St. James's Place (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Bolton, Richard Philip M Rep 2009-07-27
2 Brady, Paul (SFC:AQC491) M Rep 2008-01-09
3 Breakey, Annabel Frances 28 F Rep 2016-10-14 2023-09-27
4 Brooks, Christopher John Coram M Rep 2016-04-13
5 Ch'Ng, Kim Seng Rep 2014-10-30 2023-01-31
6 Cheung, Kitty Lai King 張麗琼 F Rep 2012-05-11
7 Cochrane, Ian Mark (SFC:AEH979) M Rep 2018-04-27
8 Crawford, Shane Quinton M Rep 2015-10-27 2017-10-04
9 Dodgson, Ryan Peter 45 M Rep 2016-06-10 2017-08-09
10 Doughty, Stephen Edward (SFC:ARH181) M Rep 2008-08-19
11 Englebrecht, James Edward M Rep 2015-11-19 2023-12-31
12 Galvin, Julian M Rep 2015-07-14
13 Gollop, Stephen Philip M RO 2015-10-30
14 Hennecke, Martin Wolfgang M RO 2014-11-13
15 Hollingsworth, Mark James M Rep 2015-12-03 2017-04-30
16 Jeffreys, Nicholas Vaughan M Rep
17 Jenkins, Ryan (SFC:BHY430) M Rep 2016-08-11
18 Jones, Benjamin Ross M Rep 2008-06-30 2017-01-06
19 Kelly, Andrew Richard M Rep
20 Kruis, William David Leo M Rep 2015-01-13
21 Lai, Winston Kam Wah 黎錦華 M Rep 2005-07-05
22 Lee, Colin Kwan Lun 李崑崙 M Rep 2015-09-01 2021-08-13
23 Leung, Man Ho (SFC:BEZ360) 梁文灝 Rep 2016-06-01 2017-12-29
24 Lewis, Richard John (SFC:BGC209) M Rep 2015-09-01
25 Llewelyn-Williams, Gareth John M Rep 2016-08-16 2023-02-18
26 Ludhani, Aakash Gobind M Rep 2016-03-22 2022-06-09
27 Lumb, Nicholas James M Rep 2007-03-02 2024-01-11
28 Makszin, Agost Andras M Rep 2016-12-12 2021-09-24
29 Penfold, Christopher John (SFC:BFO974) M Rep 2016-06-01 2018-05-07
30 Piestrzynski, Bart Stefan M Rep 2016-10-13 2020-01-31
31 Poon, Mei Ho 潘美好 Rep 2016-12-30 2018-04-30
32 Powell, Sarah Jane (SFC:BGC816) F Rep 2015-09-04 2020-09-01
33 Preston, Nicholas James M Rep 2016-08-22 2018-05-04
34 Proudlock, Timothy Laurence 彭樂添 34 M Rep 2016-02-11 2017-07-20
35 Putnam, Stephen Peter M Rep 2015-11-20
36 Rawson, Mark Donald M RO 2012-02-14 2017-10-04
37 Roberts, Anthony David (SFC:AFA649) M Rep 2016-06-13 2017-10-09
38 Robinson, Claire (SFC:BHL326) F Rep 2016-05-10
39 Robinson, Simon Francis M Rep 2013-01-08 2023-12-31
40 Tawn, Andrew John M Rep 2015-03-10
41 Tempest, Nicholas Alexander James (SFC:BGI091) M Rep 2016-10-14 2020-09-07
42 Van Smit, Michael Jonathan M Rep 2008-08-19 2023-06-20
43 Warner, James William M Rep 2015-03-11
44 White, Jason Gregory M Rep 2015-04-23
45 Whitfield, Philip Thomas M Rep 2015-09-01 2017-10-20
46 Woodward, Paul Martin M Rep 2015-08-26 2018-04-26

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