Keefe, Bruyette & Woods Asia Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Bao, Wenjing 鮑文婧 ARU022 Rep 2010-09-20 2012-11-14
2 Blight, Warren Nicholas M ACL103 RO 2010-03-03 2012-06-25
3 Carey, Andre' Lionel M ADV085 RO 2010-03-03 2011-07-28
4 Chan, Bao Ling AKJ285 Rep 2010-03-04 2010-03-29
5 Cheung, Kwok Wah (SFC:AGO346) 張國華 AGO346 Rep 2010-03-04 2012-06-25
6 Fan, Henry M AYJ967 Rep 2011-11-07 2012-08-10
RO 2012-08-10 2012-11-30
7 Hilton, Samuel Alexander M AOE196 Rep 2010-03-04 2012-11-14
8 Hunsaker, Brian Worthen M AEW810 RO 2010-03-03 2012-11-14
9 Kane, Courtenay AZG032 Rep 2012-04-23 2012-05-23
10 Lam, Chun Kit (SFC:AQU092) 林俊傑 AQU092 Rep 2010-03-03 2012-10-12
11 Larsen, Steffen Kolbe M AWP884 Rep 2011-01-25 2012-10-24
12 Leung, Bik San 梁碧珊 42 F AKT369 RO 2010-03-03 2012-12-31
13 Li, Zhongyuan 李仲源 AXD238 Rep 2011-05-03 2012-11-14
14 Liu, Yiting (SFC:AQT256) 劉一婷 AQT256 Rep 2010-03-04 2012-06-25
15 Lu, Jessica Zi Jie 呂自潔 F AUJ946 Rep 2010-08-20 2012-06-25
16 Oishi, Jun AOJ336 Rep 2010-03-04 2012-01-06
17 Oiwa, Ken M AYW019 Rep 2012-01-17 2012-06-25
18 Randall Kim, He Shin AEK389 Rep 2010-03-03 2011-05-19
19 Rosenberg, Zachry David (SFC:ALP666) M ALP666 RO 2010-03-03 2012-07-26
20 Sikand, Udith AYE522 Rep 2011-10-03 2012-11-14
21 Spence, Robert Hector John M AJD110 Rep 2011-08-30 2011-11-08
RO 2011-11-08 2012-11-14
22 Stacey, William John 史達思 M AIK894 Rep 2010-06-04 2010-06-10
RO 2010-06-10 2012-11-14
23 Starr, Michael Lewis M AWP051 Rep 2011-01-04 2012-08-31
RO 2012-08-31 2012-11-14
24 Tariq, Natasha (SFC:AUI293) AUI293 Rep 2010-03-04 2012-11-14
25 Tho, Lye Keong AJF938 RO 2010-03-03 2012-11-14
26 Threadgold, David Lawrence M AIT508 RO 2010-03-03 2012-11-30
27 Tsai, Sze Wui 蔡詩滙 AVH108 Rep 2010-06-18 2012-11-14
28 Wei, Yu (SFC:AXZ079) 韋鈺 AXZ079 Rep 2011-08-30 2012-06-25
29 Yeoh, Jonathan Sheung Chern M ANB177 Rep 2010-03-04 2012-08-06
RO 2012-08-06 2012-11-14

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