SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Chan, Lee Yeung 陳利揚 AAH761 RO 2016-04-30
2 Chung, Sandy Lai Sze 鍾麗詩 AFM502 Rep 2006-08-14
3 Lau, Sze Ming 劉思明 AHX958 Rep 2004-09-21
4 Pang, Ching Lok 彭正樂 AIS156 Rep 2003-04-16 2003-07-17
5 Poon, Chi Wai (SFC:AGG750) 潘志偉 AGG750 Rep 2004-05-02
6 Yip, Lai Mei 葉麗薇 AHI476 Rep 2005-03-14

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