JOY RICH SECURITIES INVESTMENT LIMITED 海富證券投資有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	Role	From	Until
1	Chan, Henry (SFC:AMR204) 陳亨利		M	RO	2017-04-25
2	Chan, Tsz Lap (SFC:AVD702) 陳自立			Rep	2017-08-28
3	Guo, Rui (SFC:BNG888) 郭睿			Rep	2018-09-04	2019-02-28
4	Ho, Shu Shun 何樹信			RO	2017-04-25
5	Kong, Ka Leung 江嘉亮			Rep	2017-08-28
6	Lau, Roland Ning Fung 劉寧鋒		M	RO	2017-04-25	2017-10-25
7	Lau, Wai Ting (SFC:AWQ077) 劉偉停			Rep	2017-09-05	2019-12-03

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