J.P. MORGAN SECURITIES (FAR EAST) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bamber, Richard Mark Anthony |
|
M |
AGM551 |
Rep |
|
2006-02-03 |
| 2 |
Burdett, James William (SFC:AJO203) |
|
M |
AJO203 |
Rep |
2004-03-18 |
2012-03-16 |
| 3 |
Chak, Alan Kwok Fai 翟國輝 |
|
M |
AAY091 |
Rep |
|
2004-02-09 |
| 4 |
Freedman, Bruce Ian |
|
M |
ABS428 |
Rep |
2004-07-13 |
2005-10-15 |
| 5 |
Harris, Thomas Christopher (SFC:AGZ861) |
|
M |
AGZ861 |
Rep |
|
2004-11-01 |
| 6 |
Hui, Gary San |
|
M |
AKV267 |
Rep |
2004-06-26 |
2007-04-16 |
| 7 |
Lau, Kan Wah 劉勤華 |
|
|
ABT973 |
Rep |
|
2012-11-09 |
| 8 |
Long, David Nicholas (SFC:AFU334) |
|
M |
AFU334 |
RO |
|
2007-01-31 |
| 9 |
Murray, Allan George |
61 |
M |
AAB001 |
RO |
|
2007-04-20 |
| 10 |
Putterill, Adam Thomas James |
|
M |
ABG123 |
RO |
2004-08-30 |
2010-05-13 |
| 11 |
Sayer, David Michael |
28 |
M |
AFT910 |
Rep |
|
2004-05-06 |
| 12 |
Seymour, Steven James |
|
M |
ABM769 |
RO |
2004-08-30 |
2007-01-20 |
| 13 |
Shanidze, Levan |
|
|
AFD300 |
Rep |
|
2005-10-06 |
| 14 |
Singh, Chiranjeet |
|
|
ALI017 |
Rep |
2004-10-06 |
2005-12-06 |
| 15 |
Stiles, Andrew Guy |
|
M |
ABE303 |
RO |
|
2003-05-27 |
| 16 |
Swarbrick, Andrew Jeremy |
|
M |
AFF234 |
Rep |
|
2007-02-08 |
| 17 |
Tremlett, William |
|
M |
AHR050 |
Rep |
|
2004-05-07 |
| 18 |
Yeung, Helen Kit Lun 楊潔賢 |
|
F |
AFA128 |
Rep |
|
2005-10-05 |
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