CICC US Securities, Inc.

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
Role From Until
1 Fan, Kun 范堃 RO 2008-05-15 2010-08-24
2 Guo, Dajiang 過大江 RO 2009-07-07 2011-03-31
3 Lu, Yilin (SFC:AOG682) 呂禕麟 28 M Rep 2008-05-30 2011-10-31
4 Wong, Hong Man 王康曼 F Rep 2007-08-06 2010-05-21
5 Woo, Jimmy Cheung Yee 吳祥貽 M Rep 2007-08-06 2010-09-01
6 Zhang, Lanlan (SFC:AFP100) 張嵐嵐 RO 2009-12-02 2010-06-30

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