Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Chiang, Shih-Wei 江仕偉 | AKS603 | RO | 2004-07-02 | 2005-11-15 | ||
2 | Emerson, Nathan Devereux | M | AGL793 | Rep | 2006-01-26 | 2009-01-19 | |
3 | Hsu, Pei 徐培 | AGF149 | RO | 2004-10-07 | 2004-10-22 | ||
4 | Kuo, Che-Jung 郭哲榮 | ALT954 | Rep | 2005-04-28 | 2008-11-25 | ||
5 | Lam, Terence Joe Cho Ying 林祖瀛 | 46 | M | ABW710 | RO | 2004-04-28 | |
6 | Lin, Li Yu (SFC:AHT091) 林麗玉 | AHT091 | Rep | 2004-07-19 | 2008-11-25 | ||
7 | Lin, Yen Jie 林彥傑 | ALC987 | Rep | 2004-11-08 | 2005-10-12 | ||
RO | 2005-10-12 | 2009-02-12 | |||||
8 | Wan, David Ngar Yin 溫雅言 | 47 | M | ABH754 | RO | 2004-02-06 | 2010-10-01 |
9 | Wertheimer, Richard Miles | M | ACT127 | Rep | 2006-05-03 | 2009-01-07 |
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