DWS Investments Hong Kong Limited 德意志投資香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Athikhomkulchai, Nithiphong |
|
|
ALI347 |
Rep |
2004-11-18 |
2007-07-27 |
| 2 |
Byrne, Robert Michael |
|
M |
AKT402 |
RO |
2004-09-01 |
2009-08-29 |
| 3 |
Chan, Jenny Ka Yun 陳嘉茵 |
|
F |
AHX334 |
Rep |
2004-04-21 |
2006-04-22 |
| 4 |
Chinappi, Brian David (SFC:AKT398) |
|
M |
AKT398 |
RO |
2004-09-01 |
2010-03-13 |
| 5 |
Goodman, Paul Jonathan 古德曼 |
|
M |
AGU672 |
Rep |
2005-08-08 |
2007-06-01 |
| 6 |
Harris, Stephen Paul (1953) |
52 |
M |
AGO825 |
RO |
2005-06-10 |
2014-06-10 |
| 7 |
Jiang, Yiqian 蔣一茜 |
|
|
AEJ056 |
Rep |
|
2009-09-01 |
| 8 |
Kim, Sharon (SFC:ALI349) |
|
F |
ALI349 |
Rep |
2004-11-05 |
2007-04-30 |
| 9 |
Laughlin, Morgan Aird |
|
|
AKT392 |
RO |
2004-09-01 |
2006-08-16 |
| 10 |
Leung, Wai Lim (SFC:AED091) 梁緯濂 |
|
|
AED091 |
Rep |
|
2010-01-06 |
| 11 |
Murphy, Joanne Katrina |
|
F |
AJA078 |
Rep |
2005-08-16 |
2006-09-30 |
| 12 |
Pang, Lilian Wui Lie |
|
|
AGJ561 |
Rep |
|
2006-03-01 |
| 13 |
Peter, Edouard Fernen |
|
|
AGO822 |
RO |
2005-06-09 |
2009-04-01 |
| 14 |
Smaller, Daniel Scott |
|
M |
AHF355 |
Rep |
2005-08-24 |
2006-04-29 |
| 15 |
Su, Eryck Yi Shyung 蘇毅雄 |
|
|
ALI353 |
Rep |
2004-11-05 |
2010-06-01 |
| 16 |
Tam, Alan Tsz Yeung 譚梓洋 |
27 |
M |
ALI351 |
Rep |
2004-11-17 |
2007-03-05 |
| 17 |
Tam, Ernie Chung Ying 譚仲英 |
|
M |
ADV123 |
Rep |
2005-09-27 |
2008-03-10 |
| 18 |
Tan, Siew Shen 陳修賢 |
|
|
ALJ824 |
Rep |
2005-11-29 |
2009-12-15 |
| 19 |
Tsai, Allen Pei-Jan |
|
M |
ALV361 |
Rep |
2005-04-13 |
2007-03-28 |
| 20 |
Tsang, Sunny Kwong Sang 曾廣生 |
|
|
ALL490 |
Rep |
2004-11-23 |
2006-04-29 |
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