GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Cheung, Charles Lai Yan 張禮仁 | M | AAV372 | RO | 2004-03-30 | ||
| RO | 2004-11-29 | 2011-03-08 | |||||
| 2 | Lam, Ying (SFC:ANL982) 林迎 | ANL982 | Rep | 2006-11-24 | 2009-02-26 | ||
| 3 | Mak, Chak Hung 麥澤鴻 | AAC295 | Rep | 2006-06-05 | 2006-06-13 | ||
| 4 | San To, Hok Kwan 申屠學軍 | M | AID493 | Rep | 2003-09-26 | ||
| 5 | Shum, Christ Chi Kau 岑智球 | ACO429 | Rep | 2003-12-30 | |||
| Rep | 2004-11-29 | 2010-05-03 | |||||
| 6 | Yim, Fung 閻峰 | 43 | M | AFP741 | RO | 2004-03-30 | |
| RO | 2004-11-29 | 2020-11-16 | |||||
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