China Enterprise Securities Company Limited 華業金控證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Chan, Kin Leung 陳建良 | APC074 | RO | 2016-09-02 | 2017-02-28 | ||
2 | Chan, Lap Hong (SFC:BIL968) 陳立康 | BIL968 | Rep | 2016-11-21 | 2017-08-07 | ||
3 | Chan, Michael Sheung Chi 陳上智 | 29 | M | AXN142 | Rep | 2012-02-02 | 2014-03-31 |
4 | Chu, Hon Man 朱漢民 | BDO839 | Rep | 2016-10-28 | 2017-09-27 | ||
5 | Guerillot, Benoit Gilles | M | ANM196 | Rep | 2006-10-03 | 2008-07-11 | |
6 | Hai, Yuan 海媛 | AXV578 | Rep | 2011-08-10 | 2011-12-31 | ||
7 | Harris, Richard (SFC:AAK411) | M | AAK411 | Rep | 2009-01-01 | 2009-02-05 | |
RO | 2009-02-05 | 2010-08-31 | |||||
8 | Hui, Sai Kit 許世杰 | BHQ315 | Rep | 2016-12-14 | 2017-03-31 | ||
9 | Ikezaki, Yumiko 池崎由美子 | AHE142 | Rep | 2004-11-10 | |||
RO | 2004-11-10 | 2007-03-31 | |||||
10 | Lau, Chaak Ming 劉擇明 | AWF568 | Rep | 2010-12-03 | 2011-06-02 | ||
11 | Li, Doris Ming 李敏 | F | ANB826 | Rep | 2013-03-25 | 2015-03-03 | |
RO | 2015-03-03 | 2017-11-30 | |||||
12 | Nemoto, Yoko | ARJ940 | Rep | 2008-08-07 | 2009-10-01 | ||
13 | Nimmo, Walter Gilbert Mearns | 70 | M | AAX450 | RO | 2007-02-13 | 2015-01-22 |
14 | Siu, Yie Tai 蕭懿德 | ARG185 | Rep | 2008-08-18 | 2013-03-31 | ||
Rep | 2014-04-10 | 2014-07-04 | |||||
15 | Tse, Yat Kei 謝日基 | AOG833 | Rep | 2016-08-16 | 2017-05-12 | ||
16 | Watanabe, Masako | F | ACO624 | RO | 2016-07-21 | ||
17 | Wong, Frederick Chiu Hoi 黃照開 | M | ACG597 | RO | 2016-08-15 | 2016-11-17 | |
18 | Wong, Tin Chun (SFC:BIN699) 黃鈿蓁 | BIN699 | Rep | 2016-12-05 | 2017-04-03 | ||
19 | Wong, Tsz Wai (SFC:AYJ435) 黃子偉 | 30 | M | AYJ435 | Rep | 2016-12-09 | 2018-01-31 |
20 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | APD419 | Rep | 2016-10-04 | 2016-11-15 | ||
RO | 2016-11-15 | 2017-03-07 |
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