SFM HK Management Limited 索羅斯基金管理(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
Role From Until
1 Fitzpatrick, Dawn Nora F Rep 2017-06-20
2 Zambetti, Matthew Peter M RO 2016-08-11
3 Akan, Gokhan Rep 2011-02-15 2011-06-30
4 Schabel, Walter Friedrich M Rep 2011-03-08 2011-09-15
5 Tsai, Robert Tu-Yun 蔡篤昀 M Rep 2011-01-26 2011-09-20
6 Anderson, Keith Thomas (SFC:AVP030) M RO 2010-11-01 2011-09-27
7 Corbisiero, Anthony M Rep 2011-03-16 2011-10-17
8 Guihan, Stephen M Rep 2011-03-16 2011-11-01
9 Albert, Gavin Lewis M Rep 2011-03-17 2011-12-06
10 Chang, James Hyeong Uk M Rep 2010-11-03 2011-12-06
11 Ho, Kin Yan (SFC:AXP384) 何見恩 Rep 2011-07-15 2012-09-30
12 Tsai, Robert Tu-Yun 蔡篤昀 M RO 2011-09-20 2012-09-30
13 Xu, Jianan 徐佳楠 Rep 2011-01-25 2012-09-30
14 Zhang, Xinliang 張辛亮 Rep 2011-01-26 2012-12-10
15 Dai, Jixin 戴霽昕 RO 2010-11-01 2012-12-27
16 Donald, Robert Anthony 55 M Rep 2010-11-19 2012-12-27
17 Cevher, Tuncay Rep 2011-03-17 2013-01-01
18 Cohen, Alexander Zev M Rep 2011-03-16 2013-04-15
19 Li, Jiun-Wei 李君唯 Rep 2011-01-24 2013-05-02
20 Odorczuk, Adam Robert M Rep 2011-03-16 2013-06-07
21 Kim, Paul Hamsoo M Rep 2011-05-09 2013-09-06
22 Lee, Kenneth Sea Leong 李思亮 M Rep 2012-01-03 2014-02-28
23 Yoshino, Michael Stephen M Rep 2011-03-15 2014-04-15
24 Kindopp, Jason Merle M Rep 2013-10-18 2014-08-02
25 Schabel, Walter Friedrich M RO 2011-09-15 2014-10-31
26 Mackinson, Christopher Donald M Rep 2011-02-15 2014-11-05
27 Coates, David Lee (SFC:ARJ844) 李英幸 M Rep 2012-07-27 2014-11-12
28 Khalil, Joseph Wassfy M Rep 2011-03-17 2015-02-06
29 Bhattacharya, Indradeb Rep 2013-05-29 2015-07-03
30 Germino, Michael Walter M Rep 2011-04-20 2015-09-30
31 Bessent, Scott Kenneth Homer 57 M Rep 2011-11-14 2015-12-31
32 Callanan, William Francis 48 M Rep 2015-08-03 2015-12-31
33 Galbreath, Charles Scott III M Rep 2013-10-09 2015-12-31
34 Pappajohn, Gregory Ernest M Rep 2014-03-19 2015-12-31
35 Wang, Dawei (SFC:AWT175) 王大蔚 Rep 2011-01-31 2016-06-22
36 Chang, James Hyeong Uk M RO 2011-12-06 2016-07-25
37 Zambetti, Matthew Peter M Rep 2013-10-09 2016-08-11
38 Wang, Dawei (SFC:AWT175) 王大蔚 RO 2016-06-22 2017-08-31
39 Talbot, Marc A M Rep 2016-03-30 2017-11-28
40 Lynch, Sean Maurice M Rep 2013-09-16 2017-12-21
41 Santhanam, Nashoba Krishnamurthy Rep 2015-06-22 2017-12-21
42 Li, Ang (SFC:APF219) 李昂 Rep 2015-08-13 2018-01-12
43 Jeong, Hae Yeon Rep 2014-04-04 2018-03-31
44 Vardhanabhuti, Kasedith Rep 2016-08-25 2018-03-31
45 Chang, James Hyeong Uk M Rep 2016-07-25 2018-04-30
46 Soros, Robert Daniel 56 M Rep 2010-11-08 2018-05-11
47 Milich, David Albert M RO 2014-10-31 2018-05-28
48 Burdick, Edward Hart M Rep 2016-03-16 2018-06-01
49 Fong, Matthew Apechai M Rep 2016-05-23 2018-09-06
50 Durnan, Timothy J M Rep 2017-11-21 2018-12-24
51 Joll, Barnaby Arthur Cecil M Rep 2019-05-06 2020-04-15
52 Li, Ang (SFC:APF219) 李昂 RO 2018-01-12 2020-05-15
53 Scullin, Kevin (SFC:BHI028) M Rep 2016-04-22 2022-03-03
54 Popat, Mitul Bharatkumar M Rep 2016-08-04 2022-04-27

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