Wells Fargo Securities Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Ahn, Junsang 安俊相 AQT284 Rep 2008-05-05 2011-12-04
2 Antweiler Iii, John Christian M ALQ494 RO 2008-10-30 2013-01-07
3 Auger, Kevin D'Arcy M ARP061 Rep 2008-09-10 2009-04-13
4 Banson, Eric Laurea M ASX744 RO 2010-12-07 2019-05-16
5 Boice Iii, James Hillyer M ACN485 RO 2008-04-25 2011-05-26
Rep 2011-05-26 2011-08-09
6 Chang, Hwa-Ping 張華平 AQW385 Rep 2008-05-21 2009-03-11
7 Chiang, Pei Yun 蔣佩芸 ARF128 Rep 2008-07-31 2017-05-17
8 Ching, Kerry Kim Wai 程劍慧 F AFF128 Rep 2008-10-23 2008-12-01
9 Choong, Ignatius Wooi Kean 50 M ADT736 RO 2009-08-10 2010-10-11
Rep 2010-10-11 2011-05-13
10 Chow, King Man (SFC:AQT305) 周敬民 AQT305 Rep 2008-05-05 2009-03-13
11 Chu, Betty Kar Chun 朱家珍 F AQB147 Rep 2009-10-30 2010-09-29
12 Donohugh, William Hugh McGregor 唐威林 M ACM011 RO 2008-04-25 2013-08-31
13 Espineli, Reynaldo Miguel Nazareno ARM746 Rep 2008-09-05 2009-04-24
14 Geng, Cong (SFC:AWT803) 耿聰 AWT803 Rep 2011-02-28 2019-05-16
15 Ho, Noelle Ying 何熒 F AQT287 Rep 2008-05-05 2015-08-31
16 Huang, Haiming (SFC:AWU883) 黃海明 AWU883 Rep 2011-03-16 2015-01-30
17 Kwon, Sung Wook ATO040 Rep 2009-08-17 2019-09-30
18 Lam, Cham (SFC:ARA670) 林箴 ARA670 Rep 2008-05-19 2014-06-03
19 Lee, Jih-Pao 李日寶 AQW408 Rep 2008-05-21 2009-03-12
20 Leung, Lai Woon 梁禮桓 ARF127 Rep 2008-07-31 2015-10-23
21 Lin, Chun Ju 林純如 AQW398 Rep 2008-05-21 2013-12-31
22 Mao, Shuguang 毛曙光 43 M AMY549 Rep 2008-05-05 2008-05-30
23 McCullough, Ian Thomas M AYB107 Rep 2011-09-14 2015-03-04
24 McDermott, Glen Michael M ARM737 Rep 2008-09-01 2009-03-13
25 Peng, Yu Yuan 彭鈺元 AQW409 Rep 2008-05-21 2009-03-12
26 Sheh, Ho Kwong 佘浩光 ABZ266 Rep 2008-05-19 2012-03-12
27 Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 AUJ706 Rep 2010-12-13
28 Song, Sally F APZ784 Rep 2009-07-24 2011-05-06
29 Wang, Yu-Ming 王裕閔 APL801 RO 2008-04-25 2009-02-27

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