Officers: Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

Oppenheimer Investments Asia Limited 凱萬亞洲有限公司

RO=Responsible Officer, Rep=Representative

	Name	⚥	SFC ID	Role	From	Until
1	Baek, Kwonwoo		AXX434	Rep	2011-08-22	2012-10-17
2	Bernstein, Steven A	M	AUQ299	RO	2010-02-12	2011-11-30
3	Chan, Jenny Wai-yee	F	AXZ591	Rep	2011-09-05	2012-07-04
4	Cook Iii, Thomas Crawford	M	ASI335	RO	2010-02-12	2010-09-07
5	Holmes, Charles Broadfoot	M	AUG616	RO	2010-02-12	2015-03-15
6	Huang, Bo-Kai 黃柏愷		AKY607	Rep	2010-10-13	2012-01-18
7	Kaneko, Satsuki		ANT209	Rep	2010-08-27	2011-02-07
8	Kang, Minja		AGJ645	Rep	2010-09-24	2011-05-18
9	Lau, Caroline Man Har 劉曼霞	F	AVK663	Rep	2010-08-05	2013-02-18
10	Liao, Ya Tzu 廖雅姿		ALN825	Rep	2010-10-15	2011-10-21
11	Millet, Matthieu Louis Fumiyochi	M	ARH193	Rep	2010-03-11	2011-08-25
12	Shah, Dhawal Arvind		AYM782	Rep	2011-11-24	2016-06-30
13	Wang, Shuyi (SFC:AVQ913) 王舒誼		AVQ913	Rep	2010-08-31	2011-04-19
14	Wong, Pak Chun 王柏俊		AQZ536	Rep	2011-02-23	2012-08-23
15	Wool, Kyle Michael	M	AWV269	Rep	2011-03-11	2013-05-07
16	Yang, Wu-Kuang 楊武光		AOV395	Rep	2011-10-27	2012-03-30
17	Yip, Chung Leung 葉仲量		AWF608	Rep	2010-11-08	2012-04-26