SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 申萬宏源投資管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2008 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chak, Wai Wing 翟偉榮 |
|
|
AIX144 |
Rep |
2004-08-19 |
2005-01-17 |
| 2 |
Chan, Sophia Sok Yin 陳淑妍 |
|
F |
ABE984 |
Rep |
2006-07-04 |
2006-11-01 |
| 3 |
Chen, Yuedong (SFC:AOA650) 陳跃东 |
|
|
AOA650 |
Rep |
2008-04-17 |
2014-10-23 |
| 4 |
Cheung, Wing Lam (SFC:AGA955) 張永林 |
|
|
AGA955 |
Rep |
2008-04-15 |
2008-09-21 |
| 5 |
Chu, Marianna Wai Ling 朱偉苓 |
|
F |
ABX782 |
Rep |
2005-07-15 |
2008-09-16 |
| 6 |
Chui, Yin Fong 徐燕芳 |
|
|
AGG947 |
Rep |
2005-06-01 |
2007-05-23 |
| 7 |
Guo, Chun (1964-05-17) 郭純 |
44 |
M |
AEN591 |
RO |
|
2022-06-07 |
| 8 |
Ho, Kwong Chak 何光澤 |
|
|
AAB154 |
RO |
|
2003-07-17 |
| 9 |
Lai, Kai Wing 黎啟榮 |
|
|
AFV860 |
Rep |
2005-05-18 |
2005-12-01 |
| 10 |
Leung, Catherine Ching Wan 梁靜筠 |
|
F |
AGS493 |
Rep |
2005-06-08 |
2006-12-29 |
| 11 |
Lo, Alfred Bing Chak Bong 盧澤邦 |
|
M |
ABZ449 |
RO |
|
2008-09-08 |
| 12 |
Lo, Theresa Dune Yee 羅端儀 |
|
F |
ACI008 |
Rep |
2007-06-18 |
2008-05-21 |
| 13 |
Sung, Kyung Haw 成景花 |
|
|
AQM111 |
Rep |
2008-02-11 |
2008-08-21 |
| 14 |
Wang, Ting (SFC:AOD025) 王婷 |
|
|
AOD025 |
Rep |
2006-12-04 |
2007-05-14 |
| 15 |
Wong, Kwok Ying (SFC:ADR743) 黃國英 |
|
|
ADR743 |
Rep |
2005-06-08 |
2005-07-29 |
|
|
|
RO |
2005-07-29 |
2006-12-29 |
| 16 |
Yu, Siwei 余思維 |
|
|
AOI988 |
Rep |
2006-12-29 |
2007-08-27 |
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