ICBC (ASIA) SECURITIES LIMITED 工銀亞洲証券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2013 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Oi Hing 陳愛卿 |
|
|
AGP659 |
Rep |
|
2020-09-30 |
| 2 |
Choi, Fung Yee 蔡鳳儀 |
|
|
ABJ812 |
Rep |
|
2016-12-31 |
| 3 |
Ho, Gareth Kwok Wai 何國偉 |
|
M |
ACP902 |
Rep |
2012-11-05 |
|
| 4 |
Lai, Shek Wo 賴錫和 |
|
|
AOQ589 |
RO |
2008-03-18 |
2024-07-31 |
| 5 |
Lau, Tung Shing 劉東成 |
|
|
AJF414 |
Rep |
2012-05-03 |
2019-06-30 |
| 6 |
Lau, Wing Yi 劉詠儀 |
|
|
BAH706 |
Rep |
2012-11-05 |
2019-06-30 |
| 7 |
Law, Joanne Chui Ha 羅翠霞 |
|
F |
AOU121 |
Rep |
2012-05-03 |
2022-10-05 |
| 8 |
Leung, Wai Ha 梁惠霞 |
|
|
AGP653 |
Rep |
|
2018-11-30 |
| 9 |
Li, Daniel Dun Yuen 李敦源 |
43 |
M |
ACP898 |
Rep |
2011-03-02 |
2019-06-30 |
| 10 |
Liu, Tsz Mei 廖子美 |
|
|
AEI272 |
Rep |
|
2019-06-30 |
| 11 |
Lo, Kok Hong 盧覺康 |
|
|
AWT686 |
Rep |
2012-04-20 |
2023-01-27 |
| 12 |
Lui, Wai Ling 呂慧鈴 |
|
|
AXH795 |
Rep |
2011-06-15 |
2017-11-20 |
| 13 |
Mok, Hiu Yan 莫曉欣 |
|
|
AGP652 |
Rep |
|
2019-06-30 |
| 14 |
Ng, Chi Wah (SFC:APB775) 吳志華 |
|
|
APB775 |
Rep |
2007-07-09 |
2021-02-26 |
| 15 |
Tam, Siu Ling (SFC:AAF537) 譚少玲 |
|
|
AAF537 |
RO |
|
2024-01-07 |
| 16 |
Wong, Wai Han (SFC:AXH211) 黃惠嫺 |
|
|
AXH211 |
Rep |
2013-01-04 |
2022-02-16 |
| 17 |
Wu, Yuk Kwan 胡玉羣 |
|
|
ACJ213 |
Rep |
|
2018-10-16 |
| 18 |
Yang, Yan (SFC:ALW928) 楊仁 |
|
|
ALW928 |
RO |
2009-08-24 |
2019-11-18 |
| 19 |
Yeung, Kai Ming 楊啟明 |
|
|
APB776 |
Rep |
2007-07-09 |
2015-10-29 |
| 20 |
Yiu, Ho Ching 姚浩清 |
|
|
AFR594 |
Rep |
2012-11-05 |
2019-07-24 |
| 21 |
Yung, Chi Hong 容志康 |
|
|
AFQ374 |
Rep |
2012-04-20 |
2015-11-09 |
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