NOMURA SECURITIES (HONG KONG) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2004	⚥	SFC ID	Role	From	Until
1	Chung, Man Sun 鍾文燊			AAI552	Rep		2008-12-10
2	Lam, Eric Tak Shing 林德成		M	AAI558	Rep		2010-05-13
3	Liu, King Wai 劉勁威			AAD898	Rep		2010-05-12
4	Ng, Wai Man (SFC:AAU344) 吳偉文			AAU344	Rep		2008-12-12
5	Tong, Yuk Sun 唐玉臣			AAB845	Rep		2008-12-10
6	Wong, Peter Tat Ming 黃達明		M	ABP198	Rep		2004-11-29
7	Yoshizawa, Noriyasu			ACG722	RO		2005-05-11

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