Officers: Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

RO=Responsible Officer, Rep=Representative

	Name	⚥	SFC ID	Role	From	Until
1	Bernstein, Steven A	M	AUQ299	RO	2010-02-12	2011-11-30
2	Bhatia, Chetan (SFC:AUG618)		AUG618	RO	2010-02-12	2012-01-27
3	Bu, Wenyuan 卜文淵		AUW509	Rep	2010-04-19	2011-10-11
4	Cook Iii, Thomas Crawford	M	ASI335	RO	2010-02-12	2010-09-07
5	Holmes, Charles Broadfoot	M	AUG616	RO	2010-02-12	2015-03-15
6	Huang, Bo-Kai 黃柏愷		AKY607	Rep	2010-10-13	2012-01-18
7	Hui, Florence Wai Ying 許慧瑩	F	AUW505	Rep	2010-04-19	2011-03-21
8	Kaneko, Satsuki		ANT209	Rep	2010-08-27	2011-02-07
9	Kang, Minja		AGJ645	Rep	2010-09-24	2011-05-18
10	Lai, Carlos 黎嘉樂	M	AWU252	Rep	2011-03-09	2012-04-12
11	Lau, Caroline Man Har 劉曼霞	F	AVK663	Rep	2010-08-05	2013-02-18
12	Liao, Ya Tzu 廖雅姿		ALN825	Rep	2010-10-15	2011-10-21
13	Lin, Michelle Chia-Hsing	F	AUW242	Rep	2010-04-19	2011-03-18
14	Liu, Hanhua 劉漢華		AUW243	Rep	2010-03-16	2011-03-27
15	Millet, Matthieu Louis Fumiyochi	M	ARH193	Rep	2010-03-11	2011-08-25
16	Ng, Chi Fai (SFC:ACR411) 吳梓輝		ACR411	RO	2010-02-12	2011-03-09
17	Wang, Shuyi (SFC:AVQ913) 王舒誼		AVQ913	Rep	2010-08-31	2011-04-19
18	Wong, Jia 王嘉		AUW494	Rep	2010-04-19	2012-04-16
19	Wong, Pak Chun 王柏俊		AQZ536	Rep	2011-02-23	2012-08-23
20	Wool, Kyle Michael	M	AWV269	Rep	2011-03-11	2013-05-07
21	Xu, Dapeng (SFC:AUZ670) 徐大鵬		AUZ670	Rep	2010-05-28	2015-06-30
22	Yip, Chung Leung 葉仲量		AWF608	Rep	2010-11-08	2012-04-26
23	Yiu, Ka Hing 姚嘉興		AVW705	Rep	2010-10-08	2010-10-15