CNI Securities Group Limited 中國北方證券集團有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Bao, Quan 包全 | APX218 | Rep | 2010-05-10 | 2010-06-24 | ||
2 | Chan, Ascar Siu Ling 陳少玲 | AVC082 | Rep | 2010-05-14 | 2012-10-10 | ||
3 | Cheung, Wai Kit (SFC:AES388) 張偉傑 | AES388 | RO | 2009-12-15 | 2010-10-13 | ||
4 | Lam, Ching Yin (SFC:AOK261) 林靜賢 | AOK261 | Rep | 2010-01-21 | 2010-08-13 | ||
5 | Lam, Kit Wai (SFC:ATW157) 林杰煒 | ATW157 | Rep | 2010-04-13 | 2011-12-14 | ||
6 | Law, Chor Yam 羅楚欽 | 47 | M | ABY396 | RO | 2009-12-15 | 2010-09-27 |
7 | Wakao, Tetsuji 若生哲史 | AQQ076 | Rep | 2010-01-21 | 2010-06-24 |
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