GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2005 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Cheung, Charles Lai Yan 張禮仁 | M | AAV372 | RO | 2011-03-08 | ||
2 | Jiang, Jinzhi (SFC:AIX656) 蔣錦志 | AIX656 | Rep | 2005-01-10 | 2005-05-27 | ||
3 | Kan, Pinky Lai Ping 簡麗萍 | AKY991 | Rep | 2004-11-11 | 2006-11-11 | ||
4 | Lu, Shengxi 盧聖喜 | AJD685 | Rep | 2003-10-22 | 2004-03-11 | ||
5 | Man, Judith Chi Tak 文智德 | F | AEJ364 | Rep | 2003-10-27 | 2003-12-12 | |
6 | San To, Hok Kwan 申屠學軍 | M | AID493 | Rep | 2003-10-23 | ||
RO | 2003-10-23 | 2006-03-07 | |||||
7 | Shum, Christ Chi Kau 岑智球 | ACO429 | Rep | 2010-05-03 | |||
8 | Wu, Kaiping (SFC:AKR460) 吳凱平 | AKR460 | Rep | 2004-07-26 | 2005-01-26 | ||
9 | Yim, Fung 閻峰 | 42 | M | AFP741 | RO | 2020-11-16 | |
10 | Zhao, Danyang (SFC:AJF586) 趙丹陽 | AJF586 | Rep | 2003-12-24 | 2005-01-05 |
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