China Enterprise Securities Company Limited 華業金控證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Chan, Kin Leung 陳建良 APC074 RO 2016-09-02 2017-02-28
2 Chan, Lap Hong (SFC:BIL968) 陳立康 BIL968 Rep 2016-11-21 2017-08-07
3 Chan, Michael Sheung Chi 陳上智 29 M AXN142 Rep 2012-02-02 2014-03-31
4 Chu, Hon Man 朱漢民 BDO839 Rep 2016-10-28 2017-09-27
5 Guerillot, Benoit Gilles M ANM196 Rep 2006-10-03 2008-07-11
6 Hai, Yuan 海媛 AXV578 Rep 2011-08-10 2011-12-31
7 Harris, Richard (SFC:AAK411) M AAK411 Rep 2009-01-01 2009-02-05
RO 2009-02-05 2010-08-31
8 Hui, Sai Kit 許世杰 BHQ315 Rep 2016-12-14 2017-03-31
9 Ikezaki, Yumiko 池崎由美子 AHE142 Rep 2004-11-10
RO 2004-11-10 2007-03-31
10 Lau, Chaak Ming 劉擇明 AWF568 Rep 2010-12-03 2011-06-02
11 Li, Doris Ming 李敏 F ANB826 Rep 2013-03-25 2015-03-03
RO 2015-03-03 2017-11-30
12 Nemoto, Yoko ARJ940 Rep 2008-08-07 2009-10-01
13 Nimmo, Walter Gilbert Mearns 70 M AAX450 RO 2007-02-13 2015-01-22
14 Siu, Yie Tai 蕭懿德 ARG185 Rep 2008-08-18 2013-03-31
Rep 2014-04-10 2014-07-04
15 Tse, Yat Kei 謝日基 AOG833 Rep 2016-08-16 2017-05-12
16 Watanabe, Masako F ACO624 RO 2016-07-21
17 Wong, Frederick Chiu Hoi 黃照開 M ACG597 RO 2016-08-15 2016-11-17
18 Wong, Tin Chun (SFC:BIN699) 黃鈿蓁 BIN699 Rep 2016-12-05 2017-04-03
19 Wong, Tsz Wai (SFC:AYJ435) 黃子偉 30 M AYJ435 Rep 2016-12-09 2018-01-31
20 Wong, Yun Fai (SFC:APD419) 黃潤輝 APD419 Rep 2016-10-04 2016-11-15
RO 2016-11-15 2017-03-07

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