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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Au, Siu Man (SFC:APM130) 區肇民			APM130	Rep	2007-10-23	2012-03-31
2	Chan, Chu Shi 陳鑄仕			AFT109	Rep	2005-08-15	2012-03-31
3	Chan, Doris Mei Ching 陳美清		F	AMN674	Rep	2005-11-15	2012-03-31
4	Chan, Heung Mui 陳香梅			AQR495	Rep	2008-04-10	2012-03-31
5	Chan, Hoi Wan (SFC:ABA069) 陳海雲			ABA069	Rep	2008-07-24	2010-04-20
6	Chan, Kwok Keung (SFC:ARM283) 陳國強			ARM283	Rep	2008-09-04	2012-03-31
7	Chan, Lai Yee (SFC:AQZ712) 陳麗儀			AQZ712	Rep	2008-07-29	2011-05-31
8	Chan, May Ling (SFC:AML589) 陳美玲		F	AML589	Rep	2005-11-01	2012-03-31
9	Chan, Sung Fan 陳崇帆			AMO751	Rep	2005-11-28	2010-11-04
10	Chan, Sunny Ka Kui 陳家駒			ARP366	Rep	2008-10-08	2012-03-31
11	Chan, Susan Shuk Wa 陳淑華		F	AOY896	Rep	2007-07-13	2012-03-31
12	Chan, Ting Wah (SFC:AFN445) 陳定華			AFN445	Rep	2006-08-15	2010-08-25
13	Chan, Wai Yee (SFC:AFU075) 陳慧儀			AFU075	Rep	2006-04-20	2012-03-31
14	Chan, Woon Cheung 陳煥璋			APC868	Rep	2007-07-31	2012-03-31
15	Chau, Cho Chun 周楚真			AFP219	Rep	2004-08-31	2012-03-31
16	Chau, Kin Tak 鄒健德			AFN443	Rep	2005-07-19	2012-03-31
17	Cheng, Ming Fuk 鄭名福			ANN549	Rep	2006-07-25	2012-03-31
18	Cheung, Debbie May Har 張美霞	38	F	AMS294	Rep	2005-12-30	2012-03-31
19	Cheung, Ho Yan (SFC:AJD657) 張可仁			AJD657	Rep	2008-11-24	2012-01-01
20	Cheung, Kwok Ki 張國基			AOD775	Rep	2007-01-02	2012-03-31
21	Cheung, Philip Kam Fai 張錦輝		M	AFP093	Rep	2004-08-31	2012-03-31
22	Cheung, Pui Ying (SFC:APC637) 張佩英			APC637	Rep	2007-08-09	2012-03-31
23	Ching, Ka Nam (SFC:AOH619) 程家楠			AOH619	Rep	2007-04-20	2012-03-31
24	Ching, Siu Ying 程笑英			ADC449	Rep	2008-12-02	2011-07-05
25	Chiu, Chun Wai (SFC:APJ704) 趙俊偉			APJ704	Rep	2008-09-03	2010-10-02
26	Chow, Mandy Siu Man 周兆敏		F	AFN884	Rep	2008-02-06	2011-02-18
27	Chow, Vivien Shuk Ling 周淑玲			ANN550	Rep	2006-07-20	2012-03-31
28	Choy, Pui Cheong 蔡沛昌			AOY171	Rep	2007-07-13	2012-03-31
29	Chu, Ching Yen 朱靖殷			AFL367	Rep	2006-08-01	2012-03-31
30	Chui, Kwok Piu 徐國彪			AFS586	Rep	2007-04-20	2012-03-31
31	Chung, Yuk Ching (SFC:AIC358) 鍾玉貞			AIC358	Rep	2006-05-12	2012-03-31
32	Fan, Fung Ying 樊鳳英			AFP097	Rep	2008-07-24	2012-03-31
33	Fok, Ka Keung 霍家強			AOO801	Rep	2007-04-20	2012-03-31
34	Fok, Yuen May 霍婉媚			AGP555	Rep	2008-05-08	2012-03-31
35	Fung, Sau Wai 馮秀慧			AQF078	Rep	2008-01-28	2012-03-31
36	Ho, Katy Shuit Yee 何雪宜			AGO897	Rep	2006-08-04	2010-09-21
37	Ho, Tze Chung 何子聰			ARO376	Rep	2008-09-26	2012-03-31
38	Hon, Shuk Han 韓淑嫺			APF799	Rep	2007-08-17	2012-03-31
39	Huang, Wai He 黃煒賀			AFP105	Rep	2005-10-12	2010-11-08
40	Hui, Emily Hei Chong 許希莊		F	ALZ489	Rep	2005-06-03	2011-12-13
41	Hui, Hei Ha 許晞霞			AFZ602	Rep	2007-05-14	2012-03-31
42	Hui, Lai Yu 許麗如			AFS590	Rep	2005-10-28	2012-03-31
43	Hui, Sze Wai (SFC:ANO901) 許仕暐			ANO901	Rep	2006-07-21	2012-03-31
44	Keung, May Chor Gee 姜楚芝		F	AFU561	Rep	2006-10-25	2012-03-31
45	Kong, Mo Hon 江武漢	46	M	APH940	Rep	2007-09-19	2012-03-31
46	Kwong, Carinni Kam Hung 鄺錦雄			ARB275	Rep	2008-06-16	2010-08-16
47	Kwong, Eliza Wai Kam 鄺惠琴		F	AFO254	Rep	2006-10-27	2010-11-10
48	Kwong, Wai Yi 鄺惠儀			APQ859	Rep	2007-10-26	2012-03-31
49	Kwong, Wendy Wan Chi 鄺韻墀		F	AFV105	Rep	2006-06-29	2012-03-31
50	Lai, Benjamin Chun Man 黎駿文		M	APQ852	Rep	2007-10-26	2012-03-31
51	Lai, Chi Tong (SFC:AFS552) 黎治棠			AFS552	Rep	2005-11-30	2012-03-31
52	Lai, Siu Lin 黎小蓮			APQ393	Rep	2008-09-05	2012-03-31
53	Lam, Cho San 林楚新			AFN459	Rep	2007-11-02	2012-03-31
54	Lam, Siu Chun (SFC:AGP749) 林少俊			AGP749	Rep	2008-12-01	2010-10-28
55	Lau, Lap Pun 劉立本			APR413	Rep	2007-11-02	2012-03-31
56	Lau, Oi Ming 劉愛明			AFN906	Rep	2007-04-23	2010-03-22
57	Lau, Patrick Kwok On 劉國安		M	AOX192	Rep	2007-06-29	2012-03-31
58	Lau, Sui Ping 劉瑞冰			AGC218	Rep	2005-04-11	2012-03-31
59	Lee, Fei Lun 李斐倫			ARQ131	Rep	2008-10-10	2012-03-31
60	Lee, Lai Wah 利麗華			AMK137	Rep	2005-10-03	2012-03-31
61	Lee, Man (SFC:AFP751) 李雯			AFP751	Rep	2004-08-31	2012-03-31
62	Lee, Yu Ling 李玗玲			ALI321	Rep	2004-12-06	2012-03-31
63	Leung, Sylvia Siu Kuen 梁少娟		F	APH418	Rep	2007-09-12	2010-03-09
64	Leung, Winston Wai Ching 梁偉程		M	AON899	Rep	2007-04-23	2012-03-31
65	Leung, Yee Wah (SFC:AMS291) 梁綺華			AMS291	Rep	2005-12-30	2012-03-31
66	Li, Ka On 李家安			AFN726	Rep	2006-11-08	2012-03-31
67	Li, Maria Siu Ling 李小玲		F	AOJ394	Rep	2007-04-20	2012-03-31
68	Li, Siu Lok (SFC:AFV112) 李兆樂			AFV112	Rep	2006-11-07	2012-03-31
69	Li, Yun Wing 李潤榮			ARO377	Rep	2008-09-26	2011-10-03
70	Liu, Kwok Hong 廖國康			AOG812	Rep	2007-02-02	2012-03-31
71	Liu, Tung Wah 廖東華			AFX299	Rep	2007-11-23	2012-03-31
72	Lo, Tsze Chuen 盧子全			AFQ858	Rep	2005-10-12	2012-03-31
73	Lui, Nelson Kwok Tak 呂國得		M	ANM046	Rep	2006-06-26	2012-03-31
74	Lui, Suk Han 呂淑嫻			AFN845	Rep	2004-08-31	2012-03-31
75	Ma, Yee May 馬綺薇			ARP370	Rep	2008-10-08	2012-03-31
76	Mak, Po Luen 麥寶鸞			AQH759	Rep	2008-03-03	2012-03-31
77	Man, Ming Yan 文明欣			AQI953	Rep	2008-03-18	2012-03-08
78	Man, Ying Kit (SFC:ANM480) 文應傑			ANM480	Rep	2006-07-12	2012-03-31
79	Mo, Mei Ling (SFC:AMM409) 毛美玲			AMM409	Rep	2005-11-14	2010-10-19
80	Ng, Chiu Yin 吳昭賢			ANM514	Rep	2006-07-12	2012-03-31
81	Ng, Eric Ka Ho 吳家豪		M	AML596	Rep	2005-10-28	2012-03-29
82	Ng, Ka Ki (SFC:AQE179) 吳家麒			AQE179	Rep	2008-03-28	2010-03-30
83	Ng, Man Leong 吳文亮			AFP382	Rep	2005-06-03	2012-03-31
84	Ng, Mendy Suk Kuen 吳淑娟			AOU479	Rep	2007-06-08	2012-03-31
85	Ng, Pik Lin 吳碧蓮			AFS620	Rep	2005-11-15	2012-03-31
86	Ng, Tin Yau (SFC:ANK245) 吳天佑			ANK245	Rep	2006-06-23	2012-03-31
87	Pang, Winnie Hoi Yan 彭凱欣		F	AMN678	Rep	2005-11-15	2012-03-31
88	Poon, Yuen Kan 潘源根			AQH773	Rep	2008-03-03	2012-03-31
89	Sau, Lei Ling 蕭莉玲			AFL549	RO	2005-06-09	2012-03-19
90	Sek, Chung Chuen 石中泉			AGH386	Rep	2006-11-07	2012-03-31
91	Shu, Cheong Ying 舒翔鷹			AFQ857	Rep	2008-12-29	2012-03-31
92	Sun, Yuen Han 孫婉嫻			AGN808	Rep	2008-06-11	2011-04-28
93	Tam, Augus Sheung Yew 譚尚堯			AGF998	Rep	2006-11-07	2011-02-02
94	Tam, Tak Sum 談德森			AFN480	Rep	2006-01-06	2012-03-31
95	Tang, Shirley Suet Mui 鄧雪梅		F	ANX954	Rep	2006-10-27	2011-04-27
96	Tay, Keng Puang 鄭慶藩			AFL864	RO	2004-08-30	2012-03-31
97	Thian, Yeh 田野			AFY067	Rep	2005-06-22	2012-03-31
98	Tong, Winnie Wai Chun 唐惠珍		F	AFP163	Rep	2005-10-12	2010-10-21
99	Tsang, Koon Kit 曾冠傑			ARK441	Rep	2008-08-25	2012-03-31
100	Tsang, Pak Lun (SFC:AFS622) 曾伯倫			AFS622	Rep	2008-06-30	2012-03-31
101	Tse, Wing Ki 謝永基			AFP614	Rep	2006-07-12	2012-03-31
102	Wong, Adda Yin Ting 王彥婷			ARW066	Rep	2008-11-28	2012-03-31
103	Wong, Corrin Sau Yan 黃秀欣			AFS579	Rep	2006-11-07	2012-03-31
104	Wong, Jonas Chun Leung 黃俊良		M	ABT782	RO	2005-06-09	2012-03-31
105	Wong, Terence Tak Wing 黃德榮		M	AMW478	Rep	2006-02-01	2012-03-31
106	Wong, Wai Chu (SFC:AGO597) 黃慧珠			AGO597	Rep	2008-09-01	2012-03-31
107	Wong, Wai O 黃偉澳			AON894	Rep	2007-04-20	2012-03-31
108	Wong, Yuen Lam 黃琬霖			ANM504	Rep	2006-07-12	2012-03-31
109	Yau, Catherine Ping Yen 丘屏人		F	AFS877	Rep	2006-07-28	2012-03-31
110	Yau, Chi Lok 邱志樂			AGP405	Rep	2006-05-26	2010-07-21
111	Yeung, Ruby Nga Man 楊雅雯			ALZ803	Rep	2008-09-29	2011-02-18
112	Yeung, Wai Ming (SFC:AFP257) 楊慧明			AFP257	Rep	2007-07-13	2012-03-31
113	Yiu, Hoi Wah 姚海華			ARE184	Rep	2008-06-30	2011-06-08
114	Yu, Simon Siu Kit 余少傑		M	AFO277	Rep	2005-11-14	2010-12-17
115	Yuen, Mun Chi 阮敏慈			APH420	Rep	2007-09-12	2012-03-31

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