CEPA ALLIANCE SECURITIES LIMITED 世博證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Chu, Tai Wa 朱大華 AAE318 Rep 2005-05-17
2 Kwan, Chi Keung (SFC:AAI930) 關志強 AAI930 RO 2005-05-18
3 Lai, Ann Yuet Yu 賴月如 F ABA274 Rep 2004-08-02
4 Lee, Kwong Yiu (SFC:ABT609) 李光耀 ABT609 Rep 2013-11-11
5 Ng, Chi Ching (SFC:AAA622) 吳志清 AAA622 Rep 2013-11-11 2015-06-30
6 Ong, Milly 王美莉 AEG936 RO 2006-11-03 2024-02-29
7 So, Kit Yan 蘇潔茵 AUX155 Rep 2012-12-18 2018-03-09
8 Wong, Alie Chi Chiu 黃子超 M AEC894 Rep 2005-04-13 2017-10-13
9 Wong, Yu Chiu (SFC:AAC100) 黃宇超 M AAC100 RO 2011-10-12
10 Yu, Peter Yin Chung 余硯頌 M AAC408 RO 2004-11-25 2023-08-31

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