NOMURA SECURITIES (HONG KONG) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Ho, Harrison Lok Sang 何樂生		M	AAF434	RO	2010-06-15	2013-05-31
2	Mototani, Daisuke (SFC:AZU889)			AZU889	RO	2013-02-19	2013-05-31
3	Park, Joohong			AMM131	Rep	2009-01-12	2013-05-31
4	Shinohara, Minoru 篠原實			AJJ327	RO	2013-04-12	2013-05-31
5	Tam, Jude Ho Yin 譚顥賢			ALA228	Rep	2004-12-03	2013-05-31

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