HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au Yeung, Tat H 歐陽達顯 |
|
|
AFZ713 |
RO |
|
2004-01-15 |
| 2 |
Chan, Mark Kar Yue 陳嘉裕 |
|
M |
ABB625 |
Rep |
|
2005-10-27 |
| 3 |
Chan, Otto Chun Shing 陳鎮成 |
43 |
M |
AAF999 |
RO |
|
2006-09-07 |
| 4 |
Chung, Alden Kam Wah 鍾金華 |
|
M |
ABH271 |
Rep |
|
2004-01-28 |
| 5 |
Chung, Tony Ming Lok 鍾明烙 |
|
M |
AAF326 |
RO |
|
2003-09-03 |
|
|
|
Rep |
2003-09-03 |
2004-04-30 |
| 6 |
Hancock, Jonathan Stiles |
|
M |
ACJ318 |
RO |
|
2009-01-31 |
| 7 |
Heng, Franklin Ching Kuen 幸正權 |
40 |
M |
ACY056 |
RO |
|
2006-04-14 |
| 8 |
Lam, Sum Sum 林森森 |
|
|
AFY780 |
Rep |
|
2005-06-30 |
| 9 |
Lau, Che Wah 劉志華 |
|
|
AAB300 |
Rep |
2005-09-27 |
2007-09-29 |
| 10 |
Lau, Chun Hou 劉俊厚 |
|
|
AAE282 |
Rep |
|
2009-07-11 |
| 11 |
Lau, Peter Yim Lam 劉炎霖 |
|
M |
ABE725 |
Rep |
|
2004-10-14 |
| 12 |
Lau, Shek Wing 劉錫榮 |
|
|
AAC254 |
Rep |
|
2004-12-09 |
| 13 |
Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 |
|
|
ADJ622 |
Rep |
|
2003-07-10 |
| 14 |
Leung, Kwok Wing (SFC:AAF592) 梁國榮 |
|
|
AAF592 |
Rep |
|
|
| 15 |
Leung, Wai Man (SFC:AGO399) 梁偉民 |
|
|
AGO399 |
Rep |
2005-03-24 |
2018-12-11 |
| 16 |
Leung, Wai Yin (SFC:AGO097) 梁偉賢 |
|
|
AGO097 |
Rep |
2005-08-04 |
2007-07-01 |
| 17 |
Ma, Diana Ka Lai 馬嘉麗 |
|
F |
AHN555 |
Rep |
|
2005-10-27 |
| 18 |
Taesch, Frederic Marcel Georges Marie |
|
M |
AML240 |
Rep |
2005-09-08 |
2007-04-28 |
| 19 |
Wallace, Lee Peter |
|
M |
ADM554 |
Rep |
2005-07-20 |
2006-05-16 |
| 20 |
Wong, Gary Man Kuen 黃文權 |
|
M |
AGO032 |
Rep |
2005-08-04 |
2007-04-21 |
| 21 |
Wong, Michael Sheh Chung 王錫聰 |
|
M |
AFY781 |
Rep |
|
2006-06-20 |
| 22 |
Yu, Anthony Sai Yin 余世賢 |
|
M |
ACM394 |
Rep |
|
2007-08-11 |
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