GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2018
Role From Until
1 Aquino, Derrick Anthony Constantino M Rep 2013-12-03 2018-06-30
2 Arthur-Dick, Joseph M Rep 2018-01-15 2021-05-04
3 Ashby, Nicholas Stephen M Rep 2016-09-07 2019-05-17
4 Bradford, David John M RO 2011-03-22 2021-10-29
5 Cheung, Kevin Hoi Tsun 張凱竣 M Rep 2018-01-15 2022-09-16
6 Chilewicz, Rodolphe Francois M Rep 2017-09-29 2020-03-31
7 Cho, Yunhee 趙胤熙 Rep 2018-02-06
8 Choy, Kai Man 蔡啟民 Rep 2018-01-16 2022-09-16
9 Crook, Mark Jonathon M Rep 2015-03-05
10 Hearne, Kevin M Rep 2016-03-24 2022-10-01
11 Hughes, Glyn John (SFC:BJT332) M Rep 2018-01-16 2021-07-30
12 Khelifi, Amine RO 2017-11-02
13 Kwan, Eric Wai Ming 關威明 M Rep 2015-07-03 2018-08-31
14 Learey, Dominic M RO 2017-07-31
15 Lee, James (SFC:BJH960) 李澤南 M Rep 2018-01-15
16 Mariano, Timothy Charles M RO 2005-03-09 2019-05-15
17 Mishra, Rishi Rep 2018-04-26 2020-11-27
18 Prest, Simon John (SFC:BJQ806) M RO 2017-07-31 2018-06-30
19 Sobti, Jasjit Singh Rep 2017-11-03 2019-12-13
20 Sugarman, Richard Neil (SFC:BKX038) M Rep 2017-09-11 2023-12-29
21 Wattez, Philippe Marc Alfred M Rep 2017-09-29
22 Wong, Jamie Jun Yin 黃鎮賢 M Rep 2018-01-15
23 Wong, Philippe 黃志輝 M Rep 2017-08-29
24 Yabut, Vivian Chan F Rep 2016-12-05 2024-05-31
25 Zhou, Shenxiong 周申雄 RO 2018-02-02

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