North Rock Capital Management (HK) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2024 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Akiba, Tsumugi |
|
|
ARJ690 |
Rep |
2023-07-10 |
|
| 2 |
Banerjee, Nilesh |
|
M |
BHL908 |
Rep |
2023-11-23 |
|
| 3 |
Caldwell, Andrew Francis |
|
M |
BUK940 |
Rep |
2024-01-03 |
|
| 4 |
Chan, Ka Shing (SFC:APF285) 陳嘉誠 |
|
|
APF285 |
Rep |
2023-02-15 |
2024-04-12 |
|
|
|
RO |
2024-04-12 |
|
| 5 |
Chow, Simon Sze Yuen 周思遠 |
|
M |
APJ232 |
RO |
2023-01-18 |
|
| 6 |
Grissell, Edward Henry |
|
M |
BPY390 |
Rep |
2023-02-15 |
2024-11-01 |
|
|
|
RO |
2024-11-01 |
|
| 7 |
Kim, Jin Hyun |
|
|
ADS090 |
Rep |
2023-02-20 |
2024-04-05 |
| 8 |
Kim, Jung Hun |
|
|
BLH422 |
Rep |
2023-05-05 |
|
| 9 |
Lai, Alen Chi Wang 黎智弘 |
|
|
AWQ674 |
Rep |
2024-03-25 |
|
| 10 |
Lee, Mei Lam Nicole 李美霖 |
|
|
BNG434 |
Rep |
2023-08-01 |
|
| 11 |
Lee, Taewoo |
|
|
BHI011 |
Rep |
2023-10-03 |
|
| 12 |
Lian, Daniel Da |
|
M |
BCW815 |
Rep |
2023-10-09 |
|
| 13 |
Liu, Jia (SFC:AVX016) 劉佳 |
|
|
AVX016 |
Rep |
2023-11-06 |
|
| 14 |
Miyahara, Ken |
|
M |
BUT351 |
Rep |
2024-03-25 |
|
| 15 |
Nie, Shengshen 聶晟申 |
|
|
AVL824 |
Rep |
2024-10-28 |
|
| 16 |
Rathi, Abhishek (SFC:BUK749) |
|
M |
BUK749 |
Rep |
2023-12-11 |
2024-11-08 |
| 17 |
Si, Tingting 司婷婷 |
|
|
AYB999 |
Rep |
2024-01-24 |
2024-10-09 |
|
|
|
Rep |
2024-12-05 |
|
| 18 |
Vasko, Michael Joseph |
|
M |
BOX084 |
Rep |
2024-06-26 |
|
| 19 |
Wah, Chi Shing 華智誠 |
|
|
BUV800 |
Rep |
2024-04-18 |
|
| 20 |
Wan, Oscar Hoyin 溫浩然 |
55 |
M |
ANM161 |
RO |
2023-01-18 |
2024-05-02 |
| 21 |
Wei, Zhengyi 衛正逸 |
|
|
BPF457 |
Rep |
2024-03-22 |
|
| 22 |
Wong, Yu Wo 王宇和 |
|
|
BJW187 |
Rep |
2024-08-07 |
|
| 23 |
Wu, Ling (SFC:BMP332) 巫羚 |
|
|
BMP332 |
Rep |
2024-06-07 |
|
| 24 |
Yan, Yan (SFC:AVH519) 閻彥 |
|
|
AVH519 |
Rep |
2023-12-06 |
2024-11-11 |
| 25 |
Yang, Yuhao (SFC:BPE732) 楊宇豪 |
|
|
BPE732 |
Rep |
2023-11-06 |
|
| 26 |
Zhang, Jiayu (SFC:BVN727) 張伽宇 |
|
|
BVN727 |
Rep |
2024-10-28 |
|
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