HSBC STRUCTURED FUNDS (ASIA) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Au Yeung, Tat H 歐陽達顯 AFZ713 RO 2003-09-05
2 Chan, Mark Kar Yue 陳嘉裕 M ABB625 Rep 2006-04-01
3 Heng, Franklin Ching Kuen 幸正權 39 M ACY056 RO 2006-04-14
4 Lam, Sum Sum 林森森 AFY780 Rep 2005-06-30
5 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 ADJ622 Rep 2003-07-10
6 Turley, Francis Bernard M AIL649 RO 2004-02-09 2007-04-16
7 Wong, Michael Sheh Chung 王錫聰 M AFY781 Rep 2003-12-16
8 Yu, Anthony Sai Yin 余世賢 M ACM394 Rep 2003-12-09

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