J.P. MORGAN SECURITIES (FAR EAST) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Bamber, Richard Mark Anthony M AGM551 Rep 2006-02-03
2 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2004-02-09
3 Harris, Thomas Christopher (SFC:AGZ861) M AGZ861 Rep 2004-11-01
4 Lau, Kan Wah 劉勤華 ABT973 Rep 2012-11-09
5 Long, David Nicholas (SFC:AFU334) M AFU334 RO 2007-01-31
6 Murray, Allan George 60 M AAB001 RO 2007-04-20
7 Sayer, David Michael 27 M AFT910 Rep 2004-05-06
8 Shanidze, Levan AFD300 Rep 2005-10-06
9 Stiles, Andrew Guy M ABE303 RO 2003-05-27
10 Swarbrick, Andrew Jeremy M AFF234 Rep 2007-02-08
11 Tremlett, William M AHR050 Rep 2004-05-07
12 Yeung, Helen Kit Lun 楊潔賢 F AFA128 Rep 2005-10-05

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