CIS SECURITIES ASSET MANAGEMENT LIMITED 順安證券資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2023 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Cai, Huaiyao 蔡懷瑶 |
|
|
BSI361 |
Rep |
2022-04-13 |
2024-04-15 |
| 2 |
Chan, Ernest Tsz Kin 陳子建 |
|
M |
AFX173 |
Rep |
2023-03-30 |
2023-07-11 |
| 3 |
Chan, Sau Kuen 陳秀娟 |
|
|
BFK555 |
Rep |
2016-06-28 |
2023-12-31 |
| 4 |
Cheung, Hoi Fung 張凱豐 |
|
|
BCD348 |
RO |
2023-04-18 |
2024-04-16 |
| 5 |
Chu, Wai Leung (SFC:ANX192) 朱偉良 |
|
|
ANX192 |
RO |
2016-12-13 |
2025-02-28 |
| 6 |
Chung, Alan Ho Wai 鍾浩為 |
45 |
M |
ARE721 |
RO |
2018-09-06 |
|
| 7 |
Ho, Cheuk Ming (SFC:BID232) 何卓鳴 |
|
|
BID232 |
Rep |
2022-06-13 |
2025-02-26 |
| 8 |
Li, Ru (SFC:BSQ865) 李儒 |
|
|
BSQ865 |
Rep |
2022-07-13 |
|
| 9 |
Liu, Mingjie (SFC:BRB463) 劉明杰 |
|
|
BRB463 |
Rep |
2023-03-30 |
2023-10-11 |
| 10 |
Liu, Pit Hong 廖必康 |
|
|
BTB408 |
Rep |
2022-11-30 |
2023-06-30 |
| 11 |
Lo, Edwin Ye Chun 盧爾駿 |
|
M |
BOH356 |
Rep |
2022-02-11 |
2023-12-29 |
| 12 |
Mao, Dizhou 毛迪宙 |
|
|
BLE223 |
Rep |
2018-09-17 |
|
| 13 |
Ng, Siu Choy 吳少才 |
|
|
ADC267 |
Rep |
2019-02-01 |
|
| 14 |
Wong, Ken Hing Kin 王慶堅 |
|
M |
AFO849 |
Rep |
2022-03-14 |
2024-08-09 |
| 15 |
Ye, Qi (SFC:BSZ499) 叶琪 |
|
|
BSZ499 |
Rep |
2022-11-07 |
2023-10-19 |
| 16 |
Yu, Yiu Kuk 余曜谷 |
|
|
BNE457 |
Rep |
2018-08-20 |
|
| 17 |
Zhang, Li (SFC:BTN352) 張利 |
|
|
BTN352 |
Rep |
2023-03-28 |
|
| 18 |
Zhuang, Ziye 莊子燁 |
|
|
BSU109 |
Rep |
2023-02-09 |
|
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