GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Cheung, Charles Lai Yan 張禮仁 M AAV372 RO 2011-03-08
2 Jiang, Jinzhi (SFC:AIX656) 蔣錦志 AIX656 Rep 2005-01-10 2005-05-27
3 Kan, Pinky Lai Ping 簡麗萍 AKY991 Rep 2004-11-11 2006-11-11
4 Lu, Shengxi 盧聖喜 AJD685 Rep 2003-10-22 2004-03-11
5 Man, Judith Chi Tak 文智德 F AEJ364 Rep 2003-10-27 2003-12-12
6 San To, Hok Kwan 申屠學軍 M AID493 Rep 2003-10-23
RO 2003-10-23 2006-03-07
7 Shum, Christ Chi Kau 岑智球 ACO429 Rep 2010-05-03
8 Wu, Kaiping (SFC:AKR460) 吳凱平 AKR460 Rep 2004-07-26 2005-01-26
9 Yim, Fung 閻峰 42 M AFP741 RO 2020-11-16
10 Zhao, Danyang (SFC:AJF586) 趙丹陽 AJF586 Rep 2003-12-24 2005-01-05

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