑩 -Rep 2018-01-03 2018-02-21
630   Law, Tak Wai Natalie 羅德慧 -Rep 2018-01-03 2023-09-30
631 Milma & Co. Limited Yang, Jiaqi (SFC:BIK425) 楊嘉奇 -Rep 2016-11-18 2018-01-12
632 Minerva Asset Global Investment Capital Limited Chae, Jong Yoon 蔡鍾允 -Rep 2017-02-16 2018-01-12
633 Minerva Holding Financial Securities Limited   -Rep 2017-02-16 2018-01-12
634   Chong, Chi Wai (SFC:AXP602) 莊智威 -Rep 2016-11-02 2018-01-08
635 Mirae Asset Capital (China) Limited Bansal, Jagdeep Singh -Rep 2018-01-12 2019-09-26
636 Mirae Asset Securities (HK) Limited Woo, Youn Kwang -Rep 2017-03-01 2018-01-10
637     -RO 2018-01-10 2018-01-21
638 MIZUHO SECURITIES ASIA LIMITED Asaeda, Hideya +Rep 2018-01-02
639   Kitaoka, Tomochika -Rep 2013-10-03 2017-12-31
640   Mui, Malcolm Hin-Ling 梅軒寧 -Rep 2015-09-21 2018-01-04
641     -RO 2018-01-04 2025-06-11
642   Okubo, Takao -Rep 2018-01-08 2022-04-15
643   Salam, Salim -Rep 2014-11-18 2018-01-09
644     -RO 2018-01-09 2023-12-07
645 Moody's Investors Service Hong Kong Limited Liu, Peinan 柳沛男 -Rep 2018-01-05 2022-01-09
646   Pan, Xiao (SFC:BLR938) 潘晓 -Rep 2018-01-10 2020-01-01
647   Xiong, Yangli -Rep 2018-01-08 2018-04-06
648   Yao, Jingwan 姚婧婉 -Rep 2018-01-09 2019-07-31
649 Moore Capital Asia Limited Grover, Gaurav -RO 2010-06-11 2017-12-31
650   Jain, Abhishek Shantilal -Rep 2015-09-10 2017-12-31
651   Pang, Howard Gar Wai 彭家威 -Rep 2017-03-10 2017-12-31
652 Morgan Stanley Asia Limited Aubin, Edouard Jean Laurent -Rep 2018-01-05 2018-01-12
653   Baker, Arthur Thomas -Rep 2018-01-02 2022-10-13
654   Baker, Brian Stephen -Rep 2018-01-12 2018-02-20
655   Ball, Rickie Graham -Rep 2018-01-11 2024-06-30
656   Campbell, Carolyn Leigh -Rep 2017-02-13 2018-01-11
657   Chae, Ingwon -Rep 2017-12-21 2018-01-02
658   Cheeseman, Robert Ross -Rep 2012-06-13 2018-01-08
659   Chen, Luxiao 陳路曉 -Rep 2018-01-02 2021-04-05
660   Go, Hiromi -Rep 2018-01-11 2018-08-17
661   Grafton, James Christopher -Rep 2017-02-06 2018-01-08
662   Hari, Vishnu -Rep 2012-01-03 2018-01-10
663   Haydon, David (SFC:BMA123) -Rep 2018-01-12 2018-01-22
664   Ieno, Eiji Alex (SFC:AXB793) +Rep 2018-01-12
665   Kashyap, Kritika -Rep 2011-05-16 2018-01-09
666   Kojima, Nobuko -Rep 2018-01-09 2018-01-15
667   Low, Audrey Ying Jun -Rep 2018-01-02 2019-06-21
668   Mariani, Elena -Rep 2018-01-05 2018-01-12
669   Miyabe, Toshiyuki -Rep 2015-02-11 2018-01-12
670   Ng, Siu Hung (SFC:AZR591) 吳兆鴻 -Rep 2012-06-19 2018-01-05
671   Nowak, Brian Thomas -Rep 2018-01-08 2018-01-12
672   Ruan, Tim 阮添士 -Rep 2018-01-08 2020-08-03
673   Tsui, Chun Hin 徐俊軒 +Rep 2018-01-11
674   Tsui, Terence Mun-Sion -Rep 2018-01-09 2018-01-12
675   Zhang, Yanjia (SFC:BIW743) 張硯嘉 -Rep 2018-01-12 2024-07-30
676 Morgan Stanley Hong Kong Securities Limited Baker, Arthur Thomas -Rep 2018-01-02 2022-10-13
677   Baker, Brian Stephen -Rep 2018-01-12 2018-02-20
678   Campbell, Carolyn Leigh -Rep 2017-02-13 2018-01-11
679   Chae, Ingwon -Rep 2017-12-21 2018-01-02
680   Cheeseman, Robert Ross -Rep 2012-06-13 2018-01-08
681   Grafton, James Christopher -Rep 2017-02-06 2018-01-08
682   Hari, Vishnu -Rep 2012-01-03 2018-01-10
683   Ieno, Eiji Alex (SFC:AXB793) +Rep 2018-01-12
684   Ng, Siu Hung (SFC:AZR591) 吳兆鴻 -Rep 2015-08-21 2018-01-05
685   Tsui, Chun Hin 徐俊軒 +Rep 2018-01-11
686 MUFG Securities Asia Limited Koba, Hiroshi -Rep 2018-01-05 2023-07-28
687   Shiohara, Kunihiko -Rep 2018-01-05 2020-06-15
688   Tanaka, Hideaki -Rep 2018-01-05 2020-06-15
689   Wong, Stanley Car Lai -Rep 2018-01-04 2018-10-22
690 MYM CAPITAL PARTNERS LIMITED Tai, Yik Fei 戴翼飛 -Rep 2018-01-09 2018-04-27
691 NATIXIS ASIA LIMITED Leung, Pak Siu 梁百兆 -Rep 2014-07-21 2018-01-12
692 Nerico Brothers Limited (HK) Chan, Woon Hung 陳煥雄 -Rep 2015-06-29 2018-01-01
693   Cheng, Kam Luen 鄭錦鑾 -Rep 2013-05-28 2018-01-01
694   Lai, Wai Kwong 黎偉光 -Rep 2016-08-19 2017-12-30
695 NEW REGION SECURITIES COMPANY LIMITED Yu, Yau Chun 余幼珍 -Rep 2018-01-02 2018-09-10
696 NH INVESTMENT & SECURITIES (H.K.) LIMITED Kim, Young Hoon -Rep 2015-01-20 2018-01-04
697     -RO 2018-01-04 2020-03-31
698 Nine Masts Capital Limited McCosker, Daniel Owen -Rep 2018-01-10 2019-09-30
699   Pennisi, Stefano -Rep 2016-08-15 2017-12-31
700   Yik, Anthony Kwun Toh 易君濤 -Rep 2018-01-09 2019-01-31
701 Ninety One Hong Kong Limited Breedon, Mark Herbert -Rep 2016-06-23 2018-01-12
702     -RO 2018-01-12 2023-12-29
703   Kuhnert, Gregory John -Rep 2018-01-12 2018-01-19
704   Saunders, Philip Gordon Strode -Rep 2018-01-12 2018-01-19
705 NOMURA INTERNATIONAL (HONG KONG) LIMITED Chan, Jovia Ho Kiu 陳可翹 -Rep 2018-01-08 2020-10-16
706   Chaudhry, Anoop 周德禮 -Rep 2018-01-02 2023-05-05
707   De Schoutheete De Tervarent, Rodolphe Nicolas Victoria Marie -Rep 2014-10-21 2018-01-12
708   Gozubuyuk, Halil Ibrahim +Rep 2018-01-04
709   Ho, Yuen Kim 何遠儉 +Rep 2018-01-08
710   Leung, Gladys Chun Yi 梁俊怡 -Rep 2018-01-02 2019-09-18
711   Li, Pulan 李譜藍 -Rep 2018-01-02 2018-11-23
712   Quek, Weizhong Adrian -Rep 2018-01-03 2021-09-29
713   Shishikura, Takehiko -Rep 2018-01-11 2019-10-18
714   Wang, Jianbo (SFC:ARE473) 王堅波 -Rep 2017-04-20 2018-01-05
715   Yamanaka, Satoko -Rep 2018-01-11 2018-10-25
716   Yau, Michael (SFC:ANH079) 邱威豪 -Rep 2018-01-08 2019-04-04
717 Northern Trust Company of Hong Kong Limited (The) Bowers, Wayne George (SFC:BAD802) -RO 2012-09-12 2018-01-09
718 OCBC Futures Investment (Hong Kong) Limited Chiu, Chi Man 招志文 -RO 2017-08-17 2018-01-09
719 OCBC Securities Brokerage (Hong Kong) Limited   -RO 2017-08-17 2018-01-09
720 Octal Capital Limited Ho, Jonathan Chi Yan 何摯恩 -Rep 2018-01-05 2019-06-05
721 Odysseus Capital Asia Limited Hou, Yiyun 侯藝耘 -Rep 2017-06-19 2018-01-05
722 OKACHI (HONG KONG) COMPANY LIMITED Au, Kwok Tung 區國棟 -Rep 2018-01-10
723 OKACHI INVESTMENTS (HK) COMPANY LIMITED   -Rep 2018-01-10
724 OLD PEAK LIMITED (HK) Lawless, Jonathon Jarrod -RO 2007-09-05 2018-01-01
725   Tak, Yang Hyun 卓洋炫 -Rep 2018-01-12 2021-01-01
726 Oneday Asset Management Limited Chung, Mei Wah 鍾美華 -RO 2017-04-20 2017-12-31
727 OnePlatform Asset Management Limited Chan, Chris Lung Wai 陳龍威 -Rep 2015-09-22 2018-01-01
728   Ho, Carissa Lai Kuen 何麗娟 -Rep 2006-05-11 2017-12-30
729   Ho, Chun Hang (SFC:ARM740) 何俊恆 -RO 2016-07-21 2018-01-06
730   Kwok, Wing Lok 郭永樂 -Rep 2018-01-11 2018-08-11
731   Lam, Ally Ngar Lee 林雅莉 -Rep 2018-01-05 2024-02-29
732   Lam, Cyril Shiu Lung 林兆龍 -Rep 2013-12-20 2018-01-04
733   Lee, Derek Ho Yin 李浩然 -Rep 2016-06-07 2018-01-01
734   Leung, Hong Man (SFC:BLR333) 梁康敏 -Rep 2018-01-11 2018-04-02
735   Leung, Yiu Pong 梁耀邦 -Rep 2004-01-06 2018-01-09
736   Mack, May Ling Astley 麥美玲 -Rep 2017-03-10 2018-01-04
737   Wei, Lun 魏倫 -Rep 2018-01-02 2019-04-08
738   Wong, Man Hin (SFC:BKI722) 黃文軒 +Rep 2018-01-05
739   Wong, Victor Long Yin 王朗然 -Rep 2017-05-02 2018-01-12
740   Wu, Liming (SFC:BCV926) 吳麗明 -Rep 2014-03-11 2018-01-08
741   Yin, Xiaomin (SFC:BLO685) 殷晓敏 -Rep 2018-01-02 2019-03-13
742   Yip, Ling 葉棱 -Rep 2018-01-02 2018-02-14
743 OnePlatform Securities Limited Choi, Wai Ping (SFC:ANJ697) 蔡衛兵 -Rep 2006-06-27 2018-01-10
744   Hon, Siu Hong 韓紹康 -RO 2015-04-08 2018-01-06
745   Lam, Paul Chi Yung 林智勇 -RO 2015-10-27 2018-01-06
746   Lo, Kent Wai Kin 羅偉健 -Rep 2016-01-21 2018-01-06
747   Tam, Kelly Kai Yi 譚啟兒 -Rep 2017-10-20 2017-12-30
748   Yuen, Tsze Yee 阮子予 -Rep 2006-06-08 2018-01-10
749 oOo Securities (HK) Group Limited Chen, I Hsuan (SFC:BIH514) 陳懿璇 -Rep 2018-01-12 2018-05-31
750   Zhang, Qi (SFC:BGP506) 張琪 -Rep 2018-01-02 2018-05-31
751 OP INVESTMENT MANAGEMENT LIMITED Ho, Anna Kwok Wing 何國嶸 -RO 2010-12-16 2017-12-31
752   Li, Zhe (SFC:AXS556) 李喆 -RO 2016-08-12 2018-01-12
753 Optima Capital Limited Chen, Tsun Kit 陳俊傑 -Rep 2018-01-09 2018-03-02
754   Leung, Ho Tsin 梁浩正 -Rep 2018-01-09 2019-04-17
755 Opus Capital Limited (HK) Dong, Yu (SFC:BLX951) 董昱 -Rep 2018-01-08 2020-05-31
756 Opus Capital Management Limited Duan, Yanlei (SFC:BKW772) 段燕蕾 -Rep 2018-01-08 2020-03-20
757 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED Li, Gabriel 李基培 -RO 2008-04-22 2017-12-31
758 Oreana Financial Services Limited Jones, Matthew Richard (SFC:BLP133) +Rep 2018-01-03
759   Ly, Johnny -Rep 2018-01-10 2018-07-13
760 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED Lin, Shan (SFC:BLY362) 林杉 -Rep 2018-01-08 2021-12-08
761 ORIENT FUTURES (HONG KONG) LIMITED Xu, Wei (SFC:BAL749) 徐偉 -Rep 2014-10-14 2018-01-03
762 ORIENT SECURITIES (HONG KONG) LIMITED Lui, Michael Hou Ming 呂浩明 -Rep 2018-01-08 2023-09-20
763   Xu, Wei (SFC:BAL749) 徐偉 -Rep 2016-03-01 2018-01-03
764 ORIENTAL PATRON SECURITIES LIMITED Zhang, Joyce Jirong 張濟融 -Rep 2018-01-08 2023-09-15
765 Original Group Securities Limited Iu, Pius Wai Hing 姚偉興 -Rep 2018-01-08 2021-01-08
766 ORTUS CAPITAL MANAGEMENT LIMITED Shang, Xin 尚昕 -RO 2012-09-10 2018-01-11
767     -Rep 2018-01-11 2018-02-27
768 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED Leung, Jonathan Koon-Fung 梁冠峯 -Rep 2013-05-27 2018-01-12
769 PARAMETRICA MANAGEMENT LIMITED Lam, Tsun Wang 林峻泓 -Rep 2018-01-11 2021-09-19
770 Patrol Capital Management Limited Park, Andrew Jai Young -Rep 2017-07-19 2018-01-09
771 PC SECURITIES LIMITED Law, Kai Tak 羅啟德 -Rep 2018-01-02 2018-11-11
772   Sin, Chi Ho 冼志豪 -Rep 2018-01-02 2018-01-17
773 Permira Advisers Limited Ueda, Kitaru 上田來 -Rep 2018-01-11 2018-09-30
774 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED Lam, Edith Ngan Ming 林雁明 -Rep 2015-01-05 2017-12-31
775   Yip, Kelvin Lai Sang 葉勵生 -Rep 2013-10-07 2018-01-05
776 PHILLIP COMMODITIES (H.K.) LIMITED Cheung, Kai Ho (SFC:BLY773) 張繼浩 -Rep 2018-01-10 2018-09-05
777   Leung, Willie Wing Kei 梁榮基 -Rep 2014-03-04 2017-12-31
778 PHILLIP SECURITIES (HONG KONG) LIMITED Cheung, Kai Ho (SFC:BLY773) 張繼浩 -Rep 2018-01-10 2018-09-05
779   Lam, Edith Ngan Ming 林雁明 -Rep 2012-08-06 2017-12-31
780   Leung, Willie Wing Kei 梁榮基 -Rep 2014-03-04 2017-12-31
781   Tsang, Victor Wai Yip 曾偉業 -Rep 2012-07-17 2017-12-31
782 PICKERS CAPITAL MANAGEMENT LIMITED Tsang, Hin Lok 曾憲樂 -Rep 2018-01-04 2019-09-30
783 PICO ZEMAN SECURITIES (HK) LIMITED Yim, Kui Sing 嚴炬星 -Rep 2017-04-13 2018-01-05
784 PIMCO Asia Limited Hyman, Daniel (SFC:BLW089) -Rep 2018-01-12 2018-01-17
785   Reeves, Melissa (SFC:BHL204) -Rep 2018-01-11 2021-01-01
786   Yuan, Nelson Chien -Rep 2018-01-12 2021-06-01
787 PineBridge Investments Asia Limited Choi, Ka Lai (SFC:BDL752) 蔡嘉麗 -Rep 2016-02-01 2017-12-31
788 PineBridge Investments Hong Kong Limited   -Rep 2016-02-01 2017-12-31
789 Ping An Securities (Hong Kong) Holdings Company Limited Tang, Pui Chun 鄧佩珍 -Rep 2014-09-17 2018-01-02
790 Planetree Securities Limited Liu, Gang (SFC:BLP547) 劉剛 -Rep 2018-01-11 2018-03-04
791 Prime Cdex Securities Limited Leung, Shuk Wah 梁淑華 -Rep 2017-12-31
792   Ng, Yuen Leong 吳遠亮 -Rep 2018-01-08 2019-04-10
793   Wong, Wai Fun (SFC:APK768) 黃慧芬 -Rep 2017-09-06 2018-01-05
794     -RO 2018-01-05 2020-05-08
795 Principal Investment & Retirement Services Limited Lui, Wai Shan Debbie 呂慧珊 +Rep 2018-01-10
796 PROSPER GLOBAL ASSET MANAGEMENT LIMITED Chung, Franki Ka Fai 鍾家輝 -RO 2018-01-09 2020-12-31
797   Fung, Kin Tung 馮健彤 -RO 2018-01-09 2018-07-31
798 PRUDENTIAL BROKERAGE LIMITED Tsang, Man Man 曾文文 -Rep 2018-01-08 2019-08-30
799 PRUDENTIAL INDEX TRADING COMPANY LIMITED Yip, Man Wai (SFC:AUM750) 葉文偉 +Rep 2018-01-10
800 Public Financial Securities Limited Wong, Hoi Ling (SFC:AAE233) 黃凱玲 -Rep 2017-12-31
801 Q FUND MANAGEMENT (HONG KONG) LIMITED Hu, Ouya 胡歐亞 +Rep 2018-01-11
802 Qantex Capital Markets Limited Cunnington, Guillaume Serge Charles -Rep 2018-01-02 2018-02-15
803 Quam Asset Management Limited (b1983-06-28) Lam, Yik Fun 林憶芬 -Rep 2017-03-31 2018-01-11
804     -RO 2018-01-11 2018-09-05
805 Quam Capital Limited (b1994-08-04) Cheung, Andrew On Kit 張安杰 -Rep 2018-01-02 2018-04-19
806   Wong, Stacey Martin 黃偉誠 -Rep 2018-01-10 2018-05-24
807 Quam Securities Limited Lam, Yik Fun 林憶芬 -Rep 2017-07-24 2018-01-11
808     -RO 2018-01-11 2018-09-05
809   Lin, Xinxin (SFC:BLT350) 林欣欣 -Rep 2018-01-04 2020-04-06
810   Sew Hoy, Kevin Graeme -RO 2018-01-02 2018-10-31
811 Qube Research & Technologies Hong Kong Limited Brodhead Iii, Charles Dingman -Rep 2018-01-02 2018-06-02
812   Burcier, Clement Jacques -Rep 2018-01-02 2019-12-16
813   Fourdan, Jean-Francois Louis -RO 2018-01-02 2021-03-31
814   Garreau, Vincent Olivier -Rep 2018-01-02 2020-01-22
815   Gupta, Siddharth (SFC:BIQ330) -Rep 2018-01-02 2024-04-26
816   Hornmark, Erik Taro +RO 2018-01-02
817   Isnard, Maxime Vladimir Sidney +Rep 2018-01-02
818   Jain, Ankur (SFC:AOC932) -Rep 2018-01-02 2019-05-03
819   Kerneis, Antoine Marie Erwan -Rep 2018-01-02 2022-05-20
820   Liu, Alex Sk 劉劭康 -Rep 2018-01-02 2018-03-09
821   Meglio, Adrien Sebastien -Rep 2018-01-02 2019-01-08
822   Moyroud, Mathieu Benjamin -Rep 2018-01-02 2021-01-08
823   Nanjo, Takafumi 南條孝文 -Rep 2018-01-02 2019-03-12
824   Rilhac, Charles Manuel Sybil Marie -Rep 2018-01-02 2019-12-18
825   Sandor, Ryan Andrew -Rep 2018-01-02 2018-01-26
826   Tse, Shing Tung 謝誠東 -Rep 2018-01-02 2018-05-12
827   Wong, Chung Tin 王仲天 -Rep 2018-01-09 2022-09-23
828 Rakuten Securities Hong Kong Limited Yeung, Chun Kit (SFC:BLZ012) 楊俊傑 +Rep 2018-01-12
829 RBC INVESTMENT SERVICES (ASIA) LIMITED Kung, Inna King Man 龔敬雯 -Rep 2018-01-03
830   Lee, Kin Lok (SFC:BLY488) 李健樂 -Rep 2018-01-08 2022-08-01
831 REALINK FINANCIAL TRADE LIMITED Kuo, Pui Chu 郭培曙 -Rep 2018-01-03 2020-12-18
832 Red Solar Capital Limited Tang, Yik Hang 鄧奕鏗 -Rep 2017-11-15 2018-01-05
833     -RO 2018-01-05 2019-06-30
834 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED Tong, Thomas Chung Lun 唐中麟 -Rep 2017-07-12 2018-01-12
835 RHB ASSET MANAGEMENT LIMITED Cheung, Shing Kit 張成杰 -Rep 2018-01-10 2018-12-04
836 RHB FUTURES HONG KONG LIMITED Low, Jerry Yee Meng -Rep 2018-01-02 2018-07-18
837   Ng, Ho Yu (SFC:APC115) 伍浩宇 -Rep 2012-01-26 2017-12-30
838   Xu, Xi (SFC:BLM056) 徐熙 -Rep 2017-11-15 2018-01-12
839 RHB SECURITIES HONG KONG LIMITED Fei, Yunqing 費云青 -Rep 2016-05-04 2018-01-08
840   Low, Jerry Yee Meng -Rep 2018-01-02 2018-07-18
841   Ng, Ho Yu (SFC:APC115) 伍浩宇 -Rep 2012-01-26 2017-12-30
842   Xu, Xi (SFC:BLM056) 徐熙 -Rep 2017-11-15 2018-01-12
843 RICH PLEASURE SECURITIES LIMITED Fung, Man Tak 馮文德 -Rep 2011-04-21 2017-12-31
844 RICHES DEPOT SECURITIES CO., LIMITED Wong, Wai Fong (SFC:AFK470) 黃惠芳 -Rep 2018-01-10 2018-03-07
845 RICHLAND WORLDWIDE LIMITED Yamamoto, Yoko 山本洋子 -Rep 2012-11-06 2018-01-11
846 Rifa Asset Management Limited Liu, Jialu (SFC:BKX396) 劉佳璐 -Rep 2018-01-09 2019-08-22
847 Robeco Hong Kong Limited De Moor, Joannes Wilhelmus -Rep 2018-01-10 2018-01-23
848   Lemmens, Patrick Johannes Anna Franciscus -Rep 2018-01-10 2018-01-23
849   Verstappen, Theodorus Mechtildis Franciscus -Rep 2018-01-10 2018-01-23
850 Ruffer (Asia) Limited Thornewill, Guy Alexander Pelham -Rep 2012-07-03 2017-12-30
851 Rui Da International Finance Holding Limited Fong, Shu Wing 方樹榮 -Rep 2016-10-19 2018-01-09
852 S&P Global Ratings Hong Kong Limited Chooi, Yue Ting -Rep 2017-10-03 2018-01-02
853   Lutereau, Pablo Federico -Rep 2018-01-08 2018-04-17
854 Sanford C. Bernstein (Hong Kong) Limited Ching, Yi Edmund 莊毅 -Rep 2018-01-09 2018-01-11
855 SANFULL SECURITIES LIMITED Ma, Lina Hing Lai 馬興麗 -Rep 2018-01-04
856 Saxo Capital Markets HK Limited Cartwright, Matthew James (SFC:AJN964) -Rep 2017-07-06 2018-01-11
857 Schroder Adveq Management (Hong Kong) Limited Durack, Christopher James -RO 2018-01-12 2019-01-31
858 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED Chung, Yi-Ling 鍾怡伶 -Rep 2018-01-03 2020-09-25
859   Fu, Yi (SFC:AYC741) 符怡 +Rep 2018-01-03
860   Li, Wei (SFC:BEJ394) 李偉 -Rep 2018-01-03 2021-07-02
861   Ng, Samson Siu Fung 吳肇鋒 -Rep 2018-01-03 2019-09-04
862 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Poon, Eric Chi Lik 潘智力 -Rep 2018-01-10 2018-04-04
863   Shum, Wai Chun 沈偉俊 -RO 2017-07-14 2018-01-12
864 Sensible Asset Management Limited Poon, Eric Chi Lik 潘智力 -Rep 2018-01-10 2018-04-04
865   Shum, Wai Chun 沈偉俊 -RO 2017-07-14 2018-01-12
866 SFM HK Management Limited Li, Ang (SFC:APF219) 李昂 -Rep 2015-08-13 2018-01-12
867     -RO 2018-01-12 2020-05-15
868 SG SECURITIES (HK) LIMITED Jouanin, Jean-Frederic Paul Stephane -Rep 2018-01-08 2022-08-25
869   Li, Tsz Wai 李梓維 -Rep 2018-01-11 2021-02-19
870   Lin, Wenlin (SFC:BLO803) 林雯琳 -Rep 2018-01-10 2019-05-31
871   Luo, Yunzhou -Rep 2015-10-22 2018-01-13
872 Shacom Securities Limited Chan, Pak Cheung 陳伯昌 -RO 2018-01-01
873 Shang International Finance Limited Kim, Min Soo (SFC:AEP532) -RO 2018-01-12 2019-04-01
874   Lung, Tak Wing 龍德榮 -RO 2018-01-12 2018-07-16
875   Tian, Shan 田珊 -RO 2018-01-12 2019-01-18
876   Wang, Qiong (SFC:BJW110) 王瓊 -Rep 2018-01-12 2018-11-16
877   Yau, Henry Hin Yat 丘衍逸 -RO 2018-01-12 2022-11-30
878 SHENG YUAN SECURITIES LIMITED Wang, Pinyue 王品月 -Rep 2017-02-03 2018-01-13
879   Wu, Man Yu 胡文宇 -Rep 2018-01-08 2019-04-07
880 Shinhan Asset Management (Hong Kong) Limited Park, In Cheol 朴仁哲 -RO 2018-01-02 2018-07-02
881 Silver Leaf Asset Management Limited Ho, Hin Hang 何衍行 -Rep 2018-01-04 2019-01-31
882   Xu, Ruqi 許汝奇 -RO 2017-08-14 2018-01-02
883 SILVER NILE GLOBAL INVESTMENTS LIMITED Chiu, Chun Po 趙振甫 -Rep 2018-01-09 2018-08-12
884   Wu, Xuexiao 吳雪瀟 -Rep 2018-01-02 2019-07-05
885 SINO WEALTH SECURITIES LIMITED Sze, Kam Po 施金波 -Rep 2016-06-20 2018-01-02
886 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Li, Rui (SFC:BHP609) 李睿 -Rep 2017-07-19 2017-12-31
887 SINOPAC SECURITIES (ASIA) LIMITED Lin, Hsin-Yi 林新移 -Rep 2017-02-13 2017-12-31
888   Tam, Sik Cheung 譚錫祥 -Rep 2017-02-13 2017-12-30
889   Wong, Mung King 王蒙京 -Rep 2017-02-13 2018-01-05
890   Yip, Chi Wing (SFC:ADI536) 葉志榮 -Rep 2017-02-13 2018-01-12
891 Sinovation Capital Asset Management Company Limited Wang, Mei-Ling 汪美玲 -Rep 2018-01-08 2019-06-21
892 SITCOAM (Hong Kong) Holdings Limited Gao, Jingwen (SFC:BIO281) 高靜文 -Rep 2016-12-15 2018-01-11
893     +RO 2018-01-11
894 SMBC Nikko Securities (Hong Kong) Limited Chan, Wai Lung (SFC:AAC760) 陳偉隆 -RO 2008-03-18 2018-01-01
895   Yeh, Man Hsuan 葉蔓萱 -Rep 2018-01-11 2021-02-17
896 SoFi Securities (Hong Kong) Limited Heung, Chun Kit 香俊傑 -Rep 2018-01-11 2018-03-26
897 Soochow Securities International Brokerage Limited Huang, Li Nien 黃麗年 -Rep 2016-03-07 2017-12-31
898 SORRENTO SECURITIES LIMITED Cho, Hing Fung 曹慶豐 -Rep 2018-01-05 2024-09-16
899 SOUTH CHINA COMMODITIES LIMITED Lam, Ying Kit (SFC:AZX858) 林英傑 -Rep 2017-06-21 2017-12-31
900   Wong, Nga Sze (SFC:ATC256) 黃雅詩 -Rep 2018-01-10 2020-05-06
901 South China Forex Limited Lam, Ying Kit (SFC:AZX858) 林英傑 -Rep 2017-06-21 2017-12-31
902 SOUTH CHINA SECURITIES LIMITED   -Rep 2017-06-21 2017-12-31
903   Wong, Nga Sze (SFC:ATC256) 黃雅詩 -Rep 2018-01-10 2020-05-06
904 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Ng, Yuen Leong 吳遠亮 -Rep 2009-01-15 2017-12-30
905 SP Securities Limited Grabner, Heinrich 葛侃寧 -RO 2016-03-11 2018-01-07
906   Sit, Chi Keung 薛志強 -Rep 2018-01-11 2018-01-25
907 Splentide Capital Limited Hsu, Po Han 許博涵 -Rep 2018-01-12 2019-03-22
908 Spruce Light Asset Management Company Limited Zhang, Yin (SFC:AVS035) 張胤 -Rep 2018-01-11 2018-03-02
909 Standard Chartered Securities (Hong Kong) Limited Wu, Simon Hao Sheng 伍浩生 -Rep 2017-07-11 2018-01-13
910 STATE FORTUNE CAPITAL MANAGEMENT LIMITED Shiu, Paul Kin Ming 邵建銘 -Rep 2016-11-11 2018-01-08
911 STATE STREET GLOBAL ADVISORS ASIA LIMITED Cheng, Xing (SFC:ASE477) 程星 -Rep 2018-01-02 2022-06-16
912 Stellar Securities Limited Fung, Emily Suk Fan 馮淑芬 -Rep 2018-01-12 2018-11-19
913   Tang, Ping Kong 鄧秉綱 -Rep 2017-01-19 2018-01-05
914   Yeung, Kwai Hung 楊桂紅 -RO 2004-04-06 2018-01-12
915 Success Futures and Foreign Exchange Limited Li, Chun Man (SFC:ACP244) 李俊文 -Rep 2008-05-06 2018-01-09
916 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Li, Siyu (SFC:BGK941) 栗思雨 -Rep 2018-01-08 2019-09-30
917   Wada, Mariko -Rep 2018-01-08 2019-09-30
918 SUN GROWTH SECURITIES LIMITED Tsoi, Chun Sing 蔡震星 -Rep 2018-01-10 2019-09-03
919   Yau, Jonsy 邱麗雅 -Rep 2018-01-10 2019-01-15
920 Sun International Investment Services Limited Chan, Ngai Lung 陳藝龍 -Rep 2017-01-10 2018-01-11
921   Chan, Yim Hung 陳艷虹 -Rep 2017-01-10 2018-01-11
922 Suncorp Securities Limited Yuen, Chi Kwong (SFC:ART642) 袁志光 -RO 2017-03-16 2018-01-05
923 Sunrise Brokers (Hong Kong) Limited Ha, Byoungno -Rep 2018-01-08 2019-12-06
924 SUPREME CHINA SECURITIES LIMITED Chok, Annie Yuk Har 祝玉霞 -Rep 2017-08-17 2017-12-30
925 Swiss China Capital Limited Wong, Esther Wai Ping 黃慧萍 -Rep 2018-01-11 2019-06-30
926   Xia, Nan (SFC:AQL118) 夏楠 -Rep 2018-01-11 2018-01-31
927 Sylebra Capital Limited Chang, Kyung Jin -Rep 2015-07-13 2017-12-31
928 Symmetry Investments (Hong Kong) Limited Anwar, Shafi Din -Rep 2018-01-02 2021-05-20
929 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Song, Qichao 宋启超 -Rep 2018-01-12 2022-12-30
930 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Guo, Qi (SFC:AZB400) 郭琦 -Rep 2018-01-04 2020-12-18
931 TAIPING CAPITAL LIMITED Sun, Julie Zhili 孫枝麗 -RO 2016-05-24 2018-01-05
932 Theia Securities Limited Chau, Edmond Heung Wing 周向榮 -RO 2018-01-02 2022-02-22
933   Lai, Kam Wo 黎錦和 -RO 2018-01-02 2021-10-31
934 THREE STONES CAPITAL LIMITED Mak, Janson Chun Ho 麥晉豪 -Rep 2016-08-16 2017-12-31
935 TIAN YUAN FINANCE LIMITED Chan, Carman Wah Man 陳華敏 -RO 2018-01-03 2019-12-31
936 Tiger Securities Asset Management Company Limited Chan, Wing Lam (SFC:BKJ927) 陳泳霖 -Rep 2018-01-09 2019-02-01
937 Tongfang Securities Limited Chung, Mei Wah 鍾美華 -Rep 2018-01-10 2018-04-03
938 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED Chobtuangthong, Pongsagon 蔡鳳江 -Rep 2017-06-09 2017-12-31
939 TPG Capital, Limited Dattels, Timothy David 戴德時 -RO 2014-05-08 2018-01-08
940     -Rep 2018-01-08 2022-09-30
941 TRANSASIA PRIVATE CAPITAL LIMITED Shu, Chun Kong -Rep 2018-01-02 2020-11-13
942   Yeung, Kee Ming 楊基銘 -Rep 2018-01-03 2018-02-09
943 TransPacific Group (Asia) Limited Dunn, Simon Paul -RO 2011-05-20 2018-01-04
944 TRINITY SECURITIES CO. LIMITED Wai, Bob Chi Ho 衛致豪 -Rep 2018-01-12 2018-11-30
945 TRIVEST ADVISORS LIMITED Mei, Jintian 梅今天 +Rep 2018-01-08
946 TULLETT PREBON (HONG KONG) LIMITED Cheung, Ellen Ngar Yan 張雅茵 -Rep 2018-01-02 2023-06-30
947   Cho, Hye Jung -Rep 2018-01-02 2020-07-19
948   Cho, Wan 趙完 -Rep 2018-01-02 2022-02-04
949   Faidi, Ghazi -Rep 2018-01-08 2022-01-07
950   Guegan, Vianney Eric -Rep 2018-01-02 2022-10-20
951   Lee, Jin Kyung 李真卿 -Rep 2018-01-02 2018-01-31
952   Philippides, Dimitri -Rep 2018-01-02 2019-02-27
953   Valansot, Pascal -Rep 2018-01-02 2019-03-04
954   Vitiello, Thomas Xavier -Rep 2018-01-02 2022-01-31
955   Yabe, Nanako -Rep 2018-01-02 2022-06-24
956 Turiya Advisors Asia Limited Hakli, Jukka Tapio -Rep 2010-04-12 2017-12-31
957 Tybourne Capital Management (HK) Limited Shih, Jonathan Hung-yee 石鴻毅 -Rep 2012-07-23 2017-12-31
958 UBS Asset Management (Hong Kong) Limited Browne, Luke Richard Tyrrill -Rep 2018-01-12 2018-01-19
959   Ellinger, Craig Garret -Rep 2018-01-11 2018-01-16
960   Harford, Suni Pedersen -Rep 2018-01-09 2018-01-12
961   Meneses, Fatima -Rep 2018-01-10 2018-01-17
962 UBS SECURITIES ASIA LIMITED Bokkenheuser, Andreas Christian -Rep 2018-01-05 2018-01-19
963   Capanna, Derek Emmett -Rep 2018-01-04 2018-01-12
964   Chia, Joseph Kuok Lit -Rep 2018-01-11 2018-01-17
965   Cluse, Reinhard Paul Johannes -Rep 2018-01-05 2018-01-10
966   Fisher, Steven Michael -Rep 2018-01-08 2018-01-11
967   Fremder, Dean Jason -Rep 2018-01-11 2018-01-19
968   Gilbert, Benjamin Joseph -Rep 2017-11-24 2017-12-30
969   Huang, Peikai 黃沛鍇 -Rep 2017-08-10 2018-01-08
970   Igor, Nyoman Putra -Rep 2018-01-08 2018-01-13
971   Ishank, Kumar -Rep 2018-01-11 2018-01-17
972   Kingsmill, Stuart Guy -Rep 2018-01-08 2018-01-11
973   Kok, Wai Fai -Rep 2018-01-11 2018-01-17
974   Kontopoulos, Ioannis -Rep 2018-01-05 2018-01-11
975   Lin, Li-Chun 林莉鈞 -Rep 2018-01-08 2018-01-23
976   Mittermaier, Markus Manfred Helmut -Rep 2018-01-12 2018-01-18
977   Murphy, Daniel Joseph (SFC:ASI403) -Rep 2017-03-06 2018-01-02
978     -RO 2018-01-02 2022-02-28
979   Nelskyla, Andrei Michael -Rep 2018-01-05 2018-01-14
980   Peigneux Lojo, Guillermo -Rep 2018-01-10 2018-01-16
981   Perez Fernandez, Juan Luis -Rep 2018-01-05 2018-01-12
982   Petermann, Stephane Albert (SFC:AXZ945) -Rep 2017-04-03 2018-01-04
983     -RO 2018-01-04 2019-10-03
984   Poole, Gregory Hauston -Rep 2018-01-04 2018-01-12
985   Shookus, Jeffrey David -Rep 2018-01-04 2018-01-09
986   Wang, Ting (SFC:BLT890) 王挻 -Rep 2018-01-05 2020-06-19
987   Wong, Tzu Qun 王淑群 -Rep 2016-06-07 2018-01-12
988 UBS SECURITIES HONG KONG LIMITED An, Zhen 安鎮 -Rep 2018-01-08 2020-09-04
989   Cheung, Bernard Ting Kin 張廷堅 -Rep 2018-01-02 2021-05-24
990   Huang, Peikai 黃沛鍇 -Rep 2017-08-10 2018-01-08
991   Murphy, Daniel Joseph (SFC:ASI403) -Rep 2017-03-06 2018-01-02
992     -RO 2018-01-02 2022-02-28
993   Petermann, Stephane Albert (SFC:AXZ945) -Rep 2017-04-03 2018-01-04
994     -RO 2018-01-04 2019-10-03
995   Wang, Binzhou 王彬舟 -Rep 2018-01-08 2021-06-30
996   Wong, Tzu Qun 王淑群 -Rep 2017-09-13 2018-01-12
997   Yin, Shi 殷實 -Rep 2018-01-05 2018-04-26
998 UOB KAY HIAN (HONG KONG) LIMITED Lam, Raymond Pui Man 林沛文 -Rep 2015-07-16 2018-01-09
999     +RO 2018-01-09
1000   Yu, Wai Tak (SFC:BLV461) 余慧德 +Rep 2018-01-02
1001 UOB KAY HIAN FUTURES (HONG KONG) LIMITED Lam, Raymond Pui Man 林沛文 +RO 2018-01-09
1002 VALUE PARTNERS HONG KONG LIMITED Poon, Eric Chi Lik 潘智力 -Rep 2018-01-10 2018-04-04
1003   Shum, Wai Chun 沈偉俊 -RO 2017-07-14 2018-01-12
1004 VALUE PARTNERS LIMITED Poon, Eric Chi Lik 潘智力 -Rep 2018-01-10 2018-04-04
1005   Shum, Wai Chun 沈偉俊 -RO 2017-07-14 2018-01-12
1006 Value Partners Private Equity Limited Poon, Eric Chi Lik 潘智力 -Rep 2018-01-10 2018-04-04
1007   Shum, Wai Chun 沈偉俊 -RO 2017-07-14 2018-01-12
1008 VALUE PARTNERS TECHNOLOGY SYSTEMS LIMITED   -RO 2017-07-14 2018-01-12
1009 Vantage Capital Markets HK Limited Bernard, Arnaud Roland Armand +Rep 2018-01-02
1010 VICTORY SECURITIES COMPANY LIMITED Wang, Yuanyuan (SFC:BBG415) 王媛媛 -Rep 2014-05-26 2018-01-08
1011 VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) Sun, Yuen Han 孫婉嫻 -Rep 2018-01-02 2018-01-22
1012   Yip, Hei Kan 葉曦勤 -Rep 2017-05-09 2017-12-31
1013 VISION FINANCE ASSET MANAGEMENT LIMITED Hu, Yi Na 胡伊娜 -Rep 2016-10-17 2018-01-08
1014     +RO 2018-01-08
1015 VMI Securities Limited Dai, Li (SFC:BKA428) 戴力 -Rep 2018-01-11 2018-06-14
1016 VMS Securities Limited Chan, Bill 陳銘勳 -Rep 2016-08-25 2018-01-01
1017   Chu, Ka Ho (SFC:BFN898) 朱加豪 -Rep 2018-01-10 2018-02-16
1018   Chung, Jonathan (SFC:BLP479) 鍾斌豪 -Rep 2018-01-04 2019-03-20
1019   Lu, Lei (SFC:BLT136) 呂雷 -Rep 2018-01-12 2018-08-29
1020   Wong, Vivian Helen 王愷倫 -Rep 2018-01-04 2020-07-15
1021   Wong, Wai Ting (SFC:BDI841) 黃煒庭 -Rep 2018-01-12 2019-12-23
1022 VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED Chan, Kwan Kit (SFC:BGN371) 陳君傑 -RO 2017-08-28 2018-01-12
1023 W. Falcon Asset Management (Asia) Limited Cheng, Lok Wai 鄭洛煒 -RO 2015-09-24 2018-01-10
1024 WAH THAI SECURITIES LIMITED Fung, Sing Yui 馮勝銳 -RO 2018-01-02 2020-08-01
1025 Waton Securities International Limited Chu, Ping Cheung 朱秉將 -Rep 2018-01-08 2024-06-21
1026 Well Link Securities Limited Liu, Leung 廖良 -RO 2017-06-01 2017-12-31
1027 Wellington Management Hong Kong Limited (b2003-01-02) Qian, Feng (SFC:ANH323) 錢峰 -RO 2014-01-10 2017-12-31
1028 Wilson Asset Management Co., Limited Ting, May 丁媚 -Rep 2018-01-09 2023-05-15
1029 WILSON SECURITIES LIMITED   -Rep 2018-01-09 2023-05-15
1030 WIN WONG SECURITIES LIMITED Au Young, Pui Wan 歐陽佩雲 -Rep 2007-09-21 2017-12-31
1031   Choi, Ka Tong 蔡家棟 -Rep 2006-06-16 2017-12-31
1032 WING FUNG FUTURES LIMITED Lai, Chun Wing (SFC:ANA177) 賴雋永 +Rep 2018-01-10
1033 Wisdom Asset Management Limited (HK) Hung, Yun-Jen 洪筠甄 +Rep 2018-01-03
1034   Liu, Lin (SFC:BHO303) 劉琳 -Rep 2018-01-10 2020-01-01
1035 Wonder Capital Group Limited Yip, Wai Yan (SFC:AXZ867) 葉渭茵 -Rep 2017-11-20 2018-01-12
1036     -RO 2018-01-12 2019-02-28
1037 Wonderland International Asset Management Limited Hu, Chao (SFC:BLZ388) 胡超 -Rep 2018-01-12 2020-07-17
1038   Huo, Ran (SFC:AOI875) 霍然 -Rep 2018-01-12 2018-11-07
1039 XinKong International Asset Management Limited Cai, Jing (SFC:AXO945) 蔡璟 -Rep 2018-01-04 2018-03-06
1040 XinKong International Securities Limited   -Rep 2018-01-04 2018-03-06
1041   Lai, Kwan Pak 黎君柏 -Rep 2017-10-27 2018-01-11
1042 Yong River Capital Limited He, Bao (SFC:AYM451) 何寶 -RO 2018-01-04 2022-01-19
1043   Zhao, Yi (SFC:BFP699) 趙易 -RO 2018-01-04 2022-01-19
1044 YONG RONG (HK) ASSET MANAGEMENT LIMITED Pan, Yuefeng 潘越峰 -Rep 2018-01-05 2018-08-24
1045 Yuan Tong Global Asset Management Limited Tung, Ka Hing 董嘉慶 -Rep 2018-01-10 2019-11-22
1046 Yuan Tong Global Securities Limited   -Rep 2018-01-10 2018-04-09
1047 YUE XIU SECURITIES COMPANY LIMITED Lo, Mun Keung 羅滿強 -Rep 2017-06-28 2018-01-05
1048     +RO 2018-01-05
1049 Yunfeng Asset Management Limited Qin, Li (SFC:BLV366) 秦莉 -Rep 2018-01-05 2018-08-28
1050   Wong, Sor Ying 王疏影 -Rep 2016-03-08 2018-01-12
1051     -RO 2018-01-12 2018-11-25
1052 Yunfeng Financial Markets Limited Lam, Tsz Chun (SFC:BBQ049) 林子俊 -RO 2017-09-21 2017-12-31
1053   Qin, Li (SFC:BLV366) 秦莉 -Rep 2018-01-05 2018-08-28
1054   Xu, Yinqing 徐引擎 -Rep 2017-08-30 2018-01-05
1055 Yunfeng Securities Limited Lam, Tsz Chun (SFC:BBQ049) 林子俊 -RO 2017-09-21 2017-12-31
1056   Qin, Li (SFC:BLV366) 秦莉 -Rep 2018-01-05 2019-04-04
1057   Xu, Yinqing 徐引擎 -Rep 2017-08-30 2018-01-05
1058 Zentific Investment Management Limited Sharma, Arunabh Anand Vardhan -Rep 2018-01-10 2021-02-28
1059 ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED Chiang, Pei-Ju 蔣佩儒 -Rep 2018-01-10 2018-04-17
1060 ZHONGTAI INTERNATIONAL FUTURES LIMITED Ho, Hin Man 何顯文 -Rep 2015-09-29 2018-01-01
1061   Suen, Wai Man 孫偉文 -Rep 2018-01-10 2018-05-16
1062   To, Wing Tung 杜泳潼 -Rep 2016-11-29 2018-01-05
1063   Xiao, Minhong 肖敏紅 -Rep 2016-03-16 2018-01-10
1064 ZHONGTAI INTERNATIONAL SECURITIES LIMITED Ho, Hin Man 何顯文 -Rep 2015-09-29 2018-01-01
1065   Suen, Wai Man 孫偉文 -Rep 2018-01-10 2018-05-16
1066   To, Wing Tung 杜泳潼 -Rep 2016-11-29 2018-01-05

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