Keefe, Bruyette & Woods Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Bao, Wenjing 鮑文婧 ARU022 Rep 2010-09-20 2012-11-14
2 Blight, Warren Nicholas M ACL103 RO 2010-03-03 2012-06-25
3 Carey, Andre' Lionel M ADV085 RO 2010-03-03 2011-07-28
4 Chan, Bao Ling AKJ285 Rep 2010-03-04 2010-03-29
5 Cheung, Kwok Wah (SFC:AGO346) 張國華 AGO346 Rep 2010-03-04 2012-06-25
6 Hilton, Samuel Alexander M AOE196 Rep 2010-03-04 2012-11-14
7 Hunsaker, Brian Worthen M AEW810 RO 2010-03-03 2012-11-14
8 Lam, Chun Kit (SFC:AQU092) 林俊傑 AQU092 Rep 2010-03-03 2012-10-12
9 Leung, Bik San 梁碧珊 40 F AKT369 RO 2010-03-03 2012-12-31
10 Liu, Yiting (SFC:AQT256) 劉一婷 AQT256 Rep 2010-03-04 2012-06-25
11 Lu, Jessica Zi Jie 呂自潔 F AUJ946 Rep 2010-08-20 2012-06-25
12 Oishi, Jun AOJ336 Rep 2010-03-04 2012-01-06
13 Randall Kim, He Shin AEK389 Rep 2010-03-03 2011-05-19
14 Rosenberg, Zachry David (SFC:ALP666) M ALP666 RO 2010-03-03 2012-07-26
15 Stacey, William John 史達思 M AIK894 Rep 2010-06-04 2010-06-10
RO 2010-06-10 2012-11-14
16 Tariq, Natasha (SFC:AUI293) AUI293 Rep 2010-03-04 2012-11-14
17 Tho, Lye Keong AJF938 RO 2010-03-03 2012-11-14
18 Threadgold, David Lawrence M AIT508 RO 2010-03-03 2012-11-30
19 Tsai, Sze Wui 蔡詩滙 AVH108 Rep 2010-06-18 2012-11-14
20 Yeoh, Jonathan Sheung Chern M ANB177 Rep 2010-03-04 2012-08-06

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