LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Bowmer Iii, William Sterett M AEB024 Rep 2004-07-23
2 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
3 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 ADZ871 Rep 2008-09-29
4 Fok, Kee Hung 霍基雄 ABC138 Rep 2007-08-29
5 Highfield, Tucker Montana AIQ970 Rep 2003-04-16 2004-05-25
6 Koh, Poh Soon (SFC:ACJ606) ACJ606 Rep 2003-04-22
7 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
8 Lance, Robert Waldo M AEL830 Rep 2003-04-23 2003-12-12
9 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-06-29
10 Mar, Johnson M ADR669 RO 2008-09-29
11 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2006-04-28
12 Paine, David L M ADH929 Rep 2008-09-29
13 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2003-09-04
14 Poon, Kenneth Sin Ming 潘羨明 M AAE547 Rep 2003-10-09
15 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
16 Ventouras, Alexis 36 M ADS012 Rep 2003-08-06
17 Watson, Alan James David 45 M AEE163 Rep 2003-08-09
18 Yuen, Hoi See 袁凱詩 AGN695 Rep 2004-07-21

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