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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Chiu, Wai Lap 招偉立	33	M	AQH355	RO	2012-05-31	2025-02-11
2	Choi, Chak Man 蔡澤文			BGY410	Rep	2016-06-30	2020-07-31
3	Law, Pui Cheung 羅沛長			BEA069	Rep	2014-09-22	2017-11-28
4	Mathew, Theverkattil Bose			AIU563	RO	2015-03-19	2020-12-11
5	Shea, Wing Kai 佘永佳			AQV005	RO	2014-05-05	2019-05-31

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