SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Berrisford, Carl Thomas | M | AIZ256 | Rep | 2004-03-16 | 2004-05-04 | |
| 2 | Chan, Chi Leong 陳智亮 | 59 | M | AAK013 | RO | 2006-05-08 | 2010-10-18 |
| 3 | Chan, Maureen Wai Ling 陳慧玲 | F | ACU384 | Rep | 2004-04-27 | 2011-03-18 | |
| 4 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | AAC760 | Rep | 2008-03-18 | |||
| 5 | Chen, Yuan (SFC:AEJ844) 陳遠 | 37 | M | AEJ844 | Rep | 2006-04-10 | 2006-04-21 |
| 6 | Foo, King Wah 符敬華 | ADT598 | Rep | 2003-06-24 | |||
| 7 | Lam, May Mei Kam 林美金 | F | AAE339 | RO | 2010-10-18 | ||
| 8 | Leung, Chun Shing 梁俊成 | ALG206 | Rep | 2004-11-12 | 2007-09-15 | ||
| 9 | Liu, Shuang (SFC:AHO649) 劉爽 | AHO649 | Rep | 2006-12-01 | 2007-11-11 | ||
| 10 | Ng, Pauline Po Yuen 吳溥潤 | F | AAE985 | Rep | 2006-04-03 | 2008-05-30 | |
| 11 | Wu, Tsz Yee 胡子宜 | AAV288 | Rep | 2006-12-04 | 2007-10-02 | ||
| 12 | Yip, Shui Key 葉紹基 | ACS410 | RO | 2004-08-11 | 2005-11-18 | ||
| 13 | Yonts, Charles Anthony | M | AJM207 | Rep | 2004-04-01 | 2004-10-18 | |
| 14 | Yuen, Man Yan 袁文茵 | AAE316 | RO | 2010-10-18 |
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