Officers: SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	Role	From	Until
1	Anada, Takashi 穴田孝史			Rep	2012-11-21	2013-10-07
2	Chan, Soo Sum 陳素心			Rep	2011-01-13	2013-09-27
3	Chan, Wai Lung (SFC:AAC760) 陳偉隆			RO	2008-03-18	2018-01-01
4	Choi, Anderson Chun Fat 蔡俊發		M	Rep	2011-06-28	2017-12-22
5	Chung, Ka Yin 鍾嘉彥			Rep	2013-05-10	2015-08-10
6	Fok, Allan Tse Hang 霍子恒		M	RO	2012-07-20	2021-07-16
7	Hiraoka, Emiko			Rep	2012-02-10	2016-09-23
8	Honda, Miwa 本田美和			Rep	2008-03-17	2022-05-30
9	Horii, Yuko 梅野優子			Rep	2011-12-19	2013-12-30
10	Ip, William Wai Lun 葉偉倫	57	M	RO	2012-07-20	2020-10-30
11	Kato, Mayumi 加藤真由美			Rep	2012-07-18
12	Kobayashi, Shin			Rep	2012-06-28	2014-04-07
13	Ng, Choi Lun 吳采倫			Rep	2011-07-05	2014-01-26
14	Noguchi, Kenji			RO	2012-07-20	2020-04-09
15	Sampson, Machiko			Rep	2011-04-26	2018-10-11
16	Suzuki, Kiyoko 鈴木清子			Rep	2011-04-21	2020-04-15
17	Tada, Emiko			Rep	2011-04-29	2019-06-13
18	Tai, Kit Han 戴潔嫻			Rep	2011-01-07	2014-08-25
19	Tamura, Hitoshi 田村仁志			RO	2012-06-01	2016-06-30
20	Tsutsumi, Kazumasa 堤一將			Rep	2012-10-29	2014-02-06
21	Ushijima, Shinsuke 牛島真丞			RO	2012-12-27	2014-03-26
22	Van Gulik, Robert Ken		M	Rep	2011-01-19	2015-08-31
23	Yamamoto, Hideki 山本秀樹			RO	2012-04-26	2019-07-05
24	Ying, Hak Kai 應克佳			Rep	2010-12-28	2014-11-11
25	Yoshikawa, Tatsuhiro 吉川龍拓			Rep	2011-06-28	2015-04-01
26	Zhang, Qiangang 張乾剛			RO	2011-06-16	2021-10-20
27	Zhang, Yang (SFC:AXK580) 張揚			Rep	2011-06-13	2014-09-17
28	Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧			Rep	2012-09-17	2024-06-03