SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 山證國際資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2020 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chen, Chao (SFC:BPQ445) 陳超 |
|
|
BPQ445 |
Rep |
2020-05-19 |
2025-06-30 |
| 2 |
Guo, Biao (1982) 郭彪 |
38 |
M |
AXK321 |
RO |
2019-01-15 |
|
| 3 |
Ip, Shing Chung 葉承宗 |
|
|
BAN015 |
Rep |
2020-01-14 |
2022-05-02 |
| 4 |
Lee, Sing Yu 李星宇 |
|
|
BPK686 |
Rep |
2020-02-24 |
2022-06-02 |
| 5 |
Liu, Ka Fai (SFC:BOJ750) 廖家輝 |
|
|
BOJ750 |
Rep |
2019-06-19 |
2021-03-17 |
| 6 |
Lo, Pak Lam 羅柏林 |
|
|
BPW653 |
Rep |
2020-07-22 |
2021-10-12 |
| 7 |
Song, Qihu 宋启虎 |
|
|
BHN014 |
RO |
2016-08-19 |
|
| 8 |
Tam, Chester Ying Ho 譚英豪 |
|
M |
ADV035 |
Rep |
2020-04-07 |
2025-05-06 |
| 9 |
Tse, Sunny Sheung Lai (SFC:APB109) 謝尚禮 |
|
M |
APB109 |
RO |
2019-01-23 |
2022-02-21 |
| 10 |
Wong, Philip Chi Hung 王智雄 |
|
M |
ATE768 |
RO |
2019-04-03 |
2022-08-19 |
| 11 |
Wong, Wai Wai (SFC:BNV535) 黃瑋瑋 |
|
|
BNV535 |
Rep |
2018-12-05 |
2024-06-02 |
| 12 |
Xu, Yiyi (SFC:BAH694) 徐宜宜 |
|
|
BAH694 |
Rep |
2019-10-23 |
2025-02-26 |
| 13 |
Xue, Yonghong 薛永红 |
|
|
BOK454 |
RO |
2019-08-19 |
2024-10-15 |
| 14 |
Yang, Xin (SFC:BLP894) 楊昕 |
|
|
BLP894 |
Rep |
2019-07-17 |
2025-06-30 |
| 15 |
Yang, Xu (SFC:BPI539) 楊旭 |
|
|
BPI539 |
RO |
2020-05-26 |
|
| 16 |
Zhang, Chunbing 張春兵 |
|
|
BOJ751 |
RO |
2019-08-12 |
2023-11-17 |
| 17 |
Zhang, Haimo 章海默 |
|
|
BNV344 |
RO |
2019-08-26 |
2025-01-31 |
| 18 |
Zhang, Xinming (SFC:BID694) 張新明 |
|
|
BID694 |
Rep |
2019-01-04 |
2023-09-15 |
| 19 |
Zhou, Lyu 周律 |
|
|
BJB337 |
RO |
2020-06-02 |
2021-04-30 |
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