SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bhagavath, Sunil Sudhakar | BDR859 | Rep | 2014-07-07 | 2020-01-15 | ||
| 2 | Carrigan, Nicholas | M | BAX003 | Rep | 2014-06-20 | 2018-08-31 | |
| 3 | Chan, Dennis Kwok Fung 陳國峰 | M | AMK236 | Rep | 2014-01-14 | 2020-11-16 | |
| 4 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | AAC760 | RO | 2008-03-18 | 2018-01-01 | ||
| 5 | Choi, Anderson Chun Fat 蔡俊發 | M | ANA716 | Rep | 2011-06-28 | 2017-12-22 | |
| 6 | Chung, Ka Yin 鍾嘉彥 | BBC953 | Rep | 2013-05-10 | 2015-08-10 | ||
| 7 | Fok, Allan Tse Hang 霍子恒 | M | AGL185 | RO | 2012-07-20 | 2021-07-16 | |
| 8 | Hashimoto, Kazunari | BCH701 | Rep | 2013-12-18 | 2019-05-02 | ||
| 9 | Higashio, Aya 東尾彩 | F | BDR563 | Rep | 2014-07-29 | 2016-08-05 | |
| 10 | Hill, Trevor Aaron | M | AGH264 | Rep | 2014-06-20 | 2022-04-11 | |
| 11 | Hiraoka, Emiko | ALQ881 | Rep | 2012-02-10 | 2016-09-23 | ||
| 12 | Honda, Miwa 本田美和 | AQN414 | Rep | 2008-03-17 | 2022-05-30 | ||
| 13 | Ip, William Wai Lun 葉偉倫 | 58 | M | AEK747 | RO | 2012-07-20 | 2020-10-30 |
| 14 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2012-07-18 | |||
| 15 | Lok, Colin Wai Hung 駱偉雄 | M | ASU015 | Rep | 2014-02-13 | 2017-10-27 | |
| 16 | Naka, Kazuhito 那珂和人 | BDC123 | RO | 2014-07-25 | 2019-11-18 | ||
| 17 | Noguchi, Kenji | AZI956 | RO | 2012-07-20 | 2020-04-09 | ||
| 18 | O'Boyle, Gerald Keith | M | AEI662 | Rep | 2013-10-21 | 2014-12-03 | |
| 19 | Ohnuma, Kenta | BDU344 | Rep | 2014-07-18 | 2015-04-01 | ||
| 20 | Sampson, Machiko | AJI380 | Rep | 2011-04-26 | 2018-10-11 | ||
| 21 | Siu, Ruby Pui Kay 蕭珮琪 | F | AGW561 | Rep | 2014-06-30 | 2014-10-24 | |
| 22 | Suzuki, Kiyoko 鈴木清子 | AXE045 | Rep | 2011-04-21 | 2020-04-15 | ||
| 23 | Tada, Emiko | AWY707 | Rep | 2011-04-29 | 2019-06-13 | ||
| 24 | Tai, Kit Han 戴潔嫻 | AWL052 | Rep | 2011-01-07 | 2014-08-25 | ||
| 25 | Tamura, Hitoshi 田村仁志 | AZI957 | RO | 2012-06-01 | 2016-06-30 | ||
| 26 | Tang, Tsz Yan Janice 鄧子欣 | ATI680 | Rep | 2014-01-29 | 2019-02-10 | ||
| 27 | Van Gulik, Robert Ken | M | ASU202 | Rep | 2011-01-19 | 2015-08-31 | |
| 28 | Yamamoto, Hideki 山本秀樹 | AXO657 | RO | 2012-04-26 | 2019-07-05 | ||
| 29 | Ying, Hak Kai 應克佳 | AGA425 | Rep | 2010-12-28 | 2014-11-11 | ||
| 30 | Yoshikawa, Tatsuhiro 吉川龍拓 | AXI125 | Rep | 2011-06-28 | 2015-04-01 | ||
| 31 | Zhang, Qiangang 張乾剛 | ABW737 | RO | 2011-06-16 | 2021-10-20 | ||
| 32 | Zhang, Ruiyue (SFC:AZB698) 張瑞玥 | AZB698 | Rep | 2014-04-02 | 2016-01-22 | ||
| 33 | Zhang, Yang (SFC:AXK580) 張揚 | AXK580 | Rep | 2011-06-13 | 2014-09-17 | ||
| 34 | Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧 | BAB338 | Rep | 2012-09-17 | 2024-06-03 |
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